Violation Tracker Parent Company Summary

Parent Company Name: 
New Day Financial LLC
Ownership Structure: 
privately held
Headquartered in: 
Maryland
Major Industry: 
financial services
Specific Industry: 
consumer lending
Penalty total since 2000: 
$6,337,500
Number of records: 
4
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$5,160,0001
consumer-protection-related offenses$1,177,5003
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$5,160,0001
consumer protection violation$1,177,5003
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

New Day Financial LLC; New Day Financial LLC dba New Day USA; New Day Financial, LLC d/b/a NewDay USA

Links: 

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agencysort icon Penalty Amount
New Day Financial, LLC d/b/a NewDay USA investor protection violation 2015 MULTI-FIN $5,160,000
New Day Financial LLC dba New Day USA consumer protection violation 2015 NY-DFS $1,000,000
New Day Financial LLC consumer protection violation 2011 PA-BKG $57,500
New Day Financial, LLC d/b/a NewDay USA consumer protection violation 2015 WA-FIN $120,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)