Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$20,668,684,339
Number of Penalty Records: 
1,005
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,262,350,34114
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$2,234,543,37813
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Parent Major Industry Yearsort icon Agency Penalty Amount
Wayne Bank and Trust Company   2017 FED $23,000
Mid America Bank and Trust   2017 FED $5,000,000
Bank of Gueydan   2017 FED $7,000
HSBC Holdings HSBC financial services 2017 FED $175,000,000
First Nebraska Bank   2017 FED $55,500
First FS & LA   2017 OCC $35,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $183,920
Pacific Western Bank   2017 USAO $1,750,000
Bank of Odessa   2017 FDIC $5,500
Oriental Bank   2017 FDIC $153,850
The Savings Bank   2017 FDIC $7,200
Laona State Bank   2017 FDIC $6,000
Peoples Bank   2017 FED $2,800,000
Citibank N.A. Citigroup financial services 2017 OCC $452,000
First Bank & Trust,   2017 FDIC $8,000
Louisa Community Bank, Inc.   2017 KY-FIN $5,000
Goldman Sachs Bank USA Goldman Sachs financial services 2018 FED $90,000
Hantz Bank   2018 FDIC $14,800
Bank of Lake Mills   2018 FDIC $5,000
The Bancorp Bank   2018 FDIC $3,300,000
Clear Mountain Bank   2018 FED $14,000
US Bancorp U.S. Bancorp financial services 2018 FED $15,000,000
Cross River Bank   2018 FDIC $641,750
Freedom Financial Asset Management LLC   2018 FDIC $493,500
Wells Fargo Bank N.A. Wells Fargo financial services 2018 OCC $500,000,000
Bank of Fayette County   2018 FED $12,000
The Bank of Holly Springs   2018 FDIC $7,000
Monroe Bank & Trust   2018 FDIC $46,800
Crest Savings Bank   2018 FDIC $10,100
Sussex Bank   2018 FDIC $5,000
Citigroup Citigroup financial services 2018 FED $8,600,000
Community Trust Bank, Inc.   2018 FED $4,750,000
TCF National Bank TCF Financial Corp. financial services 2018 OCC $3,000,000
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $207,245
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $15,000,000
Bank of China Bank of China financial services 2018 OCC $12,500,000
Southwest Capital Bank   2018 FDIC $10,800
MyBank   2018 FED $49,000
The First State Bank of Dongola   2018 FED $15,000
Bank of New York Mellon Bank of New York Mellon financial services 2018 FED $16,000
LendingClub Corporation LendingClub Corp. financial services 2018 USAO $2,000,000
Prairie State Bank and Trust   2018 FDIC $12,416
Republic Bank & Trust Company Republic Bancorp financial services 2018 FDIC $300,000
Gibsland Bank & Trust Company   2018 FDIC $9,600
Wells Fargo Bank N.A. Wells Fargo financial services 2018 MULTI-AG $575,000,000
Monroe Bank & Trust   2018 FDIC $46,800
Tin Thanh Electricity Steam Industrial Corp. and Tin Thanh Oakwood Bank Corp.   2018 MN-FIN $35,000
Park Bank   2019 FDIC $7,850
Wintrust Financial Corporation Wintrust Financial Corp. financial services 2019 FED $1,012,500
Citibank, N.A. Citigroup financial services 2019 OCC $25,000,000
Peoples Bank and Trust Company   2019 FDIC $200,000
UniCredit, S.p.A. UniCredit financial services 2019 FED $158,000,000
Standard Chartered plc Standard Chartered financial services 2019 FED $164,000,000
Alma Bank   2019 FDIC $1,250,000
Badger Bank   2019 FDIC $19,600
Bank of Bluffs   2019 FDIC $18,812
Bank of Louisiana   2019 FDIC $136,100
Brookline Bank   2019 FED $36,000
Colonial Savings, F.A.   2019 OCC $136,000
First Ipswich Bank   2019 FED $20,000
FirstBank Puerto Rico First Bancorp (Puerto Rico) financial services 2019 FDIC $17,700
Midfirst Bank   2019 OCC $35,000
MUFG Union Bank, National Association Mitsubishi Group diversified 2019 OCC $109,667
The Union Bank   2019 FDIC $12,400
Wilmington Savings Fund Society, Federal Savings Bank WSFS Financial Corp. financial services 2019 OCC $85,265
HomeStreet Bank HomeStreet Inc. financial services 2019 FDIC $1,350,000
Willamette Valley Bank   2019 FDIC $275,000
Citizens Bank   2019 FDIC $15,500
Parke Bank   2019 FDIC $32,931
First State Bank of Burnet   2019 FDIC $21,700
First State Bank Nebraska   2019 FED $37,000
Citibank, N.A. Citigroup financial services 2019 OCC $30,000,000
Midsouth Bank, National Association   2019 OCC $108,796
The Bancorp Bank   2019 FDIC $7,500,000
Mutual of Omaha Bank   2019 OCC $98,415
MUFG Bank Ltd. Mitsubishi Group diversified 2019 NY-DFS $33,000,000
Bank of San Juan Internacional, Inc.   2020 USAO $1,000,000
Glacier Bank   2020 FDIC $16,750
Farmers & Merchants Bank of Craig County   2020 FED $9,500
Alden State Bank   2020 FED $36,500
Citibank, N.A. Citigroup financial services 2020 OCC $17,998,510
Bank of Louisiana   2020 FDIC $500,000
East West Bank East West Bancorp financial services 2020 FED $129,108
Amboy Bank   2020 FED $28,000
Bank of Clarke County   2020 FED $5,500
Societe Generale Financial Corporation Societe Generale financial services 2020 CA-DFPI $10,250
California Pacific Bank   2020 FDIC $175,000
Putnam County Bank   2020 FED $24,500
Benchmark Community Bank   2020 FED $8,500
Deutsche Bank AG and Deutsche Bank Trust Co. America Deutsche Bank financial services 2020 NY-DFS $150,000,000
Capital One Bank (USA), National Association Capital One Financial financial services 2020 OCC $80,000,000
Neighborhood National Bank   2020 OCC $100,000
Park Bank   2020 FDIC $12,841
Fortifi Bank   2020 FDIC $15,375
Wisconsin River Bank   2020 FDIC $18,500
Farmers Bank & Trust Company   2020 FED $12,000
Goldman Sachs Group, Inc. Goldman Sachs financial services 2020 FED $154,000,000
M&T Bank M&T Bank financial services 2020 FED $546,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2020 OCC $250,000,000
USAA Federal Savings Bank USAA financial services 2020 OCC $85,000,000
First Abu Dhabi Bank USA N.V.   2020 OCC $5,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.