Violation Tracker Summary for Primary Offense Type

Offense Type: 
fraud
Penalty Total since 2000: 
$5,140,906,614
Number of Penalty Records: 
148

Top 10 Parent CompaniesTotal Penalty $Number of Records
Ningbo Joyson Electronic$1,000,000,0001
HSBC$669,000,0002
Leidos$500,392,9771
Cerberus Capital Management$337,500,0001
Bristol-Myers Squibb$300,000,0001
Americus Mortgage$296,298,3251
Zebra Technologies$139,000,0001
Credit Agricole$100,000,0001
Pilot Corporation$92,000,0001
WellCare Health Plans$80,000,0001


Individual Penalty Records:

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Companysort icon Parent Parent Major Industry Year Agency Penalty Amount
3Red Trading LLC   2016 CFTC $2,500,000
ABT Associates   2006 USAO $2,900,000
Accutest Corp. aka Accutest Laboratories Accutest Laboratories medical equipment and supplies 2015 USAO $3,000,000
Adams Management Group   2009 USAO $24,400
Advanced Thermal Technologies, LLC   2018 USAO $100,000
Advantage Medical Transport Inc.   2015 USAO $250,000
Aegis Oil, LLC   2016 SEC $41,319,067
Aggregate Industries Northeast Region Inc. LafargeHolcim building materials 2007 USAO $50,000,000
Air Van Lines International Inc.   2007 DOJ_ANTITRUST $143,040
Airmatic Inc.   2014 USAO $906,633
AJ's Candy & Tobacco LLC   2014 USAO $1,000,000
All Fabrics Incorporated   2014 USAO $328,506
Allied Home Mortgage Americus Mortgage financial services 2017 USAO $296,298,325
Altec Medical   2012 DOJ_CIVIL $3,000,000
American Commercial Colleges Inc.   2014 USAO $2,172,794
American International Inc.   2003 USAO $7,500,000
American Management Services LLC   2016 DOJ_CRIMINAL $1,625,124
AmSouth Bancorporation Regions Financial financial services 2004 USAO $40,000,000
APTx Vehicle Systems Limited   2012 USAO $3,000,000
AQE Inc.   2017 USAO $500,000
Axis Labs LLC   2012 USAO $157,000
Banc of America Securities LLC Bank of America financial services 2007 SEC $26,000,000
Bank of Bermuda   2001 SEC $67,500,000
BAWAG P.S.K. Cerberus Capital Management private equity (including portfolio companies) 2006 USAO $337,500,000
Beam Bros. Trucking, Inc.   2017 USAO $3,250,000
Beam Brothers Trucking   2017 USAO $3,250,000
Bechdon Company Inc.   2012 USAO $1,000,000
Bechtel/Parsons Brinckerhoff, Bechtel Infrastructure Corp. and PB Americas Inc.   2008 USAO $407,000,000
Bennett Environmental Inc.   2008 DOJ_ANTITRUST $1,000,000
Big-D Construction Corp.   2018 USAO $1,062,900
BMO Harris Bank, N.A. Bank of Montreal financial services 2018 USAO $10,000,000
Boggs Paving Inc.   2015 USAO $500,000
Braddock Management LP and Bainbridge Management LP   2003 USAO $2,900,000
Bristol Alloys   2011 USAO $13,550,000
Bristol-Myers Squibb Bristol-Myers Squibb pharmaceuticals 2005 USAO $300,000,000
C&D Distributors LLC   2009 USAO $15,555,930
C.R. Bard Inc. Becton Dickinson medical equipment and supplies 2013 USAO $2,200,000
Caddell Construction Company Inc. Caddell Construction construction and engineering 2012 DOJ_CRIMINAL $2,000,000
California Financial Services, Inc., Internet Telecommunications Albany System SMR, Internet Telecommunications Reno System SMR and Internet Telecommunications Anchorage System SMR   2000 SEC $2,876,405
Cardinal Respiratory P.C.   2008 USAO $2,500,000
Castle Realty Appraisal Services   2011 USAO $244,000
Chicago Index Partners, L.P. (CIP) and Wilkinson Financial Opportunity Fund, L.P.   2016 CFTC $21,800,000
CIBC Mellon Trust Company   2005 SEC $6,030,043
CMG Construction Inc.   2017 USAO $2,601,600
CommerceWest Bank CommerceWest Bank financial services 2015 DOJ_CRIMINAL $4,900,000
Commonwealth Communications Group and Marjet Corp.   2000 SEC $1,407,284
Consolidated Laboratory Services dba CLS Inc.   2008 USAO $5,350,000
Construction Service Corp. Inc.   2012 USAO $65,000
Constructora Santiago II, Corp., Centro Cardiovascular and Hospital Del Maestro?   2016 USAO $132,000
Convergent Wealth Advisors LLC   2016 CFTC $800,000
ConvergEx Group LLC Cowen Inc. financial services 2014 DOJ_CRIMINAL $43,800,000
Crawford Healthcare Management of Norfolk & Baltimore Crawford & Co. financial services 2003 DOJ_CRIMINAL $8,000,000
Creative Times Day School, Inc.   2018 USAO $150,000
Credit Lyonnais Credit Agricole financial services 2003 USAO $100,000,000
Curvature LLC   2015 USAO $2,200,000
D.C. Air & Seafood   2014 USAO $520,371
DeBrink Trading Fund I, LLC   2016 CFTC $910,000
Discovery Sales Inc.   2016 USAO $11,000,000
Donald W. Gupton Inc., CRE Properties LLC?and?M & G Properties II Inc.   2006 USAO $7,500,292
Draven, LLC   2017 CFTC $1,487,964
Ebara International Corp. Ebara industrial equipment 2004 USAO $6,300,000
EJS Capital Management   2017 CFTC $11,600,000
Emission Controls Corporation   2005 SEC $343,333
Focus Financial Associates, Inc. and Focus Development Center, Inc.   2006 SEC $6,272,264
Forrester Construction Company   2014 USAO $2,150,000
Gateway Technologies, Inc. and The Cheyenne Holding Corp.   2001 SEC $5,083,378
Golf Emporium Corporation   2000 SEC $8,622,014
Granite Construction Inc. Granite Construction construction and engineering 2015 USAO $8,250,000
Hallman Chevrolet   2018 USAO $2,137,000
HSBC Holdings plc HSBC financial services 2018 DOJ_CRIMINAL $100,000,000
Hunter Roberts Construction Group LLC   2015 USAO $7,000,000
ICN Pharmaceuticals, Inc. Bausch Health pharmaceuticals 2001 USAO $5,600,000
IMS Safety Inc.   2009 USAO $2,735,530
Infosys Corporation Infosys Limited business services 2013 DOJ_CIVIL $34,000,000
Investools Inc.   2009 SEC $3,000,000
Island Lath and Plaster Inc.   2009 USAO $65,400
J-Line Pump, Inc., d/b/a American Marsh Pumps, Inc.   2013 USAO $536,750
J.M.J. Environmental Inc.   2011 DOJ_ANTITRUST $283,241
James A. Shepherd Inc.   2016 CFTC $8,060,810
JustInfo LLC   2017 SEC $1,293,675
Katun Corp.   2004 USAO $11,000,000
Kering Capital Ltd.   2016 CFTC $1,200,000
Krones AG   2012 USAO $15,000,000
Kustom Products Inc.   2014 USAO $5,150,000
Lawson Products Inc. Lawson Products wholesalers 2008 USAO $30,000,000
Lend Lease (US) Construction LMB Inc. Lendlease Group construction and engineering 2012 USAO $56,600,000
Manfort Brothers Inc.   2014 USAO $2,400,000
Matrix Trading Group, Inc.   2002 CFTC $299,129
MC Equipment Holdings LLC   2017 USAO $1,180,800
MCC Construction Company   2016 DOJ_ANTITRUST $1,769,294
McCourt Construction Company Inc. d/b/a McCourt/Obayashi Joint Venture   2008 USAO $1,100,400
McDonald Roofing & Construction Inc.   2012 USAO $5,000
Meisum Bakery Inc.   2018 USAO $747,134
Metropolis Holdings, LLC   2004 SEC $3,320,000
Mimo International Imports and Exports, Inc.?   2018 USAO $1,400,000
Mirant Energy Trading LLC NRG Energy utilities and power generation 2007 DOJ_CRIMINAL $11,000,000
Miron Construction Company   2012 USAO $4,000,000
Moretrench American Corporation   2014 USAO $3,050,000
Myers, Arnold, Davidson, Inc. and Cooper, Thomas, Unger, Inc.   2002 CFTC $229,615
National Investment Enterprises, Inc.   2004 SEC $2,602,490
New England International Surety Inc.   2013 USAO $23,405,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.