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Violation Tracker Current Parent Company Summary
Current Parent Company Name: NatWest Group PLC
Ownership Structure: government-owned
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $14,370,701,618
Number of records: 43
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| financial offenses | $12,235,546,857 | 25 |
| competition-related offenses | $1,792,833,333 | 14 |
| consumer-protection-related offenses | $342,321,428 | 4 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| toxic securities abuses | $11,718,442,857 | 15 |
| price-fixing or anti-competitive practices | $1,757,833,333 | 13 |
| consumer protection violation | $342,321,428 | 4 |
| banking violation | $324,000,000 | 2 |
| tax violations | $106,384,000 | 2 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency  | Penalty Amount |
| National Westminster Bank plc | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $3,500,000 |
| Royal Bank of Scotland Group | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $13,000,000 |
| Royal Bank of Scotland Group | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $255,000,000 |
| Royal Bank of Scotland GroupPLC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Royal Bank of Scotland PLC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Royal Bank of Scotland plc | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Royal Bank of Scotland PLC | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
| RBS Financial Products Inc. | consumer protection violation | 2013 | private lawsuit-federal | $1,750,000 |
| RBS Securities Inc. | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| Royal Bank of Scotland Group | consumer protection violation | 2014 | private lawsuit-federal | $275,000,000 |
| Royal Bank of Scotland PLC | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| NatWest Markets PLC | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $21,000,000 |
| Royal Bank of Scotland | toxic securities abuses | 2017 | CA-AG | $125,000,000 |
| Royal Bank of Scotland plc | price-fixing or anti-competitive practices | 2014 | CFTC | $290,000,000 |
| Royal Bank of Scotland plc | price-fixing or anti-competitive practices | 2013 | CFTC | $325,000,000 |
| Royal Bank of Scotland plc | price-fixing or anti-competitive practices | 2017 | CFTC | $85,000,000 |
| NatWest Markets Plc | investor protection violation | 2018 | CFTC | $750,000 |
| NatWest Markets Plc | investor protection violation | 2019 | CFTC | $850,000 |
| RBS Securities, Inc. | toxic securities abuses | 2016 | CT-AG | $120,000,000 |
| RBS PLC and RBS Securities Japan | price-fixing or anti-competitive practices | 2014 | DOJ_ANTITRUST | $150,000,000 |
| Royal Bank of Scotland Group plc | toxic securities abuses | 2018 | DOJ_CIVIL | $4,900,000,000 |
| Royal Bank of Scotland plc | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $395,000,000 |
| NatWest Markets Plc | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
| Coutts & Co Ltd | tax violations | 2015 | DOJ_TAX | $78,484,000 |
| Coutts & Co Ltd. | tax violations | 2019 | DOJ_TAX | $27,900,000 |
| ROYAL BANK OF SCOTLAND PLC | banking violation | 2015 | FED | $274,000,000 |
| THE ROYAL BANK OF SCOTLAND GROUP PLC | banking violation | 2013 | FED | $50,000,000 |
| RBS Securities Inc. | toxic securities abuses | 2014 | FHFA | $99,500,000 |
| Royal Bank of Scotland PLC | toxic securities abuses | 2017 | FHFA | $5,500,000,000 |
| RBS Securities, Inc. | investor protection violation | 2016 | FINRA | $2,000,000 |
| Royal Bank of Scotland | toxic securities abuses | 2018 | IL-AG | $20,000,000 |
| RBS Financial Products Inc. | toxic securities abuses | 2011 | MA-AG | $52,000,000 |
| RBS Financial Products, Inc. | toxic securities abuses | 2020 | MD-AG | $18,000,000 |
| Royal Bank of Scotland plc | toxic securities abuses | 2015 | NCUA | $129,600,000 |
| NatWest Markets Securities Inc. | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| RBS Financial Products | toxic securities abuses | 2012 | NV-AG | $42,000,000 |
| Royal Bank of Scotland | toxic securities abuses | 2018 | NY-AG | $500,000,000 |
| Royal Bank of Scotland | economic sanction violation | 2013 | NY-DFS | $50,000,000 |
| Royal Bank of Scotland PLC | economic sanction violation | 2013 | OFAC | $33,000,000 |
| RBS Securities Inc. | toxic securities abuses | 2013 | SEC | $153,700,000 |
| Royal Bank of Scotland Group plc | investor protection violation | 2014 | SEC | $120,000 |
| RBS Securities Inc. | toxic securities abuses | 2017 | USAO | $44,000,000 |
| RBS Securities Inc. | toxic securities abuses | 2016 | VA-AG | $10,000,000 |
