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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Wells Fargo
Ownership Structure: publicly traded (ticker symbol WFC)
Headquartered in: California
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000$21,881,892,841
Number of records: 222
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$10,402,453,489121
consumer-protection-related offenses$6,421,664,48436
competition-related offenses$3,148,000,0003
government-contracting-related offenses$1,204,046,7862
employment-related offenses$705,192,08254
Top 5 Primary Offense TypesPenalty TotalNumber of Records
mortgage abuses$5,625,783,6717
banking violation$4,023,432,38617
toxic securities abuses$3,637,750,0007
fraud$3,000,000,0001
investor protection violation$2,487,362,73582
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort iconYearAgencyPenalty Amount
Wells Fargobanking violation2013OCC$1,991,141,181
Wells Fargo Bank, National Associationbanking violation2011OCC$34,500,000
Wachovia Bank N.A.banking violation2010OCC$50,000,000
Wells Fargo & Companybanking violation2012FED$87,000,000
Wells Fargo & Companybanking violation2011FED$85,000,000
Wells Fargo Bank, N.A.banking violation2016OCC$70,000,000
Wells Fargo Bankbanking violation2016CFPB$100,000,000
Wells Fargo Bankbanking violation2016OCC$35,000,000
WELLS FARGO FINANCIAL BANKbanking violation2009FDIC$125,000
Wells Fargo Bank, National Associationbanking violation2009OCC$51,205
Wachovia Bank, National Associationbanking violation2008OCC$168,900,000
Wells Fargo Bank, National Associationbanking violation2005OCC$115,000
Wells Fargo Bank N.A.banking violation2018OCC$500,000,000
Wells Fargo Bank N.A.banking violation2018MULTI-AG$575,000,000
Wells Fargo Bank, National Associationbanking violation2021OCC$250,000,000
Wells Fargo Bank, N.A.banking violation2021USAO$72,600,000
Wachovia Bankanti-money-laundering deficiencies2010FINCEN$110,000,000
Wachovia Bank N.A.anti-money-laundering deficiencies2010USAO$50,000,000
Wells Fargo Advisors, LLCanti-money-laundering deficiencies2017SEC$3,500,000
Wells Fargo Advisors and Wells Fargo Advisors Financial Networkanti-money-laundering deficiencies2014FINRA$1,500,000
Wells Fargo Advisorsanti-money-laundering deficiencies2022SEC$7,000,000
Wells Fargo & CompanyAmericans with Disabilities Act2011DOJ_RIGHTS$16,055,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.