Violation Tracker Parent Company Summary

Parent Company Name: 
Umpqua Holdings
Ownership Structure: 
publicly traded (ticker symbol UMPQ)
Headquartered in: 
Major Industry: 
financial services
Specific Industry: 
Penalty total since 2000: 
Number of records: 
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
employment-related offenses$3,365,3503
financial offenses$90,2401
Top 5 Primary Offense TypesPenalty TotalNumber of Records
benefit plan administrator violation$3,025,0001
employment screening violation$325,0001
banking violation$90,2401
wage and hour violation$15,3501

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Sterling Financial Corporation; UMPQUA BANK


Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Umpqua Bank wage and hour violation 2015 WA-DLI $15,350
UMPQUA BANK banking violation 2008 FDIC $90,240
Umpqua Bank employment screening violation 2019 private lawsuit-federal $325,000
Sterling Financial Corporation benefit plan administrator violation 2013 private lawsuit-federal $3,025,000
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