Violation Tracker Parent Company Summary

Parent Company Name: 
Securian Financial
Ownership Structure: 
mutual
Headquartered in: 
Minnesota
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$801,945
Number of records: 
8
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$662,5005
financial offenses$139,4453
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$657,0004
investor protection violation$139,4453
consumer protection violation$5,5001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Minnesota Life Insurance Company; Minnesota Life Insurance Company et al.; Securian Financial Services, Inc.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agencysort icon Penalty Amount
Securian Financial Services, Inc. investor protection violation 2020 AK-DBS $10,000
Minnesota Life Insurance Co. insurance violation 2020 CT-INS $9,000
Securian Financial Services, Inc. investor protection violation 2009 MO-SEC $79,445
Minnesota Life Insurance Company et al. insurance violation 2016 MULTI-FIN $625,000
Securian Financial Services, Inc. consumer protection violation 2013 NE-DBF $5,500
Minnesota Life Insurance Company insurance violation 2019 OR-FIN $5,000
Securian Financial Services Inc. investor protection violation 2009 TX-SEC $50,000
MINNESOTA LIFE INSURANCE CO. insurance violation 2006 VA-INS $18,000
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