Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$19,483,593,498
Number of Penalty Records: 
986
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,012,350,34113
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$1,834,543,37812
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agencysort icon Penalty Amount
METLIFE, INC MetLife financial services 2012 FED $3,200,000
THE BANK OF NEW YORK MELLON Bank of New York Mellon financial services 2012 FED $6,000,000
BANCO ESPIRITO SANTO S. A. Banco Espirito Santo financial services 2012 FED $975,000
Citigroup Inc. Citigroup financial services 2012 FED $22,000,000
Ally Financial Inc. Ally Financial financial services 2012 FED $207,000,000
Bank of America Corporation Bank of America financial services 2012 FED $175,500,000
JPMorgan Chase & Co., and EMC Mortgage Corporation JPMorgan Chase financial services 2012 FED $275,000,000
Wells Fargo & Company Wells Fargo financial services 2012 FED $87,000,000
State Bank and Trust Company   2011 FED $9,340
Bank of Hampton Roads Union Bankshares Corp. financial services 2011 FED $33,600
Community State Bank   2011 FED $7,130
Whitaker Bank   2011 FED $8,500
Lindell Bank and Trust Company   2011 FED $9,470
Wells Fargo & Company Wells Fargo financial services 2011 FED $85,000,000
First Sentinel Bank   2011 FED $7,315
PlainsCapital Bank and PrimeLending Hilltop Holdings financial services 2011 FED $30,780
BANCO INDUSTRIAL DE VENEZUELA, C. A.   2011 FED $600,000
MYANNS Corporation   2011 FED $37,500
Dacotah Bank   2011 FED $10,995
Franklin Savings Bank   2011 FED $5,160
Cecil Bank   2010 FED $21,945
Monarch Bank   2010 FED $7,215
Goldman Sachs Group Goldman Sachs financial services 2016 FED $36,300,000
Regions Bank Regions Financial financial services 2009 FED $135,000
Compass Bank Banco Bilbao Vizcaya Argentaria financial services 2009 FED $70,625
Heritage Bank of Commerce Heritage Commerce Corp. financial services 2008 FED $6,840
Farmers and Merchants Bank   2007 FED $9,240
Capital City Bank Capital City Bank Group financial services 2007 FED $85,045
Chemical Bank   2007 FED $16,245
Hanmi Bank Hanmi Financial Corp. financial services 2007 FED $8,835
RBC Centura Bank   2007 FED $106,930
East West Bank East West Bancorp financial services 2007 FED $16,245
Pacific Mercantile Bank   2007 FED $6,850
Planters Bank and Trust Company   2006 FED $6,750
First Baird Bancshares, Inc.   2006 FED $87,500
United Bank   2006 FED $16,350
County Bank   2005 FED $19,960
Frontier Bank   2005 FED $12,500
Bank of Pontiac   2005 FED $32,550
First Bank & Trust Company   2005 FED $7,750
Irwin Union Bank   2005 FED $22,300
The Bank   2005 FED $46,050
First Interstate Bank First Interstate Bancsystem financial services 2005 FED $15,750
HomeFederal Bank   2005 FED $57,250
Five Points Bank   2004 FED $10,000
Citigroup Inc. Citigroup financial services 2004 FED $70,000,000
Credit Agricole S.A. Credit Agricole financial services 2004 FED $8,000,000
Hocking Valley Bank   2004 FED $9,500
Provident Bank   2003 FED $34,100
The Bank of Currituck   2003 FED $16,000
WestLB AG   2003 FED $3,000,000
Community State Bank   2003 FED $5,250
Community First Bank & Trust   2003 FED $5,500
Citizens Bank and Trust Company   2003 FED $7,000
First Bank   2003 FED $17,150
Dexia, S.A. Dexia financial services 2002 FED $50,000
McIlroy Bank and Trust   2001 FED $10,500
U.S. Trust Corporation Bank of America financial services 2001 FED $5,000,000
JPMorgan Chase & Co. JPMorgan Chase financial services 2016 FED $61,900,000
Customers Bank Customers Bancorp financial services 2016 FED $960,000
Banco Bilbao Vizcaya Argentaria, S.A. Banco Bilbao Vizcaya Argentaria financial services 2016 FED $27,000,000
ServiceLink Holdings, LLC Fidelity National Financial financial services 2017 FED $65,000,000
Bank of Star City,   2017 FED $11,000
Platte Valley Bank   2017 FED $33,785
SunTrust Bank Truist Financial financial services 2017 FED $1,501,000
Bank of New York Mellon Corporation Bank of New York Mellon financial services 2017 FED $3,000,000
Wayne Bank and Trust Company   2017 FED $23,000
Mid America Bank and Trust   2017 FED $5,000,000
Bank of Gueydan   2017 FED $7,000
HSBC Holdings HSBC financial services 2017 FED $175,000,000
First Nebraska Bank   2017 FED $55,500
Goldman Sachs Bank USA Goldman Sachs financial services 2018 FED $90,000
Peoples Bank   2017 FED $2,800,000
Clear Mountain Bank   2018 FED $14,000
US Bancorp U.S. Bancorp financial services 2018 FED $15,000,000
Bank of Fayette County   2018 FED $12,000
Citigroup Citigroup financial services 2018 FED $8,600,000
Community Trust Bank, Inc.   2018 FED $4,750,000
MyBank   2018 FED $49,000
The First State Bank of Dongola   2018 FED $15,000
Bank of New York Mellon Bank of New York Mellon financial services 2018 FED $16,000
Wintrust Financial Corporation Wintrust Financial Corp. financial services 2019 FED $1,012,500
UniCredit, S.p.A. UniCredit financial services 2019 FED $158,000,000
Standard Chartered plc Standard Chartered financial services 2019 FED $164,000,000
Brookline Bank   2019 FED $36,000
First Ipswich Bank   2019 FED $20,000
First State Bank Nebraska   2019 FED $37,000
Farmers & Merchants Bank of Craig County   2020 FED $9,500
Alden State Bank   2020 FED $36,500
East West Bank East West Bancorp financial services 2020 FED $129,108
Amboy Bank   2020 FED $28,000
Bank of Clarke County   2020 FED $5,500
Louisa Community Bank, Inc.   2017 KY-FIN $5,000
Tin Thanh Electricity Steam Industrial Corp. and Tin Thanh Oakwood Bank Corp.   2018 MN-FIN $35,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 MULTI-AG $575,000,000
Cedar Rapids State Bank   2003 NE-DBF $9,800
Bank of New York Mellon Bank of New York Mellon financial services 2015 NY-AG $167,500,000
BSI AG   2000 NY-DFS $100,000
Continental Stock Transfer and Trust Company   2001 NY-DFS $1,000,000
Credit Agricole Credit Agricole financial services 2004 NY-DFS $5,000,000
Chinese American Bank   2004 NY-DFS $5,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.