Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$20,668,684,339
Number of Penalty Records: 
1,005
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,262,350,34114
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$2,234,543,37813
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parentsort icon Parent Major Industry Year Agency Penalty Amount
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2011 OCC $35,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2011 OCC $2,000,000
JPMORGAN CHASE & CO. JPMorgan Chase financial services 2015 FED $342,000,000
JPMORGAN CHASE & CO. JPMorgan Chase financial services 2013 FED $200,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporation JPMorgan Chase financial services 2012 FED $275,000,000
JPMorgan Chase & Co. JPMorgan Chase financial services 2016 FED $61,900,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2020 OCC $250,000,000
Keybank National Association KeyCorp financial services 2015 OCC $5,005
First Niagara Bank, National Association KeyCorp financial services 2011 OCC $10,000
Keybank National Association KeyCorp financial services 2007 OCC $27,750
First Niagara Bank, National Association KeyCorp financial services 2016 OCC $2,000,000
LendingClub Corporation LendingClub Corp. financial services 2018 USAO $2,000,000
Hudson City Savings Bank M&T Bank financial services 2015 CFPB $32,750,000
M&T Bank M&T Bank financial services 2020 FED $546,000
MetLife Bank MetLife financial services 2013 OCC $78,536,455
METLIFE, INC MetLife financial services 2012 FED $3,200,000
Midland States Bank Midland States Bancorp financial services 2013 FED $5,645
MUFG Union Bank, National Association Mitsubishi Group diversified 2019 OCC $109,667
MUFG Bank Ltd. Mitsubishi Group diversified 2019 NY-DFS $33,000,000
Morgan Stanley Bank, N.A. Morgan Stanley financial services 2020 OCC $60,000,000
Navient Solutions, Inc. Navient financial services 2014 FDIC $33,300,000
NEW YORK COMMUNITY BANK New York Community Bancorp financial services 2004 FDIC $8,000
Northern Trust, National Association Northern Trust financial services 2008 OCC $125,000
Sun National Bank OceanFirst Financial financial services 2016 OCC $25,000
Old National Bank Old National Bancorp financial services 2014 OCC $500,000
Old National Bank Old National Bancorp financial services 2008 OCC $56,000
Old National Bank Old National Bancorp financial services 2004 OCC $12,500
Old National Bank Old National Bancorp financial services 2004 OCC $7,500
THE RICHLAND TRUST COMPANY Park National Corp. financial services 2006 FDIC $11,100
National City Bank and its successor PNC Bank PNC Financial Services financial services 2013 CFPB $35,000,000
PNC Bank, National Association PNC Financial Services financial services 2014 OCC $2,000,000
PNC Bank N.A. PNC Financial Services financial services 2013 OCC $180,526,382
National City Bank PNC Financial Services financial services 2009 OCC $34,265
National City Bank PNC Financial Services financial services 2003 OCC $56,800
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $207,245
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $15,000,000
Higher One, Inc. Providence Equity Partners private equity (including portfolio companies) 2012 FDIC $11,110,000
Higher One, Incorporated Providence Equity Partners private equity (including portfolio companies) 2015 FED $2,231,250
Rabobank National Association Rabobank financial services 2017 OCC $58,000
Regions Bank Regions Financial financial services 2014 FED $46,000,000
Regions Bank Regions Financial financial services 2009 FED $135,000
Regions Bank Regions Financial financial services 2014 AL-SBD $5,000,000
REPUBLIC BANK & TRUST COMPANY Republic Bancorp financial services 2009 FDIC $22,000
Republic Bank & Trust Company Republic Bancorp financial services 2018 FDIC $300,000
REPUBLIC BANK & TRUST COMPANY Republic Bancorp financial services 2011 FDIC $900,000
City National Bank Royal Bank of Canada financial services 2010 OCC $5,250
City National Bank Royal Bank of Canada financial services 2005 OCC $750,000
ROYAL BANK OF SCOTLAND PLC Royal Bank of Scotland financial services 2015 FED $274,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLC Royal Bank of Scotland financial services 2013 FED $50,000,000
S&T BANK S&T Bancorp financial services 2010 FDIC $32,640
SCOTIABANK DE PUERTO RICO Scotiabank financial services 2003 FDIC $8,000
Seacoast National Bank Seacoast Banking Corporation of Florida financial services 2013 OCC $26,950
Seacoast National Bank Seacoast Banking Corporation of Florida financial services 2006 OCC $16,500
Sallie Mae Bank SLM Corp. financial services 2014 FDIC $93,300,000
Societe Generale Financial Corporation Societe Generale financial services 2020 CA-DFPI $10,250
STANDARD CHARTERED PLC Standard Chartered financial services 2012 FED $100,000,000
Standard Chartered plc Standard Chartered financial services 2019 FED $164,000,000
Synovus Bank Synovus Financial financial services 2013 FDIC $135,050
AFB&T Synovus Financial financial services 2009 FDIC $7,040
TCF National Bank TCF Financial Corp. financial services 2016 OCC $56,500
TCF National Bank TCF Financial Corp. financial services 2013 OCC $10,000,000
TCF National Bank TCF Financial Corp. financial services 2018 OCC $3,000,000
Everbank TIAA financial services 2016 OCC $1,000,000
Everbank TIAA financial services 2013 OCC $37,000,000
TD Bank, National Association Toronto-Dominion Bank financial services 2013 OCC $37,500,000
SunTrust Banks, Inc. Truist Financial financial services 2014 FED $160,000,000
SunTrust Mortgage Inc. Truist Financial financial services 2012 DOJ_RIGHTS $21,000,000
BANK OF KENTUCKY, INC., THE Truist Financial financial services 2009 FDIC $30,415
SunTrust Bank Truist Financial financial services 2017 FED $1,501,000
SunTrust Bank Truist Financial financial services 2005 WI-AG $10,107
Trustmark National Bank Trustmark financial services 2012 OCC $6,250
U.S. Bank U.S. Bancorp financial services 2013 CFPB $3,200,000
U.S. Bank National Association U.S. Bancorp financial services 2016 OCC $10,000,000
U.S. Bank National Association U.S. Bancorp financial services 2014 OCC $51,900,000
U.S. Bank U.S. Bancorp financial services 2013 OCC $208,156,501
U.S. Bank National Association U.S. Bancorp financial services 2006 OCC $125,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $15,000,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $183,920
US Bancorp U.S. Bancorp financial services 2018 FED $15,000,000
UBS AG UBS financial services 2015 FED $342,000,000
UMB Bank, NA UMB Financial Corp. financial services 2017 OCC $1,500,000
UMPQUA BANK Umpqua Holdings financial services 2008 FDIC $90,240
UniCredit, S.p.A. UniCredit financial services 2019 FED $158,000,000
Bank of Hampton Roads Union Bankshares Corp. financial services 2011 FED $33,600
USAA Federal Savings Bank USAA financial services 2020 OCC $85,000,000
Wells Fargo Bank, National Association Wells Fargo financial services 2015 OCC $4,000,000
Wells Fargo Wells Fargo financial services 2013 OCC $1,991,141,181
Wells Fargo Bank, National Association Wells Fargo financial services 2011 OCC $34,500,000
Wachovia Bank N.A. Wells Fargo financial services 2010 OCC $50,000,000
Wells Fargo & Company Wells Fargo financial services 2012 FED $87,000,000
Wells Fargo & Company Wells Fargo financial services 2011 FED $85,000,000
Wells Fargo Bank, N.A. Wells Fargo financial services 2016 OCC $70,000,000
Wells Fargo Bank Wells Fargo financial services 2016 CFPB $100,000,000
Wells Fargo Bank Wells Fargo financial services 2016 OCC $35,000,000
WELLS FARGO FINANCIAL BANK Wells Fargo financial services 2009 FDIC $125,000
Wells Fargo Bank, National Association Wells Fargo financial services 2009 OCC $51,205
Wachovia Bank, National Association Wells Fargo financial services 2008 OCC $168,900,000
Wells Fargo Bank, National Association Wells Fargo financial services 2005 OCC $115,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 OCC $500,000,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 MULTI-AG $575,000,000
WEX Bank and Higher One, Inc. WEX Inc. financial services 2015 FDIC $34,980,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.