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Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$20,668,684,339
Number of Penalty Records: 
1,005
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,262,350,34114
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$2,234,543,37813
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Parent Major Industry Year Agency Penalty Amount
TSB Bank   2016 FDIC $40,000
TSB Bank   2016 FDIC $7,100
U.S. Bank U.S. Bancorp financial services 2013 CFPB $3,200,000
U.S. Bank U.S. Bancorp financial services 2013 OCC $208,156,501
U.S. Bank National Association U.S. Bancorp financial services 2016 OCC $10,000,000
U.S. Bank National Association U.S. Bancorp financial services 2014 OCC $51,900,000
U.S. Bank National Association U.S. Bancorp financial services 2006 OCC $125,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $15,000,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $183,920
U.S. Trust Corporation Bank of America financial services 2001 FED $5,000,000
UBS AG UBS financial services 2015 FED $342,000,000
UINTA BANK   2014 FED $9,985
UMB Bank, NA UMB Financial Corp. financial services 2017 OCC $1,500,000
UMPQUA BANK Umpqua Holdings financial services 2008 FDIC $90,240
UniBank for Savings   2015 FDIC $6,250
UNICO BANK   2001 FDIC $12,000
UniCredit, S.p.A. UniCredit financial services 2019 FED $158,000,000
UNION BANK & TRUST COMPANY   2006 FDIC $9,500
UNION BANK AND TRUST COMPANY   2010 FDIC $8,575
UNION CREDIT BANK   2006 FDIC $70,000
Union State Bank   2012 FDIC $9,000
UNION STATE BANK   2011 FDIC $8,000
Union State Bank of West Salem   2017 FDIC $12,450
UNITED BANK   2009 FDIC $8,470
UNITED BANK   2008 FDIC $6,850
UNITED BANK   2003 FDIC $7,000
United Bank   2006 FED $16,350
UNITED BANK   2011 FDIC $10,500
United Bank For Africa PLC   2007 OCC $500,000
UNITED BANK OF MICHIGAN   2011 FDIC $8,000
UNITED CENTRAL BANK   2011 FDIC $9,850
United Citizens Bank of Southern Kentucky   2013 FDIC $15,000
UNITED SOUTHERN BANK   2001 FDIC $13,500
UNITED-AMERICAN SAVINGS BANK   2010 FDIC $5,500
University Bank   2012 FDIC $10,000
US Bancorp U.S. Bancorp financial services 2018 FED $15,000,000
USAA Federal Savings Bank USAA financial services 2020 OCC $85,000,000
VALLEY BANK   2008 FDIC $12,000
Valley Bank   2012 FDIC $5,400
VALLEY BANK   2011 FDIC $45,000
VALLEY BANK   2010 FDIC $22,000
VALLEY BANK AND TRUST CO.   2009 FDIC $9,200
VALLEY BUSINESS BANK   2011 FDIC $12,600
VERMILLION STATE BANK   2011 FDIC $8,000
VERMILLION STATE BANK   2010 FDIC $9,800
VIST BANK   2011 FDIC $9,000
Wachovia Bank N.A. Wells Fargo financial services 2010 OCC $50,000,000
Wachovia Bank, National Association Wells Fargo financial services 2008 OCC $168,900,000
WATERSTONE BANK, SSB   2010 FDIC $5,775
WAUMANDEE STATE BANK   2009 FDIC $13,090
WAUWATOSA SAVINGS BANK   2008 FDIC $6,475
Wayne Bank and Trust Company   2017 FED $23,000
WEBBANK   2010 FDIC $300,000
Webster Bank, National Association   2007 OCC $125,000
Wells Fargo Wells Fargo financial services 2013 OCC $1,991,141,181
Wells Fargo & Company Wells Fargo financial services 2012 FED $87,000,000
Wells Fargo & Company Wells Fargo financial services 2011 FED $85,000,000
Wells Fargo Bank Wells Fargo financial services 2016 CFPB $100,000,000
Wells Fargo Bank Wells Fargo financial services 2016 OCC $35,000,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 OCC $500,000,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 MULTI-AG $575,000,000
Wells Fargo Bank, N.A. Wells Fargo financial services 2016 OCC $70,000,000
Wells Fargo Bank, National Association Wells Fargo financial services 2015 OCC $4,000,000
Wells Fargo Bank, National Association Wells Fargo financial services 2011 OCC $34,500,000
Wells Fargo Bank, National Association Wells Fargo financial services 2009 OCC $51,205
Wells Fargo Bank, National Association Wells Fargo financial services 2005 OCC $115,000
WELLS FARGO FINANCIAL BANK Wells Fargo financial services 2009 FDIC $125,000
WEST BANK   2009 FDIC $18,920
WEST BANK   2006 FDIC $5,440
WEST BANK   2010 FDIC $15,500
WEST COAST BANK   2011 FDIC $390,000
WEST DES MOINES STATE BANK   2001 FDIC $5,000
WEST GATE BANK   2003 FDIC $16,400
WEST POINTE BANK   2009 FDIC $15,950
WEST POINTE BANK   2010 FDIC $5,005
WEST SUBURBAN BANK   2009 FDIC $7,000
West Texas State Bank   2013 FDIC $7,500
West Texas State Bank   2013 FDIC $7,500
West Town Savings Bank   2012 FDIC $27,500
Western Bank   2014 FED $5,410
WESTERN BANK   2011 FDIC $12,000
WESTERN BANK   2011 FDIC $7,805
WESTERN STATE BANK   2007 FDIC $9,005
WESTERN STATE BANK   2007 FDIC $5,000
WESTERN STATE BANK   2001 FDIC $6,000
Western State Bank   2012 FDIC $7,000
WESTERN STATE BANK, THE   2008 FDIC $5,150
WestLB AG   2003 FED $3,000,000
WESTSOUND BANK   2006 FDIC $6,000
WEX Bank and Higher One, Inc. WEX Inc. financial services 2015 FDIC $34,980,000
Whitaker Bank   2011 FED $8,500
Whitney National Bank   2010 OCC $125,000
Willamette Valley Bank   2019 FDIC $275,000
Wilmington Savings Fund Society, Federal Savings Bank WSFS Financial Corp. financial services 2019 OCC $85,265
Wintrust Financial Corporation Wintrust Financial Corp. financial services 2019 FED $1,012,500
Wisconsin Community Bank   2012 FDIC $15,000
Wisconsin River Bank   2020 FDIC $18,500
Wolf River Community Bank   2012 FDIC $9,095
WOLF RIVER COMMUNITY BANK   2012 FDIC $5,500
WOOD & HUSTON BANK   2010 FDIC $13,090
Woodforest National Bank Woodforest National Bank financial services 2010 OCC $33,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.