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Violation Tracker Summary for Primary Offense Type

Offense Type: 
anti-money-laundering deficiencies
Penalty Total since 2000: 
$7,053,670,210
Number of Penalty Records: 
95

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$2,161,000,0002
HSBC$1,256,000,0001
Amaya Inc.$731,000,0001
U.S. Bancorp$598,000,0003
Western Union$586,000,0001
Rabobank$419,201,2593
Citigroup$167,440,0002
Wells Fargo$163,500,0003
Lebanese Canadian Bank$102,000,0001
MoneyGram International$100,000,0001


Individual Penalty Records:

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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
JPMorgan Chase Bank JPMorgan Chase financial services 2014 USAO $1,700,000,000
HSBC Holdings plc HSBC Bank USA N.A. HSBC financial services 2012 DOJ_CRIMINAL $1,256,000,000
PokerStars and Full Tilt Poker Amaya Inc. entertainment 2012 USAO $731,000,000
Western Union Company Western Union financial services 2017 DOJ_CRIMINAL $586,000,000
J.P. Morgan Chase Bank, N.A. JPMorgan Chase financial services 2014 FINCEN $461,000,000
U.S. Bancorp U.S. Bancorp financial services 2018 USAO $453,000,000
Rabobank National Association Rabobank financial services 2018 DOJ_CRIMINAL $368,701,259
BTC-E a/k/a Canton Business Corporation   2017 FINCEN $110,003,314
Wachovia Bank Wells Fargo financial services 2010 FINCEN $110,000,000
Lebanese Canadian Bank Lebanese Canadian Bank financial services 2013 USAO $102,000,000
MoneyGram International Inc. MoneyGram International financial services 2012 DOJ_CRIMINAL $100,000,000
Banamex USA Citigroup financial services 2017 DOJ_CRIMINAL $97,440,000
Hong Kong Entertainment (Overseas) Investments, Ltd. d/b/a Tinian Dynasty Hotel & Casino   2015 FINCEN $75,000,000
U.S. Bank National Association U.S. Bancorp financial services 2018 OCC $75,000,000
Citibank N.A. Citigroup financial services 2018 OCC $70,000,000
U.S. Bank National Association U.S. Bancorp financial services 2018 FINCEN $70,000,000
American Express Bank International American Express financial services 2007 DOJ_CRIMINAL $55,000,000
Wachovia Bank N.A. Wells Fargo financial services 2010 USAO $50,000,000
Rabobank, National Association Rabobank financial services 2018 OCC $50,000,000
Las Vegas Sands Corp. Las Vegas Sands Corp. entertainment 2013 USAO $47,400,300
Deutsche Bank AG Deutsche Bank financial services 2017 FED $41,000,000
The Bank of New York Bank of New York Mellon financial services 2005 USAO $38,000,000
Mega International Commercial Bank Co., Ltd.   2018 FED $29,000,000
Riggs Bank National Association PNC Financial Services financial services 2004 OCC $25,000,000
Arab Bank PLC   2005 OCC $24,000,000
Union Bank of California, N.A. Mitsubishi Group diversified 2007 DOJ_CRIMINAL $21,600,000
Banco Popular de Puerto Rico Popular Inc. financial services 2003 DOJ_CRIMINAL $21,600,000
Oppenheimer & Co., Inc. Oppenheimer Holdings financial services 2015 FINCEN $20,000,000
CG Technology LP (formerly Cantor Gaming)   2016 USAO $16,500,000
Riggs Bank PNC Financial Services financial services 2005 USAO $16,000,000
Sigue Corporation   2008 DOJ_CRIMINAL $15,000,000
United Bank for Africa   2008 FINCEN $15,000,000
Shake-N-Go Fashion Inc. and Model Model Hair Fashion Inc.   2014 USAO $15,000,000
Elemetal LLC   2018 USAO $15,000,000
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bank of America financial services 2017 SEC $13,000,000
Sigue Corporation and Sigue LLC   2008 FINCEN $12,000,000
Israel Discount Bank Israel Discount Bank financial services 2006 FINCEN $12,000,000
CG Technology, L.P. dba Cantor Gaming   2016 FINCEN $12,000,000
Trump Taj Mahal Casino Resort Hard Rock International restaurants and foodservice 2015 FINCEN $10,000,000
BankAtlantic BB&T financial services 2006 DOJ_CRIMINAL $10,000,000
Union Bank of California, N.A. Mitsubishi Group diversified 2007 FINCEN $10,000,000
AmSouth Regions Financial financial services 2004 FINCEN $10,000,000
Desert Palace, Inc. d/b/a Caesars Palace Caesars Entertainment Corp. entertainment 2015 FINCEN $8,000,000
Artichoke Joe's Casino   2018 FINCEN $8,000,000
Merchants Bank of California, N.A.   2017 FINCEN $7,000,000
Prevezon Holdings Ltd.   2017 USAO $5,896,333
Pamrapo Savings Bank S.L.A.   2010 DOJ_CRIMINAL $5,000,000
Doha Bank   2009 FINCEN $5,000,000
Aracoma Contracting LLC   2014 USAO $4,405,000
Gibraltar Private Bank and Trust Company Gibraltar Private Bank and Trust financial services 2016 FINCEN $4,000,000
Wells Fargo Advisors, LLC Wells Fargo financial services 2017 SEC $3,500,000
Belair Payroll Services Inc.   2013 DOJ_CRIMINAL $3,267,252
Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino   2015 USAO $3,036,969
Banco de Chile   2005 OCC $3,000,000
Hawaiian Gardens Casino, Inc. d/b/a The Gardens Casino   2016 FINCEN $2,800,000
Oppenheimer & Company, Inc. Oppenheimer Holdings financial services 2005 FINCEN $2,800,000
First National Community Bank   2015 FINCEN $1,500,000
GB Check Cashing LLC   2013 USAO $1,086,894
Sparks Nugget, Inc. d/b/a John Ascuaga's Nugget   2016 FINCEN $1,000,000
Bank of Mingo   2015 FINCEN $1,000,000
Pamrapo Savings Bank, S.L.A.   2010 FINCEN $1,000,000
E.S. Financial Services   2016 SEC $1,000,000
Tonkawa Tribe   2006 FINCEN $1,000,000
Lone Star National Bank   2017 FINCEN $1,000,000
Chardan Capital Markets LLC   2018 SEC $1,000,000
Katelyn & Claire, Inc. and Alex T, Inc. dba Quality Express   2013 USAO $992,462
Univision Auto LLC   2011 USAO $866,427
BEACH BANK   2006 FDIC $800,000
Aegis Capital Corporation   2018 SEC $750,000
Ripple Labs Inc.   2015 FINCEN $700,000
Oaks Card Club d/b/a Oaks Club   2015 FINCEN $650,000
LIBERTY BANK OF NEW YORK   2006 FDIC $600,000
M&T Bank M&T Bank financial services 2014 USAO $560,000
Bethex Federal Credit Union   2016 FINCEN $500,000
Rabobank N.A. Rabobank financial services 2018 USAO $500,000
CommunityONE Bank N.A.   2011 DOJ_CRIMINAL $400,000
North Dade Community Development Federal Credit Union   2014 FINCEN $300,000
Albert Fried & Company   2016 SEC $300,000
Lower Sioux Indian Community, doing business as Jackpot Junction Casino Hotel   2011 FINCEN $250,000
First Independence Bank   2013 USAO $250,000
B.A.K. Precious Metals, Inc.   2015 FINCEN $200,000
BPI Inc.   2014 FINCEN $125,000
Aurora Sunmart Inc.   2015 FINCEN $75,000
Lee's Snack Shop, Inc.   2015 FINCEN $60,000
Pinnacle Capital Markets, LLC   2010 FINCEN $50,000
Nick's Amusements Inc.   2010 USAO $50,000
Mian, Inc. dba Tower Package Store   2014 FINCEN $45,000
Eurobank   2010 FINCEN $25,000
Deprez?s Quality Jewelry and Loans, Inc.   2006 FINCEN $25,000
King Mail & Wireless Inc.   2015 FINCEN $12,000
Baltic Financial Services, Inc.   2010 FINCEN $12,000
Thriftway Food Mart   2016 FINCEN $10,000
New Milenium Cash Exchange, Inc   2014 FINCEN $10,000
Frosty Food Mart   2006 FINCEN $10,000
Altima Inc.   2011 FINCEN $5,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.