Violation Tracker Summary for Primary Offense Type

Offense Type: 
interest rate benchmark manipulation
Penalty Total since 2000: 
$9,478,600,000
Number of Penalty Records: 
36
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Deutsche Bank$2,771,600,0007
UBS$1,761,000,0005
Barclays$975,000,0005
Royal Bank of Scotland$850,000,0004
Citigroup$835,000,0004
Rabobank$800,000,0002
Societe Generale$475,000,0001
JPMorgan Chase$375,000,0002
HSBC$275,000,0001
Lloyds Banking Group$191,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agencysort icon Penalty Amount
Citigroup Citigroup financial services 2016 CFTC $175,000,000
Citibank Citigroup financial services 2016 CFTC $250,000,000
Barclays Barclays financial services 2015 CFTC $400,000,000
Barclays Barclays financial services 2015 CFTC $115,000,000
Deutsche Bank Deutsche Bank financial services 2015 CFTC $800,000,000
Citibank Citigroup financial services 2014 CFTC $310,000,000
HSBC Bank HSBC financial services 2014 CFTC $275,000,000
JPMorgan Chase Bank JPMorgan Chase financial services 2014 CFTC $310,000,000
Royal Bank of Scotland plc Royal Bank of Scotland financial services 2014 CFTC $290,000,000
UBS AG UBS financial services 2014 CFTC $290,000,000
Lloyds Banking Group plc Lloyds Banking Group financial services 2014 CFTC $105,000,000
Rabobank Rabobank financial services 2013 CFTC $475,000,000
Royal Bank of Scotland plc Royal Bank of Scotland financial services 2013 CFTC $325,000,000
UBS AG UBS financial services 2012 CFTC $700,000,000
Barclays PLC Barclays financial services 2012 CFTC $200,000,000
Royal Bank of Scotland plc Royal Bank of Scotland financial services 2017 CFTC $85,000,000
Deutsche Bank Securities Inc. Deutsche Bank financial services 2018 CFTC $70,000,000
BNP Paribas Securities Corp. BNP Paribas financial services 2018 CFTC $90,000,000
JPMorgan Chase Bank, N.A. JPMorgan Chase financial services 2018 CFTC $65,000,000
Societe Generale S.A. Societe Generale financial services 2018 CFTC $475,000,000
Bank of America, N.A. Bank of America financial services 2018 CFTC $30,000,000
ICAP Capital Markets LLC ICAP financial services 2018 CFTC $50,000,000
RBS PLC and RBS Securities Japan Royal Bank of Scotland financial services 2014 DOJ_ANTITRUST $150,000,000
UBS Securities Japan Co. Ltd. UBS financial services 2012 DOJ_ANTITRUST $500,000,000
DB Group Services (UK) Limited Deutsche Bank financial services 2017 DOJ_ANTITRUST $150,000,000
UBS AG UBS financial services 2015 DOJ_CRIMINAL $203,000,000
Deutsche Bank AG Deutsche Bank financial services 2015 DOJ_CRIMINAL $775,000,000
Lloyds Banking Group plc Lloyds Banking Group financial services 2014 DOJ_CRIMINAL $86,000,000
Rabobank Rabobank financial services 2013 DOJ_CRIMINAL $325,000,000
Barclays Bank PLC Barclays financial services 2012 DOJ_CRIMINAL $160,000,000
Deutsche Bank AG Deutsche Bank financial services 2017 FED $156,600,000
Barclays Bank PLC Barclays financial services 2016 MULTI-AG $100,000,000
Citibank Citigroup financial services 2018 MULTI-AG $100,000,000
Deutsche Bank Deutsche Bank financial services 2017 MULTI-AG $220,000,000
UBS AG UBS financial services 2018 MULTI-AG $68,000,000
Deutsche Bank Deutsche Bank financial services 2015 NY-DFS $600,000,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.