Violation Tracker Parent Company Summary
Parent Company Name:
Wells Fargo
Ownership Structure:
publicly traded (ticker symbol WFC)
Headquartered in:
California
Major Industry:
financial services
Specific Industry:
banking
Penalty total since 2000:
$14,943,253,793
Number of records:
105
| Top 10 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| mortgage abuses | $5,576,500,000 | 2 |
| toxic securities abuses | $3,620,500,000 | 6 |
| banking violation | $2,966,932,386 | 14 |
| False Claims Act | $1,200,000,000 | 1 |
| consumer protection violation | $534,800,000 | 2 |
| wage and hour violation | $214,903,723 | 25 |
| anti-money-laundering deficiencies | $163,500,000 | 3 |
| price-fixing or anti-competitive practices | $148,000,000 | 1 |
| benefit plan administrator violation | $130,775,000 | 6 |
| securities issuance or trading violation | $95,724,465 | 4 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.
Associated Names:
AG EDWARDS; AG EDWARDS AND SONS; FIRST UNION BANK; First Union Securities, Inc.; PRUDENTIAL SECURITIES; STRONG CAPITAL MGT; WACHOVIA; WACHOVIA CAPITAL MARKETS; WACHOVIA FINANCIAL SVC; WACHOVIA NATIONAL BANK NA; WELLS FARGO; WELLS FARGO BANK 1692; WELLS FARGO BANK NA D / B / A WELLS FARGO DEALER SVC; WELLS FARGO BANK NA MUNICIPAL PROD GROUP; WELLS FARGO BANK NATIONAL ASSOCIATION; Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC; WELLS FARGO FINANCIAL BANK; WELLS [...]
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Individual Penalty Records:
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| Company |
Primary Offense Type |
Year | Agency | Penalty Amount |
|---|---|---|---|---|
| Wells Fargo | wage and hour violation | 2007 | private lawsuit-federal | $12,800,000 |
| Wells Fargo Advisors, LLC | wage and hour violation | 2018 | private lawsuit-federal | $9,500,000 |
| WELLS FARGO BANK #1692 | workplace safety or health violation | 2013 | OSHA | $12,000 |
| Wells Fargo Bank N.A | workplace whistleblower retaliation | 2017 | OSHA | $5,400,000 |
| Wells Fargo | workplace whistleblower retaliation | 2017 | OSHA | $577,500 |
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