Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$19,483,593,498
Number of Penalty Records: 
986
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,012,350,34113
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$1,834,543,37812
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
Princeville State Bank   2012 FDIC $70,000
Compass Bank Banco Bilbao Vizcaya Argentaria financial services 2009 FED $70,625
COASTAL BANK OF GEORGIA, THE   2010 FDIC $74,580
Goleta National Bank   2002 OCC $75,000
Banco Do Estado Do Parana   2000 OCC $75,000
Community Bank of Oak Park River Forest   2012 FDIC $75,000
NORTHWEST SAVINGS BANK   2011 FDIC $78,155
Lasalle Bank National Association Bank of America financial services 2007 OCC $79,524
Capital One Bank Capital One Financial financial services 2005 WI-AG $80,032
MARKLEBANK   2011 FDIC $82,500
Capital City Bank Capital City Bank Group financial services 2007 FED $85,045
Wilmington Savings Fund Society, Federal Savings Bank WSFS Financial Corp. financial services 2019 OCC $85,265
Evolve Bank & Trust   2016 DOJ_RIGHTS $86,000
First Baird Bancshares, Inc.   2006 FED $87,500
Colonial Savings Federal Association   2017 OCC $87,500
FIRST BANK & TRUST   2009 FDIC $90,000
Goldman Sachs Bank USA Goldman Sachs financial services 2018 FED $90,000
BANK OF IDAHO   2010 FDIC $90,000
UMPQUA BANK Umpqua Holdings financial services 2008 FDIC $90,240
TRANSPORTATION ALLIANCE BANK, INC.   2010 FDIC $97,500
Mutual of Omaha Bank   2019 OCC $98,415
First Federal Savings Bank of Elizabethtown   2013 FDIC $100,000
T Bank, National Association   2010 OCC $100,000
BANK OF AGRICULTURE AND COMMERCE   2009 FDIC $100,000
AL Amerilife First Financial, LLC   2009 FDIC $100,000
First Tennessee Bank National Association First Horizon National financial services 2009 OCC $100,000
First National Bank of Omaha First National of Nebraska financial services 2009 OCC $100,000
APPLIED BANK   2011 FDIC $100,000
FIRST CENTRAL SAVINGS BANK   2010 FDIC $100,000
BSI AG   2000 NY-DFS $100,000
T.C. Ziraat Bankasi   2004 NY-DFS $103,000
RBC Centura Bank   2007 FED $106,930
Midsouth Bank, National Association   2019 OCC $108,796
MUFG Union Bank, National Association Mitsubishi Group diversified 2019 OCC $109,667
Wells Fargo Bank, National Association Wells Fargo financial services 2005 OCC $115,000
The Evangeline Bank and Trust Company   2015 FDIC $123,000
Whitney National Bank   2010 OCC $125,000
STERLING SAVINGS BANK   2009 FDIC $125,000
WELLS FARGO FINANCIAL BANK Wells Fargo financial services 2009 FDIC $125,000
NORTH FORK BANK   2007 FDIC $125,000
DORAL BANK Doral Financial financial services 2007 FDIC $125,000
Capital One, National Association Capital One Financial financial services 2009 OCC $125,000
Northern Trust, National Association Northern Trust financial services 2008 OCC $125,000
Associated Bank, National Association   2007 OCC $125,000
First Tennessee Bank National Association First Horizon National financial services 2007 OCC $125,000
Webster Bank, National Association   2007 OCC $125,000
Lasalle Bank MidWest National Association Bank of America financial services 2007 OCC $125,000
U.S. Bank National Association U.S. Bancorp financial services 2006 OCC $125,000
First Bank & Trust   2008 FDIC $127,000
East West Bank East West Bancorp financial services 2020 FED $129,108
GREENBANK   2011 FDIC $132,000
Doral Bank Doral Financial financial services 2013 FDIC $135,000
Fulton Bank, National Association   2013 OCC $135,000
Regions Bank Regions Financial financial services 2009 FED $135,000
BANK OF THE WEST BNP Paribas financial services 2011 FDIC $135,000
Synovus Bank Synovus Financial financial services 2013 FDIC $135,050
Colonial Savings, F.A.   2019 OCC $136,000
Bank of Louisiana   2019 FDIC $136,100
First United Bank   2015 DOJ_RIGHTS $140,000
1ST FINANCIAL BANK USA 1st Financial Bank USA financial services 2009 FDIC (*) $140,000
RIVER CITY BANK, INC.   2011 FDIC $145,000
1-800-East-West Mortgage Company   2005 FDIC $150,000
Metropolitan Bank and Trust Company   2006 OCC $150,000
Bank of Lake Mills   2017 FDIC $151,000
Oriental Bank   2017 FDIC $153,850
First Federal Savings Bank of Elizabethtown   2015 FDIC $160,000
Bank of Louisiana   2017 FDIC $164,511
Community State Bank   2013 DOJ_RIGHTS $165,000
Bancorp Bank   2012 FDIC $172,000
The Bancorp Bank   2012 FDIC $172,000
Peoples National Bank   2003 OCC $175,000
River City Bank   2013 FDIC $175,000
MIZRAHI TEFAHOT BANK, LTD.   2011 FDIC $175,000
First Tennessee Bank National Association First Horizon National financial services 2005 OCC $180,000
First National Bank of Pennsylvania F.N.B. Corporation financial services 2015 OCC $180,720
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $183,920
First Bank of Delaware   2012 FDIC $190,000
Grant County Deposit Bank   2014 FDIC $195,000
Intercredit Bank, National Association   2010 OCC $200,000
Eastern National Bank   2008 OCC $200,000
Peoples Bank and Trust Company   2019 FDIC $200,000
World's Foremost Bank Bass Pro retailing 2012 FDIC $200,000
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $207,245
Hastings State Bank   2012 FDIC $220,000
First Electronic Bank   2015 FDIC $250,000
Proficio Bank   2016 FDIC $250,000
American Express Centurion Bank American Express financial services 2009 FDIC $250,000
International Bank of Miami, National Association   2007 OCC $250,000
Willamette Valley Bank   2019 FDIC $275,000
Garsh Lending LLC   2011 DOJ_CIVIL $300,000
Republic Bank & Trust Company Republic Bancorp financial services 2018 FDIC $300,000
WEBBANK   2010 FDIC $300,000
FIRST BANK OF DELAWARE   2008 FDIC $304,000
First Bank of Delaware   2008 FDIC $304,000
NORTHWEST SAVINGS BANK   2011 FDIC $325,000
Marshall Bank, National Association   2009 OCC $350,000
WEST COAST BANK   2011 FDIC $390,000
Citibank N.A. Citigroup financial services 2017 OCC $452,000
Freedom Financial Asset Management LLC   2018 FDIC $493,500
First National Community Bank   2015 OCC $500,000
Associated Bank, National Association   2014 OCC $500,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.