Violation Tracker Parent Company Summary

Parent Company Name: 
United Technologies
Ownership Structure: 
publicly traded (ticker symbol UTX)
Headquartered in: 
Connecticut
Major Industry: 
aerospace and military contracting
Specific Industry: 
aerospace & military contracting
Penalty total since 2000: 
$221,544,981
Number of records: 
89
Top 10 Primary Offense TypesPenalty TotalNumber of Records
export control violation$133,348,5007
False Claims Act and related$63,375,7903
Foreign Corrupt Practices Act$13,900,0001
employment discrimination$5,048,4914
labor relations violation$2,579,40615
environmental violation$1,301,39514
wage and hour violation$1,211,5732
workplace safety or health violation$655,83334
aviation safety violation$105,2007
motor vehicle safety violation$10,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

AMI IND; B / E AEROSPACE; B/E AEROSPACE INC; BF GOODRICH AEROSPACE; BF GOODRICH AEROSPACE LANDING GEAR PLATING OPERATIONS; BFGOODRICH AEROSPACE MRO GROUP; CARRIER; CARRIER ENTERPRISE; CARRIER SALES AND DISTRIBUTION; CARRIER SAUDI SVC COMPLANY SAUDIA ARABIA; DETECTOR ELECTRONICS; GOODRICH; GOODRICH AIRCRAFT WHEELS AND BRAKES; GOODRICH AIRCRAFT WHEELS AND BRAKES DIV; GOODRICH CORPORATION 120250082700045; GOODRICH DEICING AND SPECIALTY SYS; GOODRICH LANDING GEAR DIV; GOODRICH UTC AEROSPACE; HAMILTO [...]

Links: 

For more details on misconduct by this company, see its entry in the Project On Government Oversight's Federal Contractor Misconduct Database.

For a summary of this company's federal contracts, see its page on Fedspending.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
United Technologies Corporation export control violation 2012 USAO $75,000,000
United Technologies Corporation export control violation 2012 DDTC $55,000,000
Pratt & Whitney False Claims Act and related 2008 DOJ_CIVIL $50,325,000
United Technologies Corporation Foreign Corrupt Practices Act 2018 SEC $13,900,000
United Technologies Corporation False Claims Act and related 2013 DOJ_CIVIL $11,050,790
B/E Aerospace employment discrimination 2017 private lawsuit-state $3,316,000
Goodrich Corporation export control violation 2006 DDTC $3,000,000
Pratt & Whitney False Claims Act and related 2008 DOJ_CIVIL $2,000,000
B. F. Goodrich Aerospace Landing Gear-Plating Operations labor relations violation 2005 NLRB $1,600,000
Hamilton Sundstrand employment discrimination 2005 EEOC $1,250,000
Rockwell Collins wage and hour violation 2012 private lawsuit-federal $1,200,000
Carrier Corporation environmental violation 2006 EPA $593,750
Pratt & Whitney Aircraft, Div. of United Tech. Corp. labor relations violation 2006 NLRB $430,000
United Technologies employment discrimination 2014 private lawsuit-federal $376,580
GOODRICH CORPORATION environmental violation 2007 EPA $249,092
Hamilton Sundstrand Corporation export control violation 2003 BIS $171,500
Universal Propulsion Co. environmental violation 2008 AZ-AG $165,000
Hamilton-Sundstrand labor relations violation 2005 NLRB $160,000
Pratt and Whitney export control violation 2004 BIS $150,000
TRW Lucas Aerospace labor relations violation 2004 NLRB $135,000
PRATT & WHITNEY SPACE PROPULSION workplace safety or health violation 2003 OSHA $125,000
Rockwell Collins employment discrimination 2013 OFCCP $105,911
Rohr, Inc., Operating as BF Goodrich Aerospace/Aerostructer Group labor relations violation 2004 NLRB $80,000
Rohr, Inc. environmental violation 2009 EPA $66,500
PRATT & WHITNEY DIV UTC (MAIN PLANT) environmental violation 2002 EPA $64,200
UNITED TECHNOLOGIES CORPORATION (CARRIER CORP.) workplace safety or health violation 2004 OSHA $63,000
Otis Elevator Company labor relations violation 2010 NLRB $60,000
Goodrich Corporation environmental violation 2015 EPA $52,000
PRATT & WHITNEY SPACE PROPULSION workplace safety or health violation 2003 OSHA $52,000
Goodrich Corporation (UTC Aerospace) environmental violation 2015 EPA (*) $52,000
GOODRICH CORPORATION aviation safety violation 2013 FAA $41,250
OTIS ELEVATOR COMPANY workplace safety or health violation 2016 OSHA $40,500
OTIS ELEVATOR COMPANY workplace safety or health violation 2017 OSHA $38,025
OTIS ELEVATOR COMPANY workplace safety or health violation 2015 OSHA $35,000
International Comfort Products labor relations violation 2005 NLRB $28,673
CARRIER CORPORATION, U.T.C. workplace safety or health violation 2012 OSHA $25,000
KIDDE-FENWAL, INC. environmental violation 2008 EPA $24,923
GOODRICH AEROSTRUCTURES aviation safety violation 2015 FAA $22,000
GOODRICH CORPORATION 120250082700045 environmental violation 2014 EPA $21,082
ROHR INCORPORATED workplace safety or health violation 2015 OSHA $20,700
B/E AEROSPACE INC environmental violation 2000 EPA $19,350
OTIS ELEVATOR workplace safety or health violation 2015 OSHA $19,125
Otis Elevator Company labor relations violation 2016 NLRB $18,899
Tyler Refrigeration environmental violation 2008 EPA $18,889
GOODRICH CORPORATION workplace safety or health violation 2001 OSHA $18,000
ROHR INC. DBA GOODRICH workplace safety or health violation 2012 OSHA $18,000
Rockwell-Collins labor relations violation 2002 NLRB $17,500
GOODRICH workplace safety or health violation 2004 OSHA $16,875
Goodrich Corporation environmental violation 2005 EPA $16,609
OTIS ELEVATOR COMPANY workplace safety or health violation 2018 OSHA $16,247
Detector Electronics Inc. export control violation 2001 BIS $15,000
GOODRICH CORP., AIRCRAFT WHEELS & BRAKES DIV. workplace safety or health violation 2004 OSHA $14,500
GOODRICH CORPORATION workplace safety or health violation 2003 OSHA $13,500
GOODRICH DEICING AND SPECIALTY SYSTEMS aviation safety violation 2006 FAA $13,000
Otis Elevator labor relations violation 2002 NLRB $12,176
Otis Elevator labor relations violation 2004 NLRB $12,000
Carrier Saudi Services Complany Ltd. (Saudia Arabia) export control violation 2017 BIS $12,000
GOODRICH CORPORATION workplace safety or health violation 2014 OSHA $11,900
Goodrich wage and hour violation 2005 WHD $11,573
GOODRICH CORP. LANDING GEAR DIV. workplace safety or health violation 2009 OSHA $11,025
CARRIER SALES AND DISTRIBUTION LLC motor vehicle safety violation 2008 FMCSA $10,000
OTIS ELEVATOR COMPANY workplace safety or health violation 2009 OSHA $10,000
GOODRICH workplace safety or health violation 2000 OSHA $10,000
GOODRICH/UNITED TECHNOLOGIES CORP. workplace safety or health violation 2015 OSHA $10,000
CARRIER ENTERPRISE LLC aviation safety violation 2015 FAA $9,450
ROHR, INC. DBA GOODRICH AEROSTRUCTURES workplace safety or health violation 2012 OSHA $9,335
Carrier Corporation Family and Medical Leave Act 2007 WHD $8,793
HAMILTON SUNDSTRAND workplace safety or health violation 2002 OSHA $8,700
BFGOODRICH AEROSPACE MRO GROUP INC aviation safety violation 2001 FAA $7,500
Otis Elevator Company labor relations violation 2008 NLRB $7,336
Otis Elevator labor relations violation 2003 NLRB $7,250
GOODRICH CORPORATION workplace safety or health violation 2015 OSHA $7,114
GOODRICH CORPORATION AIRCRAFT WHEELS AND BRAKES aviation safety violation 2006 FAA $7,000
UNIVERSAL PROPULSION COMPANY, INC. workplace safety or health violation 2001 OSHA $6,935
ROHR INC DBA GOODRICH workplace safety or health violation 2012 OSHA $6,750
AMI INDUSTRIES INC workplace safety or health violation 2010 OSHA $6,000
ROHR INDUSTRIES, INC. workplace safety or health violation 2014 OSHA $5,800
BE AEROSPACE, INC. workplace safety or health violation 2010 OSHA $5,719
B F GOODRICH AEROSPACE workplace safety or health violation 2000 OSHA $5,620
ROHR INDUSTRIES, INC. workplace safety or health violation 2014 OSHA $5,400
Otis Elevator Company labor relations violation 2008 NLRB $5,376
Carrier Corp. labor relations violation 2007 NLRB $5,196
BE AEROSPACE, INC. workplace safety or health violation 2004 OSHA $5,063
HAMILTON SUNSTRAND CORP. aviation safety violation 2015 FAA $5,000
OTIS ELEVATOR COMPANY workplace safety or health violation 2005 OSHA $5,000
GOODRICH workplace safety or health violation 2004 OSHA $5,000
GOODRICH CORPORATION workplace safety or health violation 2015 OSHA $5,000
ROCKWELL COLLINS environmental violation 2000 EPA $5,000
PRATT & WHITNEY environmental violation 2000 EPA $5,000
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