« Return to search form

Violation Tracker Summary for Primary Offense Type

Offense Type: 
anti-money-laundering deficiencies
Penalty Total since 2000: 
$9,398,971,377
Number of Penalty Records: 
142
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$2,161,000,0002
HSBC$1,256,000,0001
Western Union$748,000,0004
Amaya Inc.$731,000,0001
Standard Chartered$640,000,0002
U.S. Bancorp$598,000,0003
Deutsche Bank$466,000,0002
Rabobank$419,201,2593
Intesa Sanpaolo$235,000,0001
MoneyGram International$225,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML
Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
JPMorgan Chase Bank JPMorgan Chase financial services 2014 USAO $1,700,000,000
HSBC Holdings plc HSBC Bank USA N.A. HSBC financial services 2012 DOJ_CRIMINAL $1,256,000,000
PokerStars and Full Tilt Poker Amaya Inc. entertainment 2012 USAO $731,000,000
Western Union Company Western Union financial services 2017 DOJ_CRIMINAL $586,000,000
J.P. Morgan Chase Bank, N.A. JPMorgan Chase financial services 2014 FINCEN $461,000,000
U.S. Bancorp U.S. Bancorp financial services 2018 USAO $453,000,000
Deutsche Bank AG Deutsche Bank financial services 2017 NY-DFS $425,000,000
Rabobank National Association Rabobank financial services 2018 DOJ_CRIMINAL $368,701,259
Standard Chartered Bank Standard Chartered financial services 2012 NY-DFS $340,000,000
Standard Chartered Bank Standard Chartered financial services 2014 NY-DFS $300,000,000
Intesa Sanpaolo S.p.A. Intesa Sanpaolo financial services 2016 NY-DFS $235,000,000
Agricultural Bank of China Agricultural Bank of China financial services 2016 NY-DFS $215,000,000
Mega International Commercial Bank   2016 NY-DFS $180,000,000
MoneyGram International Inc. MoneyGram International financial services 2018 DOJ_CRIMINAL $125,000,000
BTC-E a/k/a Canton Business Corporation   2017 FINCEN $110,003,314
Wachovia Bank Wells Fargo financial services 2010 FINCEN $110,000,000
Lebanese Canadian Bank Lebanese Canadian Bank financial services 2013 USAO $102,000,000
MoneyGram International Inc. MoneyGram International financial services 2012 DOJ_CRIMINAL $100,000,000
Capital One Bank (USA), National Association Capital One Financial financial services 2018 OCC $100,000,000
Banamex USA Citigroup financial services 2017 DOJ_CRIMINAL $97,440,000
Western Union Financial Services, Inc. Western Union financial services 2010 MULTI-AG $94,000,000
Hong Kong Entertainment (Overseas) Investments, Ltd. d/b/a Tinian Dynasty Hotel & Casino   2015 FINCEN $75,000,000
U.S. Bank National Association U.S. Bancorp financial services 2018 OCC $75,000,000
Citibank N.A. Citigroup financial services 2018 OCC $70,000,000
U.S. Bank National Association U.S. Bancorp financial services 2018 FINCEN $70,000,000
Western Union Western Union financial services 2018 NY-DFS $60,000,000
American Express Bank International American Express financial services 2007 DOJ_CRIMINAL $55,000,000
Industrial Bank of Korea Industrial Bank of Korea financial services 2020 USAO $51,000,000
Wachovia Bank N.A. Wells Fargo financial services 2010 USAO $50,000,000
Rabobank, National Association Rabobank financial services 2018 OCC $50,000,000
Las Vegas Sands Corp. Las Vegas Sands Corp. entertainment 2013 USAO $47,400,300
Deutsche Bank AG Deutsche Bank financial services 2017 FED $41,000,000
Mashreqbank PSC   2018 NY-DFS $40,000,000
The Bank of New York Bank of New York Mellon financial services 2005 USAO $38,000,000
Industrial Bank of Korea Industrial Bank of Korea financial services 2020 NY-DFS $35,000,000
Bank Hapoalim B.M. Bank Hapoalim financial services 2020 DOJ_CRIMINAL $30,063,317
Mega International Commercial Bank Co., Ltd.   2018 FED $29,000,000
Riggs Bank National Association PNC Financial Services financial services 2004 OCC $25,000,000
Arab Bank PLC   2005 OCC $24,000,000
Union Bank of California, N.A. Mitsubishi Group diversified 2007 DOJ_CRIMINAL $21,600,000
Banco Popular de Puerto Rico Popular Inc. financial services 2003 DOJ_CRIMINAL $21,600,000
Oppenheimer & Co., Inc. Oppenheimer Holdings financial services 2015 FINCEN $20,000,000
CG Technology LP (formerly Cantor Gaming)   2016 USAO $16,500,000
Riggs Bank PNC Financial Services financial services 2005 USAO $16,000,000
Sigue Corporation   2008 DOJ_CRIMINAL $15,000,000
United Bank for Africa   2008 FINCEN $15,000,000
Shake-N-Go Fashion Inc. and Model Model Hair Fashion Inc.   2014 USAO $15,000,000
Elemetal LLC   2018 USAO $15,000,000
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bank of America financial services 2017 SEC $13,000,000
Holy Land Foundation For Relief and Development   2009 USAO $12,400,000
Interactive Brokers LLC Interactive Brokers Group financial services 2020 CFTC $12,206,214
Sigue Corporation and Sigue LLC   2008 FINCEN $12,000,000
Israel Discount Bank Israel Discount Bank financial services 2006 FINCEN $12,000,000
CG Technology, L.P. dba Cantor Gaming   2016 FINCEN $12,000,000
Ocean Bank   2011 USAO $10,988,136
Trump Taj Mahal Casino Resort Hard Rock International restaurants and foodservice 2015 FINCEN $10,000,000
BankAtlantic Truist Financial financial services 2006 DOJ_CRIMINAL $10,000,000
Union Bank of California, N.A. Mitsubishi Group diversified 2007 FINCEN $10,000,000
AmSouth Regions Financial financial services 2004 FINCEN $10,000,000
Deloitte Financial Advisory Services Deloitte Touche Tohmatsu business services 2013 NY-DFS $10,000,000
Israel Discount Bank of New York Israel Discount Bank financial services 2005 NY-MANDA $8,500,000
Desert Palace, Inc. d/b/a Caesars Palace Caesars Holdings entertainment 2015 FINCEN $8,000,000
Artichoke Joe's Casino   2018 FINCEN $8,000,000
Western Union Financial Services, Inc. Western Union financial services 2002 NY-DFS $8,000,000
Bank of America Corp. Bank of America financial services 2006 NY-MANDA $7,500,000
Merchants Bank of California, N.A.   2017 FINCEN $7,000,000
Israel Discount Bank of New York Israel Discount Bank financial services 2006 NY-DFS $6,000,000
Prevezon Holdings Ltd.   2017 USAO $5,896,333
Pamrapo Savings Bank S.L.A.   2010 DOJ_CRIMINAL $5,000,000
Doha Bank   2009 FINCEN $5,000,000
UBS Financial Services Inc. UBS financial services 2018 FINCEN $5,000,000
Commercial Bank of New York   2001 NY-AG $5,000,000
Hudson United Bank   2004 NY-MANDA $5,000,000
U.S. Trust Corporation Bank of America financial services 2001 NY-DFS $5,000,000
Aracoma Contracting LLC   2014 USAO $4,405,000
Commercial Bank of New York   2001 NY-DFS $4,250,000
Gibraltar Private Bank and Trust Company Gibraltar Private Bank and Trust financial services 2016 FINCEN $4,000,000
State Bank of India   2001 FED $3,750,000
State Bank of India   2001 NY-DFS $3,750,000
Wells Fargo Advisors, LLC Wells Fargo financial services 2017 SEC $3,500,000
Belair Payroll Services Inc.   2013 DOJ_CRIMINAL $3,267,252
Hawaiian Gardens Casino   2019 CA-AG $3,100,000
Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino   2015 USAO $3,036,969
Banco de Chile   2005 OCC $3,000,000
Hawaiian Gardens Casino, Inc. d/b/a The Gardens Casino   2016 FINCEN $2,800,000
Oppenheimer & Company, Inc. Oppenheimer Holdings financial services 2005 FINCEN $2,800,000
Truck Stop Games   2007 USAO $2,500,000
Bank of Mingo   2015 USAO (*) $2,200,000
First National Community Bank   2015 FINCEN $1,500,000
GB Check Cashing LLC   2013 USAO $1,086,894
Sparks Nugget, Inc. d/b/a John Ascuaga's Nugget   2016 FINCEN $1,000,000
Bank of Mingo   2015 FINCEN $1,000,000
Pamrapo Savings Bank, S.L.A.   2010 FINCEN $1,000,000
E.S. Financial Services   2016 SEC $1,000,000
Tonkawa Tribe   2006 FINCEN $1,000,000
Lone Star National Bank   2017 FINCEN $1,000,000
Chardan Capital Markets LLC   2018 SEC $1,000,000
Katelyn & Claire, Inc. and Alex T, Inc. dba Quality Express   2013 USAO $992,462
Univision Auto LLC   2011 USAO $866,427
BEACH BANK   2006 FDIC $800,000
Aegis Capital Corporation   2018 SEC $750,000
Download results as CSV or XML
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.