Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$19,477,782,840
Number of Penalty Records: 
974
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,012,350,34113
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$1,834,543,37812
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
Citigroup Citigroup financial services 2018 FED $8,600,000
Zions First National Bank Zions Bancorporation financial services 2011 OCC $8,000,000
Credit Agricole S.A. Credit Agricole financial services 2004 FED $8,000,000
American Express Bank, FSB American Express financial services 2013 OCC $7,500,000
RBS Citizens, National Association Citizens Financial Group financial services 2013 OCC $7,500,000
The Bancorp Bank   2019 FDIC $7,500,000
Pacific National Bank   2011 OCC $7,000,000
American Express Bank, FSB American Express financial services 2012 OCC $6,500,000
Citizens Bank Citizens Financial Group financial services 2013 FDIC $6,400,000
Lasalle Bank MidWest National Association Bank of America financial services 2005 OCC $6,250,000
Santander Bank, National Association Banco Santander financial services 2015 OCC $6,000,000
THE BANK OF NEW YORK MELLON Bank of New York Mellon financial services 2012 FED $6,000,000
U.S. Trust Corporation Bank of America financial services 2001 FED $5,000,000
Mid America Bank and Trust   2017 FED $5,000,000
Credit Agricole Credit Agricole financial services 2004 NY-DFS $5,000,000
Community Trust Bank, Inc.   2018 FED $4,750,000
Bancorp Bank   2015 FDIC $4,300,000
Saddle River Valley Bank   2013 OCC $4,100,000
Wells Fargo Bank, National Association Wells Fargo financial services 2015 OCC $4,000,000
Capital One, National Association Capital One Financial financial services 2014 OCC $4,000,000
American Express Centurion Bank American Express financial services 2012 FDIC $3,900,000
STATE BANK OF INDIA   2001 FDIC (*) $3,750,000
American Express Centurion Bank American Express financial services 2013 FDIC $3,600,000
Citizens Republic Bancorp Inc. Huntington Bancshares financial services 2011 DOJ_RIGHTS $3,600,000
Cole Taylor Bank Fifth Third Bancorp financial services 2014 FED $3,510,000
Bank of Mingo   2015 FDIC $3,500,000
Santander Bank, National Association Banco Santander financial services 2016 OCC $3,400,000
The Bancorp Bank   2018 FDIC $3,300,000
U.S. Bank U.S. Bancorp financial services 2013 CFPB $3,200,000
METLIFE, INC MetLife financial services 2012 FED $3,200,000
WestLB AG   2003 FED $3,000,000
Bank of New York Mellon Corporation Bank of New York Mellon financial services 2017 FED $3,000,000
First National Bank of Omaha First National of Nebraska financial services 2016 OCC $3,000,000
TCF National Bank TCF Financial Corp. financial services 2018 OCC $3,000,000
Peoples Bank   2017 FED $2,800,000
Monterey County Bank   2010 FDIC $2,750,000
Gibraltar Private Bank & Trust Co. Gibraltar Private Bank and Trust financial services 2016 OCC $2,500,000
COLUMBUS BANK AND TRUST COMPANY   2008 FDIC $2,400,000
Higher One, Incorporated Providence Equity Partners private equity (including portfolio companies) 2015 FED $2,231,250
Citizens Bank, National Association Citizens Financial Group financial services 2015 OCC $2,000,000
PNC Bank, National Association PNC Financial Services financial services 2014 OCC $2,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2011 OCC $2,000,000
Luther Burbank Savings   2012 DOJ_RIGHTS $2,000,000
First Niagara Bank, National Association KeyCorp financial services 2016 OCC $2,000,000
LendingClub Corporation LendingClub Corp. financial services 2018 USAO $2,000,000
Pacific Western Bank   2017 USAO $1,750,000
First California Bank   2013 FDIC $1,700,000
SunTrust Bank Truist Financial financial services 2017 FED $1,501,000
UMB Bank, NA UMB Financial Corp. financial services 2017 OCC $1,500,000
Metro Bank   2012 FDIC $1,500,000
Midwest BankCentre   2011 DOJ_RIGHTS $1,450,000
HomeStreet Bank HomeStreet Inc. financial services 2019 FDIC $1,350,000
Alma Bank   2019 FDIC $1,250,000
Plaza Bank   2015 DOJ_CIVIL $1,225,000
Achieve Financial Services LLP   2013 FDIC $1,210,000
Bank of America, National Association Bank of America financial services 2015 OCC $1,104,530
OCEAN BANK   2011 FDIC $1,090,000
Wintrust Financial Corporation Wintrust Financial Corp. financial services 2019 FED $1,012,500
Stearns Bank National Association   2016 OCC $1,000,000
Everbank TIAA financial services 2016 OCC $1,000,000
Lone Star National Bank   2015 OCC $1,000,000
Merchants Bank of California, National Association   2017 OCC $1,000,000
First Tennessee Bank National Association First Horizon National financial services 2017 OCC $1,000,000
World's Foremost Bank Bass Pro retailing 2014 FDIC $1,000,000
Continental Stock Transfer and Trust Company   2001 NY-DFS $1,000,000
Bank of San Juan Internacional, Inc.   2020 USAO $1,000,000
BANCO ESPIRITO SANTO S. A. Banco Espirito Santo financial services 2012 FED $975,000
Eagle Bank and Trust Company   2015 DOJ_RIGHTS $975,000
Customers Bank Customers Bancorp financial services 2016 FED $960,000
REPUBLIC BANK & TRUST COMPANY Republic Bancorp financial services 2011 FDIC $900,000
PLAINS COMMERCE BANK   2010 FDIC $850,000
CompuCredit Corporation Atlanticus Holdings financial services 2008 FDIC $806,000
City National Bank Royal Bank of Canada financial services 2005 OCC $750,000
Texas Champion Bank   2013 DOJ_RIGHTS $700,000
Cross River Bank   2018 FDIC $641,750
BANCO INDUSTRIAL DE VENEZUELA, C. A.   2011 FED $600,000
CompuCredit Corporation Atlanticus Holdings financial services 2008 FDIC $558,000
Bank of Louisiana   2013 FDIC $540,000
First National Community Bank   2015 OCC $500,000
Associated Bank, National Association   2014 OCC $500,000
Old National Bank Old National Bancorp financial services 2014 OCC $500,000
United Bank For Africa PLC   2007 OCC $500,000
Charter One Bank, National Association   2005 OCC $500,000
Flagstar Bank, FSB Flagstar Bancorp financial services 2016 OCC $500,000
Bank of Louisiana   2016 FDIC $500,000
Freedom Financial Asset Management LLC   2018 FDIC $493,500
Citibank N.A. Citigroup financial services 2017 OCC $452,000
WEST COAST BANK   2011 FDIC $390,000
Marshall Bank, National Association   2009 OCC $350,000
NORTHWEST SAVINGS BANK   2011 FDIC $325,000
FIRST BANK OF DELAWARE   2008 FDIC $304,000
First Bank of Delaware   2008 FDIC $304,000
Garsh Lending LLC   2011 DOJ_CIVIL $300,000
Republic Bank & Trust Company Republic Bancorp financial services 2018 FDIC $300,000
WEBBANK   2010 FDIC $300,000
Willamette Valley Bank   2019 FDIC $275,000
First Electronic Bank   2015 FDIC $250,000
Proficio Bank   2016 FDIC $250,000
American Express Centurion Bank American Express financial services 2009 FDIC $250,000
International Bank of Miami, National Association   2007 OCC $250,000
Hastings State Bank   2012 FDIC $220,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.