Violation Tracker Summary for Primary Offense Type

Offense Type: 
fraud
Penalty Total since 2000: 
$5,140,906,614
Number of Penalty Records: 
148

Top 10 Parent CompaniesTotal Penalty $Number of Records
Ningbo Joyson Electronic$1,000,000,0001
HSBC$669,000,0002
Leidos$500,392,9771
Cerberus Capital Management$337,500,0001
Bristol-Myers Squibb$300,000,0001
Americus Mortgage$296,298,3251
Zebra Technologies$139,000,0001
Credit Agricole$100,000,0001
Pilot Corporation$92,000,0001
WellCare Health Plans$80,000,0001


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summay page for that parent company.
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Company Parent Parent Major Industry Year Agencysort icon Penalty Amount
DeBrink Trading Fund I, LLC   2016 CFTC $910,000
James A. Shepherd Inc.   2016 CFTC $8,060,810
Chicago Index Partners, L.P. (CIP) and Wilkinson Financial Opportunity Fund, L.P.   2016 CFTC $21,800,000
Kering Capital Ltd.   2016 CFTC $1,200,000
Convergent Wealth Advisors LLC   2016 CFTC $800,000
3Red Trading LLC   2016 CFTC $2,500,000
EJS Capital Management   2017 CFTC $11,600,000
Draven, LLC   2017 CFTC $1,487,964
United Business Servicing   2017 CFTC $4,941,157
STA Opus NR LLC   2017 CFTC $4,521,420
Rothlin & Windsor Capital Management, Inc.   2002 CFTC $13,924,051
Matrix Trading Group, Inc.   2002 CFTC $299,129
Myers, Arnold, Davidson, Inc. and Cooper, Thomas, Unger, Inc.   2002 CFTC $229,615
MCC Construction Company   2016 DOJ_ANTITRUST $1,769,294
Washington Gas Energy Systems AltaGas utilities and power generation 2014 DOJ_ANTITRUST $2,500,000
J.M.J. Environmental Inc.   2011 DOJ_ANTITRUST $283,241
Bennett Environmental Inc.   2008 DOJ_ANTITRUST $1,000,000
Air Van Lines International Inc.   2007 DOJ_ANTITRUST $143,040
Sturgis Iron & Metal Co. Inc.   2004 DOJ_ANTITRUST $265,000
Infosys Corporation Infosys Limited business services 2013 DOJ_CIVIL $34,000,000
Altec Medical   2012 DOJ_CIVIL $3,000,000
CommerceWest Bank CommerceWest Bank financial services 2015 DOJ_CRIMINAL $4,900,000
ConvergEx Group LLC Cowen Inc. financial services 2014 DOJ_CRIMINAL $43,800,000
Caddell Construction Company Inc. Caddell Construction construction and engineering 2012 DOJ_CRIMINAL $2,000,000
Univision Services Inc. Univision Communications media 2010 DOJ_CRIMINAL $500,000
Mirant Energy Trading LLC NRG Energy utilities and power generation 2007 DOJ_CRIMINAL $11,000,000
Crawford Healthcare Management of Norfolk & Baltimore Crawford & Co. financial services 2003 DOJ_CRIMINAL $8,000,000
American Management Services LLC   2016 DOJ_CRIMINAL $1,625,124
Takata Corporation Ningbo Joyson Electronic automotive parts 2017 DOJ_CRIMINAL $1,000,000,000
State Street Corporation State Street Corp. financial services 2017 DOJ_CRIMINAL $32,300,000
Viable Communications Inc.   2011 DOJ_CRIMINAL $40,000,000
HSBC Holdings plc HSBC financial services 2018 DOJ_CRIMINAL $100,000,000
Investools Inc.   2009 SEC $3,000,000
Tri Energy, Inc.   2009 SEC $37,048,466
Banc of America Securities LLC Bank of America financial services 2007 SEC $26,000,000
Focus Financial Associates, Inc. and Focus Development Center, Inc.   2006 SEC $6,272,264
Emission Controls Corporation   2005 SEC $343,333
The Hartcourt Companies, Inc.   2005 SEC $832,598
CIBC Mellon Trust Company   2005 SEC $6,030,043
One Touch Marketing, Inc.   2004 SEC $1,608,102
National Investment Enterprises, Inc.   2004 SEC $2,602,490
Metropolis Holdings, LLC   2004 SEC $3,320,000
Tradamax Group, Inc.   2002 SEC $149,408
Bank of Bermuda   2001 SEC $67,500,000
Gateway Technologies, Inc. and The Cheyenne Holding Corp.   2001 SEC $5,083,378
PinkMonkey.com, Inc.   2001 SEC $20,000
TAC International Ltd.   2001 SEC $11,548,454
Golf Emporium Corporation   2000 SEC $8,622,014
Commonwealth Communications Group and Marjet Corp.   2000 SEC $1,407,284
California Financial Services, Inc., Internet Telecommunications Albany System SMR, Internet Telecommunications Reno System SMR and Internet Telecommunications Anchorage System SMR   2000 SEC $2,876,405
Secured Income Reserve, Inc.   2016 SEC $1,318,476
Aegis Oil, LLC   2016 SEC $41,319,067
Southlake Resources Group, LLC   2016 SEC $5,681,411
JustInfo LLC   2017 SEC $1,293,675
Residential Home Funding Corp.   2017 USAO $1,670,000
Allied Home Mortgage Americus Mortgage financial services 2017 USAO $296,298,325
CMG Construction Inc.   2017 USAO $2,601,600
MC Equipment Holdings LLC   2017 USAO $1,180,800
Beam Brothers Trucking   2017 USAO $3,250,000
AQE Inc.   2017 USAO $500,000
Constructora Santiago II, Corp., Centro Cardiovascular and Hospital Del Maestro?   2016 USAO $132,000
Discovery Sales Inc.   2016 USAO $11,000,000
The Tulving Company   2016 USAO $10,000,000
Tishman Construction Corporation AECOM construction and engineering 2015 USAO $20,230,917
Accutest Corp. aka Accutest Laboratories Accutest Laboratories medical equipment and supplies 2015 USAO $3,000,000
Granite Construction Inc. Granite Construction construction and engineering 2015 USAO $8,250,000
Boggs Paving Inc.   2015 USAO $500,000
Advantage Medical Transport Inc.   2015 USAO $250,000
Yonkers Contracting Inc.   2015 USAO $2,600,000
Swisher Hygiene Inc. Ecolab chemicals 2015 USAO $2,000,000
Hunter Roberts Construction Group LLC   2015 USAO $7,000,000
Sprint Communications Inc. SoftBank telecommunications 2015 USAO $15,500,000
Curvature LLC   2015 USAO $2,200,000
Kustom Products Inc.   2014 USAO $5,150,000
Forrester Construction Company   2014 USAO $2,150,000
Airmatic Inc.   2014 USAO $906,633
American Commercial Colleges Inc.   2014 USAO $2,172,794
D.C. Air & Seafood   2014 USAO $520,371
Z.A.S. International Inc.   2014 USAO $35,985
Pilot Travel Centers LLC, d/b/a Pilot Flying J Pilot Corporation retailing 2014 USAO $92,000,000
Moretrench American Corporation   2014 USAO $3,050,000
Miron Construction Company   2012 USAO $4,000,000
Manfort Brothers Inc.   2014 USAO $2,400,000
AJ's Candy & Tobacco LLC   2014 USAO $1,000,000
All Fabrics Incorporated   2014 USAO $328,506
Upstate Laboratories Inc.   2014 USAO $150,000
C.R. Bard Inc. Becton Dickinson medical equipment and supplies 2013 USAO $2,200,000
J-Line Pump, Inc., d/b/a American Marsh Pumps, Inc.   2013 USAO $536,750
Tiger Asia Management LLC   2012 USAO $16,000,000
APTx Vehicle Systems Limited   2012 USAO $3,000,000
Krones AG   2012 USAO $15,000,000
McDonald Roofing & Construction Inc.   2012 USAO $5,000
Construction Service Corp. Inc.   2012 USAO $65,000
Bechdon Company Inc.   2012 USAO $1,000,000
Lend Lease (US) Construction LMB Inc. Lendlease Group construction and engineering 2012 USAO $56,600,000
Science Applications International Corporation Leidos information technology 2012 USAO $500,392,977
Axis Labs LLC   2012 USAO $157,000
Skanska USA Civil Northeast Inc. Skanska construction and engineering 2011 USAO $19,600,000
Bristol Alloys   2011 USAO $13,550,000
Castle Realty Appraisal Services   2011 USAO $244,000
Schiavone Construction Company LLC   2010 USAO $20,000,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.