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Violation Tracker Summary for Primary Offense Type

Offense Type: 
anti-money-laundering deficiencies
Penalty Total since 2000: 
$7,383,295,210
Number of Penalty Records: 
101
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$2,161,000,0002
HSBC$1,256,000,0001
Amaya Inc.$731,000,0001
Western Union$680,000,0002
U.S. Bancorp$598,000,0003
Rabobank$419,201,2593
MoneyGram International$225,000,0002
Citigroup$167,440,0002
Wells Fargo$163,500,0003
Lebanese Canadian Bank$102,000,0001


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
JPMorgan Chase Bank JPMorgan Chase financial services 2014 USAO $1,700,000,000
HSBC Holdings plc HSBC Bank USA N.A. HSBC financial services 2012 DOJ_CRIMINAL $1,256,000,000
PokerStars and Full Tilt Poker Amaya Inc. entertainment 2012 USAO $731,000,000
Western Union Company Western Union financial services 2017 DOJ_CRIMINAL $586,000,000
J.P. Morgan Chase Bank, N.A. JPMorgan Chase financial services 2014 FINCEN $461,000,000
U.S. Bancorp U.S. Bancorp financial services 2018 USAO $453,000,000
Rabobank National Association Rabobank financial services 2018 DOJ_CRIMINAL $368,701,259
MoneyGram International Inc. MoneyGram International financial services 2018 DOJ_CRIMINAL $125,000,000
BTC-E a/k/a Canton Business Corporation   2017 FINCEN $110,003,314
Wachovia Bank Wells Fargo financial services 2010 FINCEN $110,000,000
Lebanese Canadian Bank Lebanese Canadian Bank financial services 2013 USAO $102,000,000
MoneyGram International Inc. MoneyGram International financial services 2012 DOJ_CRIMINAL $100,000,000
Capital One Bank (USA), National Association Capital One Financial financial services 2018 OCC $100,000,000
Banamex USA Citigroup financial services 2017 DOJ_CRIMINAL $97,440,000
Western Union Financial Services, Inc. Western Union financial services 2010 MULTI-AG $94,000,000
Hong Kong Entertainment (Overseas) Investments, Ltd. d/b/a Tinian Dynasty Hotel & Casino   2015 FINCEN $75,000,000
U.S. Bank National Association U.S. Bancorp financial services 2018 OCC $75,000,000
Citibank N.A. Citigroup financial services 2018 OCC $70,000,000
U.S. Bank National Association U.S. Bancorp financial services 2018 FINCEN $70,000,000
American Express Bank International American Express financial services 2007 DOJ_CRIMINAL $55,000,000
Wachovia Bank N.A. Wells Fargo financial services 2010 USAO $50,000,000
Rabobank, National Association Rabobank financial services 2018 OCC $50,000,000
Las Vegas Sands Corp. Las Vegas Sands Corp. entertainment 2013 USAO $47,400,300
Deutsche Bank AG Deutsche Bank financial services 2017 FED $41,000,000
The Bank of New York Bank of New York Mellon financial services 2005 USAO $38,000,000
Mega International Commercial Bank Co., Ltd.   2018 FED $29,000,000
Riggs Bank National Association PNC Financial Services financial services 2004 OCC $25,000,000
Arab Bank PLC   2005 OCC $24,000,000
Union Bank of California, N.A. Mitsubishi Group diversified 2007 DOJ_CRIMINAL $21,600,000
Banco Popular de Puerto Rico Popular Inc. financial services 2003 DOJ_CRIMINAL $21,600,000
Oppenheimer & Co., Inc. Oppenheimer Holdings financial services 2015 FINCEN $20,000,000
CG Technology LP (formerly Cantor Gaming)   2016 USAO $16,500,000
Riggs Bank PNC Financial Services financial services 2005 USAO $16,000,000
Sigue Corporation   2008 DOJ_CRIMINAL $15,000,000
United Bank for Africa   2008 FINCEN $15,000,000
Shake-N-Go Fashion Inc. and Model Model Hair Fashion Inc.   2014 USAO $15,000,000
Elemetal LLC   2018 USAO $15,000,000
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bank of America financial services 2017 SEC $13,000,000
Sigue Corporation and Sigue LLC   2008 FINCEN $12,000,000
Israel Discount Bank Israel Discount Bank financial services 2006 FINCEN $12,000,000
CG Technology, L.P. dba Cantor Gaming   2016 FINCEN $12,000,000
Trump Taj Mahal Casino Resort Hard Rock International restaurants and foodservice 2015 FINCEN $10,000,000
BankAtlantic BB&T financial services 2006 DOJ_CRIMINAL $10,000,000
Union Bank of California, N.A. Mitsubishi Group diversified 2007 FINCEN $10,000,000
AmSouth Regions Financial financial services 2004 FINCEN $10,000,000
Desert Palace, Inc. d/b/a Caesars Palace Caesars Entertainment Corp. entertainment 2015 FINCEN $8,000,000
Artichoke Joe's Casino   2018 FINCEN $8,000,000
Merchants Bank of California, N.A.   2017 FINCEN $7,000,000
Prevezon Holdings Ltd.   2017 USAO $5,896,333
Pamrapo Savings Bank S.L.A.   2010 DOJ_CRIMINAL $5,000,000
Doha Bank   2009 FINCEN $5,000,000
UBS Financial Services Inc. UBS financial services 2018 FINCEN $5,000,000
Commercial Bank of New York   2001 NY-AG $5,000,000
Aracoma Contracting LLC   2014 USAO $4,405,000
Gibraltar Private Bank and Trust Company Gibraltar Private Bank and Trust financial services 2016 FINCEN $4,000,000
Wells Fargo Advisors, LLC Wells Fargo financial services 2017 SEC $3,500,000
Belair Payroll Services Inc.   2013 DOJ_CRIMINAL $3,267,252
Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino   2015 USAO $3,036,969
Banco de Chile   2005 OCC $3,000,000
Hawaiian Gardens Casino, Inc. d/b/a The Gardens Casino   2016 FINCEN $2,800,000
Oppenheimer & Company, Inc. Oppenheimer Holdings financial services 2005 FINCEN $2,800,000
First National Community Bank   2015 FINCEN $1,500,000
GB Check Cashing LLC   2013 USAO $1,086,894
Sparks Nugget, Inc. d/b/a John Ascuaga's Nugget   2016 FINCEN $1,000,000
Bank of Mingo   2015 FINCEN $1,000,000
Pamrapo Savings Bank, S.L.A.   2010 FINCEN $1,000,000
E.S. Financial Services   2016 SEC $1,000,000
Tonkawa Tribe   2006 FINCEN $1,000,000
Lone Star National Bank   2017 FINCEN $1,000,000
Chardan Capital Markets LLC   2018 SEC $1,000,000
Katelyn & Claire, Inc. and Alex T, Inc. dba Quality Express   2013 USAO $992,462
Univision Auto LLC   2011 USAO $866,427
BEACH BANK   2006 FDIC $800,000
Aegis Capital Corporation   2018 SEC $750,000
Ripple Labs Inc.   2015 FINCEN $700,000
Oaks Card Club d/b/a Oaks Club   2015 FINCEN $650,000
Vision Financial Markets LLC   2019 SEC $625,000
LIBERTY BANK OF NEW YORK   2006 FDIC $600,000
M&T Bank M&T Bank financial services 2014 USAO $560,000
Bethex Federal Credit Union   2016 FINCEN $500,000
Rabobank N.A. Rabobank financial services 2018 USAO $500,000
CommunityONE Bank N.A.   2011 DOJ_CRIMINAL $400,000
North Dade Community Development Federal Credit Union   2014 FINCEN $300,000
Albert Fried & Company   2016 SEC $300,000
Lower Sioux Indian Community, doing business as Jackpot Junction Casino Hotel   2011 FINCEN $250,000
First Independence Bank   2013 USAO $250,000
B.A.K. Precious Metals, Inc.   2015 FINCEN $200,000
BPI Inc.   2014 FINCEN $125,000
Aurora Sunmart Inc.   2015 FINCEN $75,000
Lee's Snack Shop, Inc.   2015 FINCEN $60,000
Pinnacle Capital Markets, LLC   2010 FINCEN $50,000
Nick's Amusements Inc.   2010 USAO $50,000
Mian, Inc. dba Tower Package Store   2014 FINCEN $45,000
Eurobank   2010 FINCEN $25,000
Deprez?s Quality Jewelry and Loans, Inc.   2006 FINCEN $25,000
King Mail & Wireless Inc.   2015 FINCEN $12,000
Baltic Financial Services, Inc.   2010 FINCEN $12,000
Thriftway Food Mart   2016 FINCEN $10,000
New Milenium Cash Exchange, Inc   2014 FINCEN $10,000
Frosty Food Mart   2006 FINCEN $10,000
Altima Inc.   2011 FINCEN $5,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.