Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$19,477,782,840
Number of Penalty Records: 
974
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,012,350,34113
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$1,834,543,37812
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agencysort icon Penalty Amount
Hudson City Savings Bank M&T Bank financial services 2015 CFPB $32,750,000
National City Bank and its successor PNC Bank PNC Financial Services financial services 2013 CFPB $35,000,000
U.S. Bank U.S. Bancorp financial services 2013 CFPB $3,200,000
Wells Fargo Bank Wells Fargo financial services 2016 CFPB $100,000,000
Plaza Bank   2015 DOJ_CIVIL $1,225,000
Garsh Lending LLC   2011 DOJ_CIVIL $300,000
Evolve Bank & Trust   2016 DOJ_RIGHTS $86,000
Eagle Bank and Trust Company   2015 DOJ_RIGHTS $975,000
First United Bank   2015 DOJ_RIGHTS $140,000
Texas Champion Bank   2013 DOJ_RIGHTS $700,000
Community State Bank   2013 DOJ_RIGHTS $165,000
Bank of America N.A. Bank of America financial services 2012 DOJ_RIGHTS $370,000,000
Luther Burbank Savings   2012 DOJ_RIGHTS $2,000,000
SunTrust Mortgage Inc. Truist Financial financial services 2012 DOJ_RIGHTS $21,000,000
Midwest BankCentre   2011 DOJ_RIGHTS $1,450,000
Citizens Republic Bancorp Inc. Huntington Bancshares financial services 2011 DOJ_RIGHTS $3,600,000
Bancorp Bank   2015 FDIC $4,300,000
WEX Bank and Higher One, Inc. WEX Inc. financial services 2015 FDIC $34,980,000
Comenity Bank and Comenity Capital Bank Alliance Data Systems information services 2015 FDIC $63,950,000
Citizens Bank Citizens Financial Group financial services 2015 FDIC $8,800,000
Banamex USA Citigroup financial services 2015 FDIC $140,000,000
Bank of Mingo   2015 FDIC $3,500,000
Merrick Bank   2014 FDIC $16,100,000
Sallie Mae Bank SLM Corp. financial services 2014 FDIC $93,300,000
Navient Solutions, Inc. Navient financial services 2014 FDIC $33,300,000
American Express Centurion Bank American Express financial services 2013 FDIC $3,600,000
First California Bank   2013 FDIC $1,700,000
Achieve Financial Services LLP   2013 FDIC $1,210,000
Citizens Bank Citizens Financial Group financial services 2013 FDIC $6,400,000
American Express Centurion Bank American Express financial services 2012 FDIC $3,900,000
Higher One, Inc. Providence Equity Partners private equity (including portfolio companies) 2012 FDIC $11,110,000
Bancorp Bank   2012 FDIC $172,000
World's Foremost Bank Bass Pro retailing 2011 FDIC $10,350,000
Monterey County Bank   2010 FDIC $2,750,000
1st Financial Bank USA 1st Financial Bank USA financial services 2010 FDIC $10,140,000
State Bank & Trust   2013 FDIC $8,800
Metro Bank   2013 FDIC $24,200
First United Security Bank   2014 FDIC $40,000
Fremont Bank   2014 FDIC $13,320
Premier Valley Bank   2015 FDIC $5,280
Legacy Bank   2013 FDIC $20,000
International Finance Bank   2014 FDIC $70,000
First Intercontinental Bank   2013 FDIC $25,000
Synovus Bank Synovus Financial financial services 2013 FDIC $135,050
Bank of Dade   2013 FDIC $20,000
Glennville Bank   2013 FDIC $10,000
Citizens State Bank   2013 FDIC $10,000
Alma Exchange Bank and Trust   2013 FDIC $25,000
PrimeSouth Bank   2014 FDIC $20,000
Bank of Camilla   2014 FDIC $10,000
First Covenant Bank   2014 FDIC $10,000
Finance Factors, Ltd.   2014 FDIC $11,165
Central Bank Illinois   2013 FDIC $13,800
BankOrion   2014 FDIC $11,285
Citizens State Bank   2014 FDIC $5,470
Illini Bank   2015 FDIC $10,600
German American Bancorp German American Bancorp financial services 2013 FDIC $70,000
Ohnward Bank & Trust   2013 FDIC $18,040
Peoples Exchange Bank   2013 FDIC $7,700
United Citizens Bank of Southern Kentucky   2013 FDIC $15,000
BankTrust Financial   2013 FDIC $7,500
First Federal Savings Bank of Elizabethtown   2013 FDIC $100,000
Farmers Bank and Trust Company, Princeton, Kentucky   2013 FDIC $6,250
Grant County Deposit Bank   2014 FDIC $195,000
First Federal Savings Bank of Elizabethtown   2015 FDIC $160,000
Kaplan State Bank   2013 FDIC $6,160
Simmesport State Bank   2013 FDIC $15,400
Bank of Louisiana   2013 FDIC $540,000
Bank of Coushatta   2013 FDIC $20,000
The Evangeline Bank and Trust Company   2015 FDIC $123,000
Institution for Savings in Newburyport and its Vicinity   2015 FDIC $10,650
UniBank for Savings   2015 FDIC $6,250
First Bank, Upper Michigan   2013 FDIC $5,790
First State Bank of Decatur   2014 FDIC $6,200
Stockman Bank of Montana   2015 FDIC $5,400
Hastings State Bank   2012 FDIC $220,000
Shore Community Bank   2013 FDIC $6,850
Millington Savings Bank   2014 FDIC $35,000
Bank of the Southwest   2013 FDIC $13,240
Alma Bank   2013 FDIC $9,755
The Monitor Bank   2015 FDIC $9,600
First State Bank   2015 FDIC $6,900
First United Bank and Trust Company   2013 FDIC $24,640
Peoples Bank   2013 FDIC $20,000
Doral Bank Doral Financial financial services 2013 FDIC $135,000
Great Western Bank Great Western Bancorp financial services 2013 FDIC $40,810
Decatur County Bank   2014 FDIC $15,000
Graham Savings and Loan, SSB   2012 FDIC $9,205
Citizens State Bank   2013 FDIC $15,000
West Texas State Bank   2013 FDIC $7,500
First Electronic Bank   2015 FDIC $250,000
Inland Northwest Bank   2013 FDIC $50,000
Community Bank CBD   2013 FDIC $6,100
PremierBank   2013 FDIC $5,020
River Bank   2013 FDIC $47,500
Citizens State Bank of La Crosse   2013 FDIC $7,900
Bancroft State Bank   2014 FDIC $15,065
Park Bank   2014 FDIC $15,800
American Bank & Trust Wisconsin   2016 FDIC $9,385
TSB Bank   2016 FDIC $40,000
Proficio Bank   2016 FDIC $250,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.