Violation Tracker Summary for Primary Offense Type
Offense Type:
banking violation
Penalty Total since 2000:
$20,668,684,339
Number of Penalty Records:
1,005
Note:
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Parent Companies | Total Penalty $ | Number of Records |
JPMorgan Chase | $4,262,350,341 | 14 |
Bank of America | $3,954,637,532 | 12 |
Wells Fargo | $3,700,832,386 | 15 |
Citigroup | $2,234,543,378 | 13 |
HSBC | $1,287,500,000 | 7 |
Bank of New York Mellon | $890,516,000 | 5 |
UBS | $342,000,000 | 1 |
Royal Bank of Scotland | $324,000,000 | 2 |
U.S. Bancorp | $303,565,421 | 8 |
Standard Chartered | $264,000,000 | 2 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as 
or
XML (maximum 10,000; for access to larger downloads contact
Phil Mattera)
Company |
Parent |
Parent Major Industry |
Year |
Agency |
Penalty Amount |
FIRST STATE BANK AND TRUST COMPANY, INC. |
|
|
2007 |
FDIC |
$9,020 |
WESTERN STATE BANK |
|
|
2007 |
FDIC |
$9,005 |
HEIGHTS BANK, THE |
|
|
2008 |
FDIC |
$9,000 |
AMERICANWEST BANK |
|
|
2005 |
FDIC |
$9,000 |
Union State Bank |
|
|
2012 |
FDIC |
$9,000 |
PETEFISH, SKILES & CO. |
|
|
2011 |
FDIC |
$9,000 |
INTEGRITY BANK |
|
|
2011 |
FDIC |
$9,000 |
VIST BANK |
|
|
2011 |
FDIC |
$9,000 |
SAVINGS BANK OF MENDOCINO COUNTY |
|
|
2010 |
FDIC |
$8,855 |
NORTHPOINTE BANK |
|
|
2011 |
FDIC |
$8,850 |
Hanmi Bank |
Hanmi Financial Corp. |
financial services |
2007 |
FED |
$8,835 |
PointBank |
|
|
2014 |
FED |
$8,810 |
State Bank & Trust |
|
|
2013 |
FDIC |
$8,800 |
The Somerville National Bank |
|
|
2014 |
OCC |
$8,770 |
REPUBLIC FIRST BANK |
|
|
2009 |
FDIC |
$8,750 |
CITIZENS UNION BANK OF SHELBYVILLE |
|
|
2008 |
FDIC |
$8,650 |
PORT WASHINGTON STATE BANK |
|
|
2005 |
FDIC |
$8,600 |
Indian River National Bank |
|
|
2005 |
OCC |
$8,600 |
UNION BANK AND TRUST COMPANY |
|
|
2010 |
FDIC |
$8,575 |
COMMUNITY BANK & TRUST |
|
|
2007 |
FDIC |
$8,550 |
Whitaker Bank |
|
|
2011 |
FED |
$8,500 |
SEATTLE SAVINGS BANK |
|
|
2008 |
FDIC |
$8,500 |
Heritage Bank Inc. |
|
|
2017 |
FDIC |
$8,500 |
Capmark Bank |
Capmark Bank |
financial services |
2012 |
FDIC |
$8,500 |
NORTH DALLAS BANK & TRUST CO. |
|
|
2011 |
FDIC |
$8,500 |
HARLEYSVILLE SAVINGS BANK |
|
|
2011 |
FDIC |
$8,500 |
ABBYBANK |
|
|
2010 |
FDIC |
$8,500 |
Benchmark Community Bank |
|
|
2020 |
FED |
$8,500 |
UNITED BANK |
|
|
2009 |
FDIC |
$8,470 |
FARMERS BANK, THE |
|
|
2008 |
FDIC |
$8,450 |
FINANCE FACTORS, LTD |
|
|
2010 |
FDIC |
$8,450 |
PACIFIC CONTINENTAL BANK |
|
|
2008 |
FDIC |
$8,400 |
Intercredit Bank, National Association |
|
|
2008 |
OCC |
$8,400 |
BANK OF HARLAN, THE |
|
|
2010 |
FDIC |
$8,315 |
MIFFLIN COUNTY SAVINGS BANK |
|
|
2009 |
FDIC |
$8,295 |
PEOPLES STATE BANK |
|
|
2008 |
FDIC |
$8,265 |
FIRST EXCHANGE BANK |
|
|
2009 |
FDIC |
$8,225 |
First Jackson Bank, Inc. |
|
|
2012 |
FDIC |
$8,140 |
SALT LICK DEPOSIT BANK |
|
|
2006 |
FDIC |
$8,100 |
BRIDGEWATER BANK |
|
|
2008 |
FDIC |
$8,085 |
AMERICAN BANK & TRUST OF THE CUMBERLANDS |
|
|
2011 |
FDIC |
$8,085 |
CENTRAL STATE BANK |
|
|
2004 |
FDIC |
$8,050 |
CITIZENS BANK OF LAFAYETTE |
|
|
2010 |
FDIC |
$8,005 |
Bank of Texas |
|
|
2014 |
FED |
$8,000 |
THE FIRST STATE BANK OF BURLINGAME |
|
|
2009 |
FDIC |
$8,000 |
HILLCREST BANK |
|
|
2009 |
FDIC |
$8,000 |
FIRST SERVICE BANK |
|
|
2009 |
FDIC |
$8,000 |
SECURITY STATE BANK |
|
|
2008 |
FDIC |
$8,000 |
SECURITY STATE BANK |
|
|
2005 |
FDIC |
$8,000 |
NEW YORK COMMUNITY BANK |
New York Community Bancorp |
financial services |
2004 |
FDIC |
$8,000 |
STOCK YARDS BANK & TRUST COMPANY |
|
|
2004 |
FDIC |
$8,000 |
SCOTIABANK DE PUERTO RICO |
Scotiabank |
financial services |
2003 |
FDIC |
$8,000 |
COMMUNITY BANKS |
|
|
2003 |
FDIC |
$8,000 |
M C BANK & TRUST COMPANY |
|
|
2001 |
FDIC |
$8,000 |
First Bank & Trust |
|
|
2017 |
FDIC |
$8,000 |
First Bank & Trust, |
|
|
2017 |
FDIC |
$8,000 |
The Gerber State Bank |
|
|
2012 |
FDIC |
$8,000 |
High Point Bank and Trust Company |
|
|
2012 |
FDIC |
$8,000 |
Hawthorn Bank |
|
|
2012 |
FDIC |
$8,000 |
EvaBank |
|
|
2012 |
FDIC |
$8,000 |
Peoples Independent Bank |
|
|
2012 |
FDIC |
$8,000 |
UNITED BANK OF MICHIGAN |
|
|
2011 |
FDIC |
$8,000 |
VERMILLION STATE BANK |
|
|
2011 |
FDIC |
$8,000 |
MID AMERICA BANK |
|
|
2011 |
FDIC |
$8,000 |
THE BATH STATE BANK |
|
|
2011 |
FDIC |
$8,000 |
UNION STATE BANK |
|
|
2011 |
FDIC |
$8,000 |
GREATER ROME BANK |
|
|
2010 |
FDIC |
$8,000 |
PEOPLES BANK OF THE SOUTH |
|
|
2010 |
FDIC |
$8,000 |
FARMERS SAVINGS BANK |
|
|
2009 |
FDIC |
$8,000 |
Citizens State Bank of La Crosse |
|
|
2013 |
FDIC |
$7,900 |
BANK OF WISCONSIN DELLS |
|
|
2006 |
FDIC |
$7,900 |
Park Bank |
|
|
2019 |
FDIC |
$7,850 |
WESTERN BANK |
|
|
2011 |
FDIC |
$7,805 |
BANK OF GUAM |
|
|
2008 |
FDIC |
$7,780 |
AMERICAN RIVER BANK |
|
|
2009 |
FDIC |
$7,770 |
First Bank & Trust Company |
|
|
2005 |
FED |
$7,750 |
THE DART BANK |
|
|
2011 |
FDIC |
$7,750 |
Peoples Exchange Bank |
|
|
2013 |
FDIC |
$7,700 |
REGENT BANK |
|
|
2011 |
FDIC |
$7,700 |
THE DIME BANK |
|
|
2010 |
FDIC |
$7,620 |
Bay Bank |
|
|
2012 |
FDIC |
$7,590 |
BankTrust Financial |
|
|
2013 |
FDIC |
$7,500 |
West Texas State Bank |
|
|
2013 |
FDIC |
$7,500 |
First Iowa State Bank |
|
|
2015 |
FED |
$7,500 |
NOVATO COMMUNITY BANK |
|
|
2001 |
FDIC |
$7,500 |
SOUTHERN PACIFIC BANK |
|
|
2000 |
FDIC |
$7,500 |
Crown Bank, National Association |
|
|
2008 |
OCC |
$7,500 |
Old National Bank |
Old National Bancorp |
financial services |
2004 |
OCC |
$7,500 |
West Texas State Bank |
|
|
2013 |
FDIC |
$7,500 |
Bank of Montgomery |
|
|
2012 |
FDIC |
$7,500 |
SERVIS FIRST BANK |
|
|
2011 |
FDIC |
$7,500 |
EXCEL BANK |
|
|
2011 |
FDIC |
$7,500 |
STATE BANK OF SOUTHERN UTAH |
|
|
2010 |
FDIC |
$7,500 |
BUSEY BANK |
First Busey Corp. |
financial services |
2010 |
FDIC |
$7,445 |
NORTHWEST SAVINGS BANK |
|
|
2008 |
FDIC |
$7,405 |
SEAWAY COMMUNITY BANK |
|
|
2011 |
FDIC |
$7,400 |
THE CONVERSE COUNTY BANK |
|
|
2007 |
FDIC |
$7,385 |
First Sentinel Bank |
|
|
2011 |
FED |
$7,315 |
BANK OF STOCKTON |
|
|
2010 |
FDIC |
$7,315 |
CITIZENS COMMUNITY BANK |
|
|
2010 |
FDIC |
$7,315 |
SOUTHERN MISSOURI BANK AND TRUST COMPANY |
|
|
2002 |
FDIC |
$7,300 |
Download results as 
or
XML (maximum 10,000; for access to larger downloads contact
Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.