Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$19,477,782,840
Number of Penalty Records: 
974
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,012,350,34113
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$1,834,543,37812
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Yearsort icon Agency Penalty Amount
SOUTHERN PACIFIC BANK   2000 FDIC $7,500
Home National Bank   2000 OCC $5,000
Banco Do Estado Do Parana   2000 OCC $75,000
The Park Avenue Bank, National Association   2000 OCC $55,000
BSI AG   2000 NY-DFS $100,000
THE PEOPLES STATE BANK   2001 FDIC $10,000
UNICO BANK   2001 FDIC $12,000
SHOREBANK   2001 FDIC $5,500
M C BANK & TRUST COMPANY   2001 FDIC $8,000
THE COTTONPORT BANK   2001 FDIC $12,250
RANCHERS BANKS   2001 FDIC $35,950
FIRST TUSKEGEE BANK   2001 FDIC $5,500
WESTERN STATE BANK   2001 FDIC $6,000
WEST DES MOINES STATE BANK   2001 FDIC $5,000
FRANCES SLOCUM BANK AND TRUST COMPANY   2001 FDIC $10,400
NOVATO COMMUNITY BANK   2001 FDIC $7,500
UNITED SOUTHERN BANK   2001 FDIC $13,500
R-G PREMIER BANK OF PUERTO RICO   2001 FDIC $5,000
SIMMESPORT STATE BANK   2001 FDIC $10,400
CAPITOL THRIFT AND LOAN ASSOCIATION   2001 FDIC $5,500
PEOPLES COMMUNITY BANK   2001 FDIC $5,500
MORTON COMMUNITY BANK   2001 FDIC $6,000
McIlroy Bank and Trust   2001 FED $10,500
U.S. Trust Corporation Bank of America financial services 2001 FED $5,000,000
STATE BANK OF INDIA   2001 FDIC (*) $3,750,000
Continental Stock Transfer and Trust Company   2001 NY-DFS $1,000,000
THE PEOPLES BANK OF BULLITT COUNTY   2002 FDIC $9,800
BANK OF MINGO   2002 FDIC $12,400
SOUTHWEST BANK OF ST. LOUIS   2002 FDIC $10,000
AMERICREST BANK   2002 FDIC $10,150
THE COLUMBIA BANK Fulton Financial financial services 2002 FDIC $7,000
FIRST MARINER BANK   2002 FDIC $7,000
THE POCA VALLEY BANK, INC.   2002 FDIC $5,500
ENTERPRISE BANK   2002 FDIC $5,150
ROSLYN SAVINGS BANK   2002 FDIC $5,000
SOUTHERN MISSOURI BANK AND TRUST COMPANY   2002 FDIC $7,300
FIRST COMMUNITY BANK, MISSOURI,   2002 FDIC $6,400
Dexia, S.A. Dexia financial services 2002 FED $50,000
Goleta National Bank   2002 OCC $75,000
Fidelity National Bank   2002 OCC $50,000
Bank of China Bank of China financial services 2002 OCC $10,000,000
SCOTIABANK DE PUERTO RICO Scotiabank financial services 2003 FDIC $8,000
THE PROVIDENT BANK   2003 FDIC $10,000
SENATH STATE BANK   2003 FDIC $25,500
THE HALSTEAD BANK   2003 FDIC $6,300
HUDSON UNITED BANK   2003 FDIC $10,000
WEST GATE BANK   2003 FDIC $16,400
SEVIER COUNTY BANK   2003 FDIC $6,000
UNITED BANK   2003 FDIC $7,000
COWLITZ BANK   2003 FDIC $27,000
COMMUNITY BANKS   2003 FDIC $8,000
THE UNION BANK   2003 FDIC $5,600
BANK OF NEW MADRID   2003 FDIC $11,600
Provident Bank   2003 FED $34,100
The Bank of Currituck   2003 FED $16,000
WestLB AG   2003 FED $3,000,000
Community State Bank   2003 FED $5,250
Community First Bank & Trust   2003 FED $5,500
Citizens Bank and Trust Company   2003 FED $7,000
First Bank   2003 FED $17,150
National City Bank PNC Financial Services financial services 2003 OCC $56,800
Amcore Bank, National Association   2003 OCC $5,000
First National Bank & Trust   2003 OCC $5,000
Guaranty National Bank of Tallahassee   2003 OCC $25,000
The Fremont National Bank and Trust Company   2003 OCC $5,000
Terre Haute First National Bank   2003 OCC $12,950
Peoples National Bank   2003 OCC $175,000
Cumberland Valley National Bank & Trust Company   2003 OCC $14,000
Ernst & Young Ernst & Young business services 2004 FDIC $40,000,000
FIRST BANK First Bancorp (North Carolina) financial services 2004 FDIC $12,000
HILLS BANK AND TRUST COMPANY   2004 FDIC $43,700
HILLS BANK AND TRUST COMPANY   2004 FDIC $15,000
FARMERS STATE BANK OF HOFFMAN   2004 FDIC $5,500
NEW YORK COMMUNITY BANK New York Community Bancorp financial services 2004 FDIC $8,000
ELDERTON STATE BANK   2004 FDIC $6,300
CENTRAL STATE BANK   2004 FDIC $8,050
FIRST PEOPLES BANK OF TENNESSEE   2004 FDIC $6,000
THE PEOPLES BANK & TRUST COMPANY   2004 FDIC $17,900
THE COULEE STATE BANK   2004 FDIC $12,000
STOCK YARDS BANK & TRUST COMPANY   2004 FDIC $8,000
FAR WEST BANK   2004 FDIC $10,000
Five Points Bank   2004 FED $10,000
Citigroup Inc. Citigroup financial services 2004 FED $70,000,000
Credit Agricole S.A. Credit Agricole financial services 2004 FED $8,000,000
Hocking Valley Bank   2004 FED $9,500
Cortrust Bank National Association   2004 OCC $5,250
Old National Bank Old National Bancorp financial services 2004 OCC $12,500
Old National Bank Old National Bancorp financial services 2004 OCC $7,500
FIRST BANK First Bancorp (North Carolina) financial services 2004 FDIC $12,000
T.C. Ziraat Bankasi   2004 NY-DFS $103,000
Chinese American Bank   2004 NY-DFS $5,000
Credit Agricole Credit Agricole financial services 2004 NY-DFS $5,000,000
PORT WASHINGTON STATE BANK   2005 FDIC $8,600
THE DICKINSON COUNTY BANK   2005 FDIC $15,600
REPUBLIC BANK OF CHICAGO   2005 FDIC $11,000
1-800-East-West Mortgage Company   2005 FDIC $150,000
ORIENTAL BANK AND TRUST   2005 FDIC $10,000
HUDSON VALLEY BANK   2005 FDIC $5,000
MAIN STREET BANK   2005 FDIC $6,600
FIRST COMMUNITY BANK OF BATESVILLE   2005 FDIC $16,000
COLONY BANK WORTH   2005 FDIC $6,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.