Violation Tracker Summary for Primary Offense Type

Offense Type: 
anti-money-laundering deficiencies
Penalty Total since 2000: 
$9,812,546,377
Number of Penalty Records: 
170
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$2,161,000,0002
HSBC$1,256,000,0001
Western Union$748,000,0004
Amaya Inc.$731,000,0001
Standard Chartered$640,000,0002
U.S. Bancorp$598,000,0003
Deutsche Bank$466,000,0002
Rabobank$419,201,2593
Capital One Financial$390,000,0002
Intesa Sanpaolo$235,000,0001


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Parent Major Industry Year Agency Penalty Amount
Adam Dean, Inc. dba Kelly's Jr. #2   2014 FL-OFR $15,500
Aegis Capital Corp.   2018 FINRA $550,000
Aegis Capital Corporation   2018 SEC $750,000
Agricultural Bank of China Agricultural Bank of China financial services 2016 NY-DFS $215,000,000
Albert Fried & Company   2016 SEC $300,000
Altima Inc.   2011 FINCEN $5,000
American Express Bank International American Express financial services 2007 DOJ_CRIMINAL $55,000,000
AmSouth Regions Financial financial services 2004 FINCEN $10,000,000
Apple Bank for Savings   2020 FDIC $12,500,000
Arab Bank PLC   2005 OCC $24,000,000
Aracoma Contracting LLC   2014 USAO $4,405,000
Artichoke Joe's Casino   2018 FINCEN $8,000,000
Artichoke Joe's Casino   2021 CA-AG $5,300,000
Atlas One Financial Group, LLC   2013 FINRA $350,000
Aurora Sunmart Inc.   2015 FINCEN $75,000
B.A.K. Precious Metals, Inc.   2015 FINCEN $200,000
Baltic Financial Services, Inc.   2010 FINCEN $12,000
Banamex USA Citigroup financial services 2017 DOJ_CRIMINAL $97,440,000
Banc of America Investment Services Inc. Bank of America financial services 2007 FINRA $3,000,000
Banco de Chile   2005 OCC $3,000,000
Banco Popular de Puerto Rico Popular Inc. financial services 2003 DOJ_CRIMINAL $21,600,000
Bandco Check Cashing Services, Inc.   2004 NY-DFS $50,000
Bank Hapoalim B.M. Bank Hapoalim financial services 2020 DOJ_CRIMINAL $30,063,317
Bank of America Corp. Bank of America financial services 2006 NY-MANDA $7,500,000
Bank of Mingo   2015 FINCEN $1,000,000
Bank of Mingo   2015 USAO (*) $2,200,000
BankAtlantic Truist Financial financial services 2006 DOJ_CRIMINAL $10,000,000
Banorte-Ixe Securities International, Ltd.   2014 FINRA $475,000
BEACH BANK   2006 FDIC $800,000
Belair Payroll Services Inc.   2013 DOJ_CRIMINAL $3,267,252
Bethex Federal Credit Union   2016 FINCEN $500,000
BHS (New York) Corporation   2005 NY-DFS $25,000
BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc. BNP Paribas financial services 2019 FINRA $15,000,000
BPI Inc.   2014 FINCEN $125,000
Brown Brothers Harriman & Co. Brown Brothers Harriman financial services 2014 FINRA $8,000,000
BTC-E a/k/a Canton Business Corporation   2017 FINCEN $110,003,314
Capital One Bank (USA), National Association Capital One Financial financial services 2018 OCC $100,000,000
Capital One, National Association Capital One Financial financial services 2021 FINCEN $290,000,000
CG Technology LP (formerly Cantor Gaming)   2016 USAO $16,500,000
CG Technology, L.P. dba Cantor Gaming   2016 FINCEN $12,000,000
Chardan Capital Markets LLC   2018 SEC $1,000,000
Citibank N.A. Citigroup financial services 2018 OCC $70,000,000
Commercial Bank of New York   2001 NY-AG $5,000,000
Commercial Bank of New York   2001 NY-DFS $4,250,000
CommunityONE Bank N.A.   2011 DOJ_CRIMINAL $400,000
COR Clearing LLC   2013 FINRA $1,000,000
Credit Suisse Securities (USA) LLC Credit Suisse financial services 2016 FINRA $16,500,000
Deloitte Financial Advisory Services Deloitte Touche Tohmatsu business services 2013 NY-DFS $10,000,000
Deprez?s Quality Jewelry and Loans, Inc.   2006 FINCEN $25,000
Desert Palace, Inc. d/b/a Caesars Palace Caesars Holdings entertainment 2015 FINCEN $8,000,000
Deutsche Bank AG Deutsche Bank financial services 2017 FED $41,000,000
Deutsche Bank AG Deutsche Bank financial services 2017 NY-DFS $425,000,000
Doha Bank   2009 FINCEN $5,000,000
E-Trade Securities LLC and E-Trade Clearing LLC Morgan Stanley financial services 2009 FINRA $1,000,000
E.S. Financial Services   2016 SEC $1,000,000
Elemetal LLC   2018 USAO $15,000,000
Eurobank   2010 FINCEN $25,000
First Independence Bank   2013 USAO $250,000
First National Community Bank   2015 FINCEN $1,500,000
Firstrade Securities, Inc.   2013 FINRA $300,000
Frosty Food Mart   2006 FINCEN $10,000
GB Check Cashing LLC   2013 USAO $1,086,894
Gibraltar Private Bank and Trust Company Gibraltar Private Bank and Trust financial services 2016 FINCEN $4,000,000
GWFS Equities Inc.   2021 SEC $1,500,000
Hawaiian Gardens Casino   2019 CA-AG $3,100,000
Hawaiian Gardens Casino, Inc. d/b/a The Gardens Casino   2016 FINCEN $2,800,000
Holy Land Foundation For Relief and Development   2009 USAO $12,400,000
Hong Kong Entertainment (Overseas) Investments, Ltd. d/b/a Tinian Dynasty Hotel & Casino   2015 FINCEN $75,000,000
Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino   2015 USAO $3,036,969
HSBC Holdings plc HSBC Bank USA N.A. HSBC financial services 2012 DOJ_CRIMINAL $1,256,000,000
Hudson United Bank   2004 NY-MANDA $5,000,000
Industrial and Commercial Bank of China Financial Services LLC Industrial and Commercial Bank of China financial services 2018 FINRA $5,300,000
Industrial Bank of Korea Industrial Bank of Korea financial services 2020 USAO $51,000,000
Industrial Bank of Korea Industrial Bank of Korea financial services 2020 NY-DFS $35,000,000
Interactive Brokers LLC Interactive Brokers Group financial services 2020 CFTC $12,206,214
Interactive Brokers LLC Interactive Brokers Group financial services 2020 FINRA $15,000,000
Intesa Sanpaolo S.p.A. Intesa Sanpaolo financial services 2016 NY-DFS $235,000,000
Israel Discount Bank Israel Discount Bank financial services 2006 FINCEN $12,000,000
Israel Discount Bank of New York Israel Discount Bank financial services 2005 NY-MANDA $8,500,000
Israel Discount Bank of New York Israel Discount Bank financial services 2006 NY-DFS $6,000,000
J.C.G. Check Cashing Corp.   2003 NY-DFS $50,000
J.P. Morgan Chase Bank, N.A. JPMorgan Chase financial services 2014 FINCEN $461,000,000
J.P. Turner & Co.   2009 FINRA $525,000
JPMorgan Chase Bank JPMorgan Chase financial services 2014 USAO $1,700,000,000
Katelyn & Claire, Inc. and Alex T, Inc. dba Quality Express   2013 USAO $992,462
KFNS-AM, KFNS-FM and KFRT-AM   2004 USAO $158,000
King Mail & Wireless Inc.   2015 FINCEN $12,000
Las Vegas Sands Corp. Las Vegas Sands Corp. entertainment 2013 USAO $47,400,300
Lebanese Canadian Bank Lebanese Canadian Bank financial services 2013 USAO $102,000,000
Lee's Snack Shop, Inc.   2015 FINCEN $60,000
Legent Clearing, LLC   2009 FINRA $350,000
LIBERTY BANK OF NEW YORK   2006 FDIC $600,000
Liberty Bank of New York   2006 NY-DFS $300,000
Lone Star National Bank   2017 FINCEN $1,000,000
Lower Sioux Indian Community, doing business as Jackpot Junction Casino Hotel   2011 FINCEN $250,000
M&T Bank M&T Bank financial services 2014 USAO $560,000
Mashreqbank PSC   2018 NY-DFS $40,000,000
Meds2Go Express Pharmacy, Inc.   2019 USAO $250,000
Mega International Commercial Bank   2016 NY-DFS $180,000,000
Mega International Commercial Bank Co., Ltd.   2018 FED $29,000,000
Merchants Bank of California, N.A.   2017 FINCEN $7,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.