Violation Tracker Summary for Primary Offense Type

Offense Type: 
benefit plan administrator violation
Penalty Total since 2000: 
$8,784,482,715
Number of Penalty Records: 
3,101
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Daimler$480,030,0034
Bank of New York Mellon$421,200,0003
Providence St. Joseph Health$354,151,0002
IBM Corp.$314,293,0012
Xerox$290,000,0002
Foot Locker$290,000,0001
Bank of America$283,071,8548
Trinity Health$266,485,4243
AT&T$257,075,0007
Cleveland-Cliffs$256,231,1026


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
Oasis Outsourcing Holdings Inc. Paychex business services 2018 private lawsuit-federal $5,999,000
AK Steel Corporation Retirement Accumulation Pension Plan Cleveland-Cliffs mining 2013 private lawsuit-federal $5,751,898
General Growth Properties, Inc. Brookfield Asset Management diversified 2010 private lawsuit-federal $5,750,000
Tower Automotive Tower International automotive parts 2007 private lawsuit-federal $5,700,000
Time Warner Inc. AT&T telecommunications 2000 EBSA $5,500,000
Aloha Airlines Inc.   2009 EBSA $5,500,000
Raytheon Co. Raytheon Technologies aerospace & military contracting 2007 private lawsuit-federal $5,500,000
Beazer Homes USA, Inc Beazer Homes USA homebuilding 2010 private lawsuit-federal $5,500,000
UCB Holdings, Inc. UCB pharmaceuticals 2017 private lawsuit-federal $5,500,000
UBS Global Asset Management UBS banking & securities 2006 private lawsuit-federal $5,493,000
GreatBanc Trust Co.   2014 EBSA $5,250,000
UAL Corporation United Airlines Holdings airlines 2005 private lawsuit-federal $5,250,000
US Airways Group American Airlines airlines 2015 private lawsuit-federal $5,250,000
Lear Corporation Lear automotive parts 2009 private lawsuit-federal $5,250,000
Ruiz Food Products Ruiz Foods food products 2006 private lawsuit-federal $5,250,000
ING Life Insurance and Annuity Co. Voya Financial financial services 2013 EBSA $5,200,000
Comcast Corporation Comcast telecommunications; media 2011 private lawsuit-federal $5,000,000
Teachers Insurance and Annuity Insurance Association of America TIAA financial services 2017 private lawsuit-federal $5,000,000
UNUM Life Insurance Company of America Unum insurance 2010 private lawsuit-federal $5,000,000
American Airlines, Inc. American Airlines airlines 2017 private lawsuit-federal $4,950,000
SunTrust Banks, Inc. Truist Financial banking 2018 private lawsuit-federal $4,750,000
Krispy Kreme Doughnut Corporation JAB Holding Co. consumer products 2007 private lawsuit-federal $4,750,000
Advanta Corp.   2014 private lawsuit-federal $4,500,000
JC Penney Corporation J.C. Penney retail-department stores 2017 private lawsuit-federal $4,500,000
Diebold Diebold Nixdorf automated teller machines 2011 private lawsuit-federal $4,500,000
MBNA Corp. Lloyds Banking Group banking 2009 private lawsuit-federal $4,500,000
Moneygram International, Inc. MoneyGram International money transfer services 2011 private lawsuit-federal $4,500,000
St Paul Travelers Companies Inc. Travelers insurance 2007 private lawsuit-federal $4,450,000
Textron, Inc. Textron aerospace & military contracting 2014 private lawsuit-federal $4,375,000
Monster Worldwide Inc. Randstad business services 2010 private lawsuit-federal $4,250,000
Calpine Corporation Calpine power generation 2008 private lawsuit-federal $4,200,000
Century Health Services, Inc.   2000 EBSA $4,100,000
Cardinal Health Inc Cardinal Health wholesalers-medical supplies 2008 private lawsuit-federal $4,000,000
Conagra Foods Inc. ConAgra Brands food products 2007 private lawsuit-federal $4,000,000
Allegheny Energy, Inc. FirstEnergy utilities 2007 private lawsuit-federal $4,000,000
Ferro Corp. Ferro Corp. paints & coatings 2007 private lawsuit-federal $4,000,000
Holy Cross Hospital Sinai Health System (IL) healthcare services 2017 private lawsuit-federal $4,000,000
Briggs & Stratton Corporation Briggs & Stratton engines 2016 private lawsuit-federal $3,950,000
Zander Group Holdings Inc.   2020 EBSA $3,818,181
Transamerica Corporation Aegon insurance 2016 private lawsuit-federal $3,800,000
Bennett Funding Group   2002 EBSA $3,600,000
Coventry Health Care Inc. CVS Health retail-pharmacies 2014 private lawsuit-federal $3,600,000
SPX Corp. SPX Corp. industrial equipment 2007 private lawsuit-federal $3,600,000
United Community Banks, Inc. United Community Banks Inc. banking 2013 private lawsuit-federal $3,500,000
Wal-Mart Stores Inc. Walmart retail-discount stores 2012 private lawsuit-federal $3,500,000
ING Groep N.V. Voya Financial financial services 2013 private lawsuit-federal $3,500,000
Henkel Corporation Henkel household & personal care products 2015 private lawsuit-federal $3,350,000
Conexant Systems Inc. Synaptics Inc. human interface products 2009 private lawsuit-federal $3,250,000
ADC Telecommunications Inc. TE Connectivity electronic equipment 2006 private lawsuit-federal $3,250,000
Level 3 Communications, Inc. CenturyLink telecommunications 2012 private lawsuit-federal $3,200,000
Bowater Inc. Resolute Forest Products forest products 2007 private lawsuit-federal $3,200,000
Edward D. Jones & Co., L.P. Jones Financial financial services 2019 private lawsuit-federal $3,175,000
Sterling Financial Corporation Umpqua Holdings banking 2013 private lawsuit-federal $3,025,000
Sears Transition Pay Plan Sears retail-department stores 2012 private lawsuit-federal $3,001,100
Flagstar Bancorp, Inc. Flagstar Bancorp banking 2013 private lawsuit-federal $3,000,000
CVS Corporation CVS Health retail-pharmacies 2005 private lawsuit-federal $3,000,000
UPS Ground Freight Inc United Parcel Service package delivery 2009 private lawsuit-federal $3,000,000
HCA, Inc. HCA Healthcare healthcare services 2009 private lawsuit-federal $3,000,000
New York Life Insurance Company New York Life Insurance insurance 2017 private lawsuit-federal $3,000,000
Principal Life Insurance Company Principal Financial insurance 2015 private lawsuit-federal $3,000,000
Wilmington Trust Corp. M&T Bank banking 2014 private lawsuit-federal $3,000,000
JDS Uniphase Corporation Viavi Solutions telecommunications equipment 2010 private lawsuit-federal $3,000,000
KB Home KB Home homebuilding 2010 private lawsuit-federal $3,000,000
PFF Bancorp Inc.   2011 private lawsuit-federal $3,000,000
KV Pharmaceutical Co. KV Pharmaceutical pharmaceuticals 2012 private lawsuit-federal $3,000,000
Winn-Dixie Stores, Inc. Southeastern Grocers retail-supermarkets 2008 private lawsuit-federal $2,985,000
AOL Time Warner AT&T telecommunications 2005 private lawsuit-federal $2,900,000
Optimum Choice, Inc. UnitedHealth Group insurance; managed care 2008 private lawsuit-federal $2,850,000
Arkema, Inc. Arkema chemicals 2014 private lawsuit-federal $2,800,000
A.B.D. Tank & Pump Co.   2012 EBSA $2,767,051
Amgen, Inc. Amgen pharmaceuticals 2017 private lawsuit-federal $2,750,000
Ambac Financial Group, Inc. Ambac Financial financial services 2012 private lawsuit-federal $2,550,000
Bank of Hawaii Bank of Hawaii banking 2009 EBSA $2,500,000
First Hawaiian Bank BNP Paribas banking 2009 EBSA $2,500,000
AK Steel Corporation Cleveland-Cliffs mining 2013 private lawsuit-federal $2,500,000
AXA Equitable Life Insurance Company AXA insurance 2011 private lawsuit-federal $2,500,000
Terex Corp. Terex construction equipment 2015 private lawsuit-federal $2,500,000
Union Labor Life Insurance Co.   2004 EBSA $2,400,000
Radioshack Corp. RadioShack retail-electronics 2011 private lawsuit-federal $2,400,000
Amerada Hess Corporation Hess oil & gas 2005 private lawsuit-federal $2,250,000
Providence Health & Services Providence St. Joseph Health hospitals 2019 private lawsuit-federal $2,250,000
Bank of New York Mellon Corporation Bank of New York Mellon banking 2009 private lawsuit-federal $2,200,000
Dex One DexYP marketing services 2012 private lawsuit-federal $2,125,000
Macristy Industries Inc.   2007 EBSA $2,100,000
Comerica Incorporated Comerica banking 2007 private lawsuit-federal $2,020,000
Wyeth Pfizer pharmaceuticals 2013 private lawsuit-federal $2,000,000
Cox Enterprises Inc. Cox Enterprises media 2014 EBSA $1,986,918
Hartford Financial Services Group Inc. Hartford Financial Services insurance 2012 private lawsuit-federal $1,935,000
Bay Environmental Management Inc. Republic Services waste management 2011 private lawsuit-federal $1,900,000
Mutual Association Administrators   2008 EBSA $1,800,000
Aon Corporation Aon insurance 2010 private lawsuit-federal $1,800,000
Alliance Home Healthcare Inc.   2016 EBSA $1,736,339
New York Small Business Network   2003 EBSA $1,677,502
Sunkist Growers Inc. Sunkist Growers food products 2013 EBSA $1,620,420
Affiliated Computer Services, Inc Conduent outsourced services 2008 private lawsuit-federal $1,500,000
Ford Motor Company Ford Motor motor vehicles 2011 private lawsuit-federal $1,475,000
BP Corporation North America BP oil & gas 2006 private lawsuit-federal $1,450,000
Huntington Bancshares Inc. Huntington Bancshares banking 2011 private lawsuit-federal $1,450,000
Lawrence Aviation Industries Inc.   2006 EBSA $1,385,911
DSI Contracting Inc.   2015 EBSA $1,381,444
Gruber Systems Inc.   2016 EBSA $1,320,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.