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Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$20,668,684,339
Number of Penalty Records: 
1,005
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,262,350,34114
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$2,234,543,37813
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Parent Major Industrysort icon Year Agency Penalty Amount
East West Bank East West Bancorp financial services 2007 FED $16,245
First Interstate Bank First Interstate Bancsystem financial services 2005 FED $15,750
Citigroup Inc. Citigroup financial services 2004 FED $70,000,000
Credit Agricole S.A. Credit Agricole financial services 2004 FED $8,000,000
Dexia, S.A. Dexia financial services 2002 FED $50,000
U.S. Trust Corporation Bank of America financial services 2001 FED $5,000,000
National City Bank PNC Financial Services financial services 2009 OCC $34,265
Wells Fargo Bank, National Association Wells Fargo financial services 2009 OCC $51,205
First Tennessee Bank National Association First Horizon National financial services 2009 OCC $100,000
First National Bank of Omaha First National of Nebraska financial services 2009 OCC $100,000
Capital One, National Association Capital One Financial financial services 2009 OCC $125,000
Old National Bank Old National Bancorp financial services 2008 OCC $56,000
Northern Trust, National Association Northern Trust financial services 2008 OCC $125,000
Wachovia Bank, National Association Wells Fargo financial services 2008 OCC $168,900,000
Keybank National Association KeyCorp financial services 2007 OCC $27,750
First Tennessee Bank National Association First Horizon National financial services 2007 OCC $125,000
Lasalle Bank MidWest National Association Bank of America financial services 2007 OCC $125,000
Lasalle Bank National Association Bank of America financial services 2007 OCC $79,524
U.S. Bank National Association U.S. Bancorp financial services 2006 OCC $125,000
First National Bank of Omaha First National of Nebraska financial services 2006 OCC $25,000
Seacoast National Bank Seacoast Banking Corporation of Florida financial services 2006 OCC $16,500
Lasalle Bank MidWest National Association Bank of America financial services 2005 OCC $6,250,000
First Tennessee Bank National Association First Horizon National financial services 2005 OCC $180,000
Wells Fargo Bank, National Association Wells Fargo financial services 2005 OCC $115,000
City National Bank Royal Bank of Canada financial services 2005 OCC $750,000
First National Bank of Omaha First National of Nebraska financial services 2005 OCC $20,000
Old National Bank Old National Bancorp financial services 2004 OCC $12,500
Old National Bank Old National Bancorp financial services 2004 OCC $7,500
National City Bank PNC Financial Services financial services 2003 OCC $56,800
Bank of China Bank of China financial services 2002 OCC $10,000,000
JPMorgan Chase & Co. JPMorgan Chase financial services 2016 FED $61,900,000
Customers Bank Customers Bancorp financial services 2016 FED $960,000
Banco Bilbao Vizcaya Argentaria, S.A. Banco Bilbao Vizcaya Argentaria financial services 2016 FED $27,000,000
HSBC Bank USA, National Association HSBC financial services 2017 OCC $32,500,000
ServiceLink Holdings, LLC Fidelity National Financial financial services 2017 FED $65,000,000
First Tennessee Bank National Association First Horizon National financial services 2017 OCC $1,000,000
SunTrust Bank Truist Financial financial services 2017 FED $1,501,000
Bank of New York Mellon Corporation Bank of New York Mellon financial services 2017 FED $3,000,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $15,000,000
Rabobank National Association Rabobank financial services 2017 OCC $58,000
UMB Bank, NA UMB Financial Corp. financial services 2017 OCC $1,500,000
HSBC Holdings HSBC financial services 2017 FED $175,000,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $183,920
Goldman Sachs Bank USA Goldman Sachs financial services 2018 FED $90,000
Citibank N.A. Citigroup financial services 2017 OCC $452,000
US Bancorp U.S. Bancorp financial services 2018 FED $15,000,000
Flagstar Bank, FSB Flagstar Bancorp financial services 2016 OCC $500,000
First Niagara Bank, National Association KeyCorp financial services 2016 OCC $2,000,000
First National Bank of Omaha First National of Nebraska financial services 2016 OCC $3,000,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 OCC $500,000,000
Citigroup Citigroup financial services 2018 FED $8,600,000
TCF National Bank TCF Financial Corp. financial services 2018 OCC $3,000,000
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $207,245
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $15,000,000
Bank of China Bank of China financial services 2018 OCC $12,500,000
Bank of New York Mellon Bank of New York Mellon financial services 2018 FED $16,000
LendingClub Corporation LendingClub Corp. financial services 2018 USAO $2,000,000
Republic Bank & Trust Company Republic Bancorp financial services 2018 FDIC $300,000
Wintrust Financial Corporation Wintrust Financial Corp. financial services 2019 FED $1,012,500
Citibank, N.A. Citigroup financial services 2019 OCC $25,000,000
UniCredit, S.p.A. UniCredit financial services 2019 FED $158,000,000
Standard Chartered plc Standard Chartered financial services 2019 FED $164,000,000
1st Financial Bank U.S.A. 1st Financial Bank USA financial services 2005 WI-AG $43,142
Bank of New York Mellon Bank of New York Mellon financial services 2015 NY-AG $167,500,000
Capital One Bank Capital One Financial financial services 2005 WI-AG $80,032
FirstBank Puerto Rico First Bancorp (Puerto Rico) financial services 2019 FDIC $17,700
SunTrust Bank Truist Financial financial services 2005 WI-AG $10,107
Wells Fargo Bank N.A. Wells Fargo financial services 2018 MULTI-AG $575,000,000
Wilmington Savings Fund Society, Federal Savings Bank WSFS Financial Corp. financial services 2019 OCC $85,265
HomeStreet Bank HomeStreet Inc. financial services 2019 FDIC $1,350,000
German American Bancorp German American Bancorp financial services 2012 FDIC $15,000
Capmark Bank Capmark Bank financial services 2012 FDIC $8,500
BANK OF THE WEST BNP Paribas financial services 2011 FDIC $135,000
REPUBLIC BANK & TRUST COMPANY Republic Bancorp financial services 2011 FDIC $900,000
CATHAY BANK Cathay General Bancorp financial services 2011 FDIC $17,710
BANCORPSOUTH BANK BancorpSouth financial services 2011 FDIC $46,500
GREAT SOUTHERN BANK Great Southern Bancorp financial services 2011 FDIC $21,935
MAINSOURCE BANK First Financial Bancorp. financial services 2010 FDIC $22,000
BANK OF THE WEST BNP Paribas financial services 2010 FDIC $68,200
S&T BANK S&T Bancorp financial services 2010 FDIC $32,640
BUSEY BANK First Busey Corp. financial services 2010 FDIC $7,445
CompuCredit Corporation Atlanticus Holdings financial services 2008 FDIC $806,000
CompuCredit Corporation Atlanticus Holdings financial services 2008 FDIC $558,000
FIRST BANK First Bancorp (North Carolina) financial services 2004 FDIC $12,000
Citibank, N.A. Citigroup financial services 2019 OCC $30,000,000
Citibank, N.A. Citigroup financial services 2020 OCC $17,998,510
East West Bank East West Bancorp financial services 2020 FED $129,108
Regions Bank Regions Financial financial services 2014 AL-SBD $5,000,000
Societe Generale Financial Corporation Societe Generale financial services 2020 CA-DFPI $10,250
Credit Agricole Credit Agricole financial services 2004 NY-DFS $5,000,000
Deutsche Bank AG and Deutsche Bank Trust Co. America Deutsche Bank financial services 2020 NY-DFS $150,000,000
Capital One Bank (USA), National Association Capital One Financial financial services 2020 OCC $80,000,000
Goldman Sachs Group, Inc. Goldman Sachs financial services 2020 FED $154,000,000
M&T Bank M&T Bank financial services 2020 FED $546,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2020 OCC $250,000,000
USAA Federal Savings Bank USAA financial services 2020 OCC $85,000,000
Morgan Stanley Bank, N.A. Morgan Stanley financial services 2020 OCC $60,000,000
Citibank, National Association Citigroup financial services 2020 OCC $400,000,000
CIT Bank, National Association CIT financial services 2020 OCC $82,500
Comenity Bank and Comenity Capital Bank Alliance Data Systems information services 2015 FDIC $63,950,000
Higher One, Inc. Providence Equity Partners private equity (including portfolio companies) 2012 FDIC $11,110,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.