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Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$20,668,684,339
Number of Penalty Records: 
1,005
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,262,350,34114
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$2,234,543,37813
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Parent Major Industry Year Agencysort icon Penalty Amount
Wells Fargo Bank Wells Fargo financial services 2016 OCC $35,000,000
Marshall Bank, National Association   2009 OCC $350,000
National City Bank PNC Financial Services financial services 2009 OCC $34,265
Integra Bank National Association   2009 OCC $19,000
Wells Fargo Bank, National Association Wells Fargo financial services 2009 OCC $51,205
First Tennessee Bank National Association First Horizon National financial services 2009 OCC $100,000
First National Bank of Omaha First National of Nebraska financial services 2009 OCC $100,000
Capital One, National Association Capital One Financial financial services 2009 OCC $125,000
Eastern National Bank   2008 OCC $200,000
Eastern National Bank   2008 OCC $16,000
Old National Bank Old National Bancorp financial services 2008 OCC $56,000
Northern Trust, National Association Northern Trust financial services 2008 OCC $125,000
Intercredit Bank, National Association   2008 OCC $8,400
Wachovia Bank, National Association Wells Fargo financial services 2008 OCC $168,900,000
Crown Bank, National Association   2008 OCC $7,500
Associated Bank, National Association   2007 OCC $125,000
Pacific Capital Bank, National Association   2007 OCC $26,845
Keybank National Association KeyCorp financial services 2007 OCC $27,750
United Bank For Africa PLC   2007 OCC $500,000
Riverside National Bank of Florida   2007 OCC $18,100
First Tennessee Bank National Association First Horizon National financial services 2007 OCC $125,000
International Bank of Miami, National Association   2007 OCC $250,000
Webster Bank, National Association   2007 OCC $125,000
Lasalle Bank MidWest National Association Bank of America financial services 2007 OCC $125,000
Lasalle Bank National Association Bank of America financial services 2007 OCC $79,524
U.S. Bank National Association U.S. Bancorp financial services 2006 OCC $125,000
First National Bank of Omaha First National of Nebraska financial services 2006 OCC $25,000
Seacoast National Bank Seacoast Banking Corporation of Florida financial services 2006 OCC $16,500
The First National Bank of Brewster   2006 OCC $20,000
First National Bank   2006 OCC $12,000
Metropolitan Bank and Trust Company   2006 OCC $150,000
Lasalle Bank MidWest National Association Bank of America financial services 2005 OCC $6,250,000
The First National Bank of Arvada   2005 OCC $50,000
Indian River National Bank   2005 OCC $8,600
First National Bank   2005 OCC $54,000
First National Bank of Colorado   2005 OCC $7,000
First Tennessee Bank National Association First Horizon National financial services 2005 OCC $180,000
Wells Fargo Bank, National Association Wells Fargo financial services 2005 OCC $115,000
Charter One Bank, National Association   2005 OCC $500,000
City National Bank Royal Bank of Canada financial services 2005 OCC $750,000
First National Bank of Omaha First National of Nebraska financial services 2005 OCC $20,000
Cortrust Bank National Association   2004 OCC $5,250
Old National Bank Old National Bancorp financial services 2004 OCC $12,500
Old National Bank Old National Bancorp financial services 2004 OCC $7,500
National City Bank PNC Financial Services financial services 2003 OCC $56,800
Amcore Bank, National Association   2003 OCC $5,000
First National Bank & Trust   2003 OCC $5,000
Guaranty National Bank of Tallahassee   2003 OCC $25,000
The Fremont National Bank and Trust Company   2003 OCC $5,000
Terre Haute First National Bank   2003 OCC $12,950
Peoples National Bank   2003 OCC $175,000
Cumberland Valley National Bank & Trust Company   2003 OCC $14,000
Goleta National Bank   2002 OCC $75,000
Fidelity National Bank   2002 OCC $50,000
Bank of China Bank of China financial services 2002 OCC $10,000,000
Home National Bank   2000 OCC $5,000
Banco Do Estado Do Parana   2000 OCC $75,000
The Park Avenue Bank, National Association   2000 OCC $55,000
HSBC Bank USA, National Association HSBC financial services 2017 OCC $32,500,000
Merchants Bank of California, National Association   2017 OCC $1,000,000
First Tennessee Bank National Association First Horizon National financial services 2017 OCC $1,000,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $15,000,000
Colonial Savings Federal Association   2017 OCC $87,500
Rabobank National Association Rabobank financial services 2017 OCC $58,000
UMB Bank, NA UMB Financial Corp. financial services 2017 OCC $1,500,000
First FS & LA   2017 OCC $35,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $183,920
Citibank N.A. Citigroup financial services 2017 OCC $452,000
Flagstar Bank, FSB Flagstar Bancorp financial services 2016 OCC $500,000
First Niagara Bank, National Association KeyCorp financial services 2016 OCC $2,000,000
First National Bank of Omaha First National of Nebraska financial services 2016 OCC $3,000,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 OCC $500,000,000
TCF National Bank TCF Financial Corp. financial services 2018 OCC $3,000,000
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $207,245
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $15,000,000
Bank of China Bank of China financial services 2018 OCC $12,500,000
Citibank, N.A. Citigroup financial services 2019 OCC $25,000,000
Colonial Savings, F.A.   2019 OCC $136,000
Midfirst Bank   2019 OCC $35,000
MUFG Union Bank, National Association Mitsubishi Group diversified 2019 OCC $109,667
Wilmington Savings Fund Society, Federal Savings Bank WSFS Financial Corp. financial services 2019 OCC $85,265
Citibank, N.A. Citigroup financial services 2019 OCC $30,000,000
Midsouth Bank, National Association   2019 OCC $108,796
Citibank, N.A. Citigroup financial services 2020 OCC $17,998,510
Mutual of Omaha Bank   2019 OCC $98,415
Capital One Bank (USA), National Association Capital One Financial financial services 2020 OCC $80,000,000
Neighborhood National Bank   2020 OCC $100,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2020 OCC $250,000,000
USAA Federal Savings Bank USAA financial services 2020 OCC $85,000,000
First Abu Dhabi Bank USA N.V.   2020 OCC $5,000,000
Morgan Stanley Bank, N.A. Morgan Stanley financial services 2020 OCC $60,000,000
Citibank, National Association Citigroup financial services 2020 OCC $400,000,000
CIT Bank, National Association CIT financial services 2020 OCC $82,500
Eurotrust LLC   2006 OR-FIN $5,000
Community Bank   2008 OR-FIN $21,000
South Dakota Trust Company   2020 TX-FIN $95,625
Bank of New York Mellon Bank of New York Mellon financial services 2015 USAO $714,000,000
Pacific Western Bank   2017 USAO $1,750,000
First Bank of Delaware   2012 USAO $15,000,000
LendingClub Corporation LendingClub Corp. financial services 2018 USAO $2,000,000
Bank of San Juan Internacional, Inc.   2020 USAO $1,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.