Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$19,483,593,498
Number of Penalty Records: 
986
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,012,350,34113
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$1,834,543,37812
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parentsort icon Parent Major Industry Year Agency Penalty Amount
STATE BANK OF SPEER   2010 FDIC $5,005
EUROBANK   2010 FDIC $25,000
SUMMIT BANK   2010 FDIC $11,280
BANK OF KAMPSVILLE   2010 FDIC $11,280
CHARTER BANK EAU CLAIRE   2010 FDIC $12,700
PEOPLES BANK OF THE SOUTH   2010 FDIC $8,000
CATAHOULA-LASALLE BANK   2010 FDIC $6,000
CITIZENS COMMUNITY BANK   2010 FDIC $7,315
BANK OF COWETA   2010 FDIC $5,720
CITIZENS BANK OF LAFAYETTE   2010 FDIC $8,005
HIGHLAND COMMUNITY BANK   2010 FDIC $5,000
COMMUNITY BANK   2010 FDIC $9,500
FIRST CENTRAL SAVINGS BANK   2010 FDIC $100,000
CHRISTIANA BANK & TRUST COMPANY   2010 FDIC $5,500
COMMONWEATLH BANK AND TRUST COMPANY   2010 FDIC $16,170
UNION BANK AND TRUST COMPANY   2010 FDIC $8,575
HOMETOWN BANK, A COOPERATIVE BANK   2010 FDIC $10,000
FIRST STATE BANK   2009 FDIC $10,000
ROCKLAND TRUST COMPANY (SUCCESSOR TO SLADE'S FERRY TRUST COMPANY SOMERSET, MASSACHUSETTS)   2009 FDIC $10,000
FARMERS SAVINGS BANK   2009 FDIC $8,000
HOME BANKING COMPANY   2009 FDIC $25,000
COMMUNITY BANK   2008 FDIC $13,310
First Bank of Delaware   2008 FDIC $304,000
First Bank & Trust   2008 FDIC $127,000
COLUMBUS BANK AND TRUST COMPANY   2008 FDIC $2,400,000
FIRST BANK   2007 FDIC $30,100
COMMERCE BANK   2006 FDIC $5,000
MIDWESTONE BANK   2005 FDIC $5,200
STATE BANK OF INDIA   2001 FDIC (*) $3,750,000
First State Bank Nebraska   2019 FED $37,000
Midsouth Bank, National Association   2019 OCC $108,796
Bank of San Juan Internacional, Inc.   2020 USAO $1,000,000
Glacier Bank   2020 FDIC $16,750
The Bancorp Bank   2019 FDIC $7,500,000
Farmers & Merchants Bank of Craig County   2020 FED $9,500
Alden State Bank   2020 FED $36,500
Mutual of Omaha Bank   2019 OCC $98,415
Bank of Louisiana   2020 FDIC $500,000
Amboy Bank   2020 FED $28,000
Bank of Clarke County   2020 FED $5,500
Louisa Community Bank, Inc.   2017 KY-FIN $5,000
Tin Thanh Electricity Steam Industrial Corp. and Tin Thanh Oakwood Bank Corp.   2018 MN-FIN $35,000
Cedar Rapids State Bank   2003 NE-DBF $9,800
BSI AG   2000 NY-DFS $100,000
Continental Stock Transfer and Trust Company   2001 NY-DFS $1,000,000
Chinese American Bank   2004 NY-DFS $5,000
T.C. Ziraat Bankasi   2004 NY-DFS $103,000
Eurotrust LLC   2006 OR-FIN $5,000
Community Bank   2008 OR-FIN $21,000
Mortgage Protection Services and Lead System Inc.   2015 WI-FIN $62,000
1st Financial Bank USA 1st Financial Bank USA financial services 2010 FDIC $10,140,000
1ST FINANCIAL BANK USA 1st Financial Bank USA financial services 2009 FDIC (*) $140,000
1st Financial Bank U.S.A. 1st Financial Bank USA financial services 2005 WI-AG $43,142
Comenity Bank and Comenity Capital Bank Alliance Data Systems information services 2015 FDIC $63,950,000
Ally Financial Inc. Ally Financial financial services 2012 FED $207,000,000
American Express Centurion Bank American Express financial services 2013 FDIC $3,600,000
American Express Centurion Bank American Express financial services 2012 FDIC $3,900,000
American Express Bank, FSB American Express financial services 2013 OCC $7,500,000
American Express Bank, FSB American Express financial services 2012 OCC $6,500,000
AMERICAN EXPRESS COMPANY American Express financial services 2012 FED $9,000,000
American Express Centurion Bank American Express financial services 2009 FDIC $250,000
CompuCredit Corporation Atlanticus Holdings financial services 2008 FDIC $116,400,000
CompuCredit Corporation Atlanticus Holdings financial services 2008 FDIC $806,000
CompuCredit Corporation Atlanticus Holdings financial services 2008 FDIC $558,000
Aurora Bank FSB Aurora Bank financial services 2013 OCC $242,418,293
Compass Bank Banco Bilbao Vizcaya Argentaria financial services 2009 FED $70,625
Banco Bilbao Vizcaya Argentaria, S.A. Banco Bilbao Vizcaya Argentaria financial services 2016 FED $27,000,000
BANCO ESPIRITO SANTO S. A. Banco Espirito Santo financial services 2012 FED $975,000
Santander Bank, National Association Banco Santander financial services 2016 OCC $3,400,000
Santander Bank, National Association Banco Santander financial services 2015 OCC $6,000,000
Sovereign Bank N.A. Banco Santander financial services 2013 OCC $16,086,180
BANCORPSOUTH BANK BancorpSouth financial services 2011 FDIC $46,500
Bank of America, National Association Bank of America financial services 2015 OCC $1,104,530
Bank of America, National Association Bank of America financial services 2015 OCC $30,000,000
Bank of America, National Association Bank of America financial services 2014 OCC $250,000,000
Bank of America, National Association Bank of America financial services 2014 OCC $25,000,000
Bank of America Bank of America financial services 2013 OCC $2,886,578,478
BANK OF AMERICA CORPORATION Bank of America financial services 2015 FED $205,000,000
Bank of America Corporation Bank of America financial services 2012 FED $175,500,000
Bank of America N.A. Bank of America financial services 2012 DOJ_RIGHTS $370,000,000
U.S. Trust Corporation Bank of America financial services 2001 FED $5,000,000
Lasalle Bank MidWest National Association Bank of America financial services 2007 OCC $125,000
Lasalle Bank National Association Bank of America financial services 2007 OCC $79,524
Lasalle Bank MidWest National Association Bank of America financial services 2005 OCC $6,250,000
Bank of China Bank of China financial services 2002 OCC $10,000,000
Bank of China Bank of China financial services 2018 OCC $12,500,000
THE BANK OF NEW YORK MELLON Bank of New York Mellon financial services 2012 FED $6,000,000
Bank of New York Mellon Bank of New York Mellon financial services 2015 USAO $714,000,000
Bank of New York Mellon Corporation Bank of New York Mellon financial services 2017 FED $3,000,000
Bank of New York Mellon Bank of New York Mellon financial services 2018 FED $16,000
Bank of New York Mellon Bank of New York Mellon financial services 2015 NY-AG $167,500,000
World's Foremost Bank Bass Pro retailing 2011 FDIC $10,350,000
World's Foremost Bank Bass Pro retailing 2014 FDIC $1,000,000
World's Foremost Bank Bass Pro retailing 2012 FDIC $200,000
BANK OF THE WEST BNP Paribas financial services 2011 FDIC $135,000
BANK OF THE WEST BNP Paribas financial services 2010 FDIC $68,200
Capital City Bank Capital City Bank Group financial services 2007 FED $85,045
Capital One, National Association Capital One Financial financial services 2014 OCC $4,000,000
Capital One Bank (USA), National Association Capital One Financial financial services 2012 OCC $35,000,000
Capital One, National Association Capital One Financial financial services 2009 OCC $125,000
Capital One Bank Capital One Financial financial services 2005 WI-AG $80,032
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.