United Gold Direct, LLC |
|
|
2020 |
CA-DFPI |
$45,112 |
Sportball Systems USA, LLC |
|
|
2020 |
CA-DFPI |
$5,000 |
Credit Suisse |
Credit Suisse |
financial services |
2016 |
CFTC |
$665,000 |
BNP Paribas Securities |
BNP Paribas |
financial services |
2015 |
CFTC |
$140,000 |
Morgan Stanley |
Morgan Stanley |
financial services |
2015 |
CFTC |
$300,000 |
Royal Bank of Canada |
Royal Bank of Canada |
financial services |
2014 |
CFTC |
$35,000,000 |
Morgan Stanley Smith Barney |
Morgan Stanley |
financial services |
2014 |
CFTC |
$280,000 |
Merrill Lynch |
Bank of America |
financial services |
2014 |
CFTC |
$1,200,000 |
Morgan Stanley Smith Barney |
Morgan Stanley |
financial services |
2014 |
CFTC |
$490,000 |
Morgan Stanley Capital Group |
Morgan Stanley |
financial services |
2014 |
CFTC |
$200,000 |
JPMorgan Chase |
JPMorgan Chase |
financial services |
2013 |
CFTC |
$100,000,000 |
ABN AMRO Clearing Chicago LLC |
ABN AMRO |
financial services |
2013 |
CFTC |
$1,000,000 |
Goldman Sachs |
Goldman Sachs |
financial services |
2012 |
CFTC |
$1,500,000 |
Morgan Stanley Smith Barney |
Morgan Stanley |
financial services |
2012 |
CFTC |
$200,000 |
JPMorgan Chase Bank |
JPMorgan Chase |
financial services |
2012 |
CFTC |
$600,000 |
Citigroup |
Citigroup |
financial services |
2012 |
CFTC |
$525,000 |
Morgan Stanley |
Morgan Stanley |
financial services |
2012 |
CFTC |
$5,000,000 |
Goldman Sachs Execution & Clearing LP |
Goldman Sachs |
financial services |
2012 |
CFTC |
$7,000,000 |
J.P. Morgan Securities LLC |
JPMorgan Chase |
financial services |
2012 |
CFTC |
$140,000 |
BlackRock Institutional Trust Company NA |
BlackRock |
financial services |
2012 |
CFTC |
$250,000 |
Merrill Lynch |
Bank of America |
financial services |
2011 |
CFTC |
$350,000 |
Barclays Capital Inc. |
Barclays |
financial services |
2016 |
CFTC |
$800,000 |
Vault Options, Ltd. and Global Trader 365 |
|
|
2016 |
CFTC |
$4,587,371 |
Atlantas Group, Inc. |
|
|
2016 |
CFTC |
$7,200,000 |
Agrocorp International Pte Ltd. |
|
|
2016 |
CFTC |
$150,000 |
Golden Agri International Pte Ltd. |
|
|
2016 |
CFTC |
$150,000 |
Tech Power Inc. |
|
|
2016 |
CFTC |
$250,000 |
Barclays Bank PLC |
Barclays |
financial services |
2016 |
CFTC |
$560,000 |
DG Wealth Management |
|
|
2016 |
CFTC |
$17,499,623 |
Emini Experts, LLC and Capital Trading Concepts LLC |
|
|
2016 |
CFTC |
$2,795,901 |
Harvard Assets LLC, London Assets Inc. , and Harvard International Trading, Inc. |
|
|
2016 |
CFTC |
$2,451,568 |
BFXNA Inc. d/b/a Bitfinex |
|
|
2016 |
CFTC |
$75,000 |
Cypress Wealth Management, Inc. |
|
|
2016 |
CFTC |
$430,764 |
Cunningham Commodities, LLC |
|
|
2016 |
CFTC |
$150,000 |
Galileo Trading LLC |
|
|
2016 |
CFTC |
$1,608,640 |
Badge Trading LLC |
|
|
2016 |
CFTC |
$280,000 |
Stroud Capital Management, LLC, TS Capital Partners, LLC, and TS Capital Management, LLC |
|
|
2016 |
CFTC |
$4,723,246 |
Equinox Fund Management LLC |
|
|
2016 |
CFTC |
$5,654,004 |
IBFX Inc. |
|
|
2016 |
CFTC |
$1,000,000 |
CHS Inc. |
CHS Inc. |
agribusiness |
2016 |
CFTC |
$1,000,000 |
Banc de Binary Ltd. |
|
|
2016 |
CFTC |
$9,100,000 |
4X Solutions Inc. |
|
|
2016 |
CFTC |
$10,980,904 |
Worth Group Inc. |
|
|
2016 |
CFTC |
$2,500,000 |
Otkritie Capital International, Ltd. |
|
|
2016 |
CFTC |
$140,000 |
BC Capital Group S.A., BC Capital Group International Limited, and BC Capital Group Holdings S.A. |
BC Capital Group |
financial services |
2016 |
CFTC |
$490,246,741 |
Total Gas & Power North America, Inc. |
Total S.A. |
oil and gas |
2015 |
CFTC |
$3,600,000 |
Sharpe Signa, LLC and Haeres Capital, LLC |
|
|
2015 |
CFTC |
$70,000 |
Sentry Asset Group, LLC d/b/a Sentry Asset Management, LLC |
|
|
2015 |
CFTC |
$378,767 |
Executive Management Advisors L.L.C. |
|
|
2015 |
CFTC |
$31,000,000 |
Direct Investment Products, Inc. |
|
|
2015 |
CFTC |
$3,851,633 |
Alfred C. Toepfer International, Inc. |
Archer Daniels Midland |
agribusiness |
2015 |
CFTC |
$400,000 |
Pure Reason LLC |
|
|
2015 |
CFTC |
$140,000 |
American Portfolio Asset Management, Inc. |
|
|
2015 |
CFTC |
$578,474 |
Global Consortiums LLC |
|
|
2015 |
CFTC |
$589,660 |
Futures International LLC |
|
|
2015 |
CFTC |
$500,000 |
Nord Capital Advisors LLC |
|
|
2015 |
CFTC |
$280,000 |
Cargill de Mexico SA De CV |
Cargill |
agribusiness |
2015 |
CFTC |
$500,000 |
Australia and New Zealand Banking Group Ltd. |
|
|
2015 |
CFTC |
$150,000 |
Phillips Investment & Trust LLC and Corporate I Communications & Technology Inc. |
|
|
2015 |
CFTC |
$234,500 |
Forex Capital Markets, LLC |
Jefferies Financial Group |
diversified |
2015 |
CFTC |
$843,922 |
INTL FCStone Markets, LLC |
INTL FCStone |
financial services |
2015 |
CFTC |
$200,000 |
Brunswick Capital LLC and Brunswick Capital Partners LP |
|
|
2015 |
CFTC |
$1,025,039 |
Black Diamond Capital Solutions LLC, Life Plus Group LLC and Black Diamond Holdings LLC |
|
|
2015 |
CFTC |
$76,000,000 |
Double Eagle Enterprises, LLC |
|
|
2015 |
CFTC |
$700,000 |
Libero Commodities SA |
|
|
2015 |
CFTC |
$480,000 |
FCStone, LLC |
INTL FCStone |
financial services |
2015 |
CFTC |
$140,000 |
Inter-Global Currency & Precious Metals |
|
|
2015 |
CFTC |
$547,342 |
Hope Advisors LLC |
|
|
2015 |
CFTC |
$100,000 |
RFF GP LLC and KGW Capital Management LLC |
|
|
2015 |
CFTC |
$7,515,888 |
Marubeni America Corporation |
Marubeni |
diversified |
2015 |
CFTC |
$800,000 |
ICE Futures U.S. Inc. |
IntercontinentalExchange Group |
financial services |
2015 |
CFTC |
$3,000,000 |
North Hills Management LLC |
|
|
2015 |
CFTC |
$26,000,000 |
Maize Capital Management, LLC and Maize Asset Management, LLC |
|
|
2015 |
CFTC |
$6,702,818 |
Paramount Metals Exchange and Paramount Credit |
|
|
2015 |
CFTC |
$2,595,946 |
Midwest Metals Exchange |
|
|
2015 |
CFTC |
$522,852 |
U.S. Bank National Association |
U.S. Bancorp |
financial services |
2015 |
CFTC |
$18,000,000 |
Gold Coast Bullion Inc. |
|
|
2015 |
CFTC |
$9,690,124 |
Lions Wealth Holdings, Lions Wealth Services and 20/20 Precious Metals |
|
|
2015 |
CFTC |
$5,388,730 |
Olam International Ltd. and Olam Americas Inc. |
|
|
2015 |
CFTC |
$3,000,000 |
Summit Energy Services Inc. |
Schneider Electric |
electrical and electronic equipment |
2015 |
CFTC |
$140,000 |
TOTE Fund LLC and MJS Capital Management LLC |
|
|
2015 |
CFTC |
$871,439 |
Vasquez Global Investments, LLC |
|
|
2014 |
CFTC |
$1,326,224 |
MF Global Holdings Ltd. |
MF Global |
financial services |
2014 |
CFTC |
$1,312,000,000 |
AlphaMetrix, LLC |
|
|
2014 |
CFTC |
$5,600,000 |
Champion Management International, LLC |
|
|
2014 |
CFTC |
$2,544,722 |
IBFX, Inc. |
|
|
2014 |
CFTC |
$600,000 |
Gold Distributors, Inc. |
|
|
2014 |
CFTC |
$1,349,066 |
Pinnacle Forex Group LLC |
|
|
2014 |
CFTC |
$819,378 |
American Bullion Exchange |
|
|
2014 |
CFTC |
$18,000,000 |
Financial Robotics, Inc. |
|
|
2014 |
CFTC |
$2,481,000 |
JBW Capital LLC |
|
|
2014 |
CFTC |
$2,860,000 |
Vertical Integration Group LLC |
|
|
2014 |
CFTC |
$3,120,688 |
Friedberg Mercantile Group, Inc. |
|
|
2014 |
CFTC |
$70,000 |
Peak Capital Management Group, Inc. |
|
|
2014 |
CFTC |
$1,600,000 |
Absa Bank, Ltd. |
|
|
2014 |
CFTC |
$150,000 |
FXDirectDealer, LLC |
|
|
2014 |
CFTC |
$600,000 |
WorldPMX, Inc. |
|
|
2014 |
CFTC |
$1,100,000 |
Zulutrade Inc. |
|
|
2014 |
CFTC |
$150,000 |
FirstRand Bank, Ltd. |
|
|
2014 |
CFTC |
$150,000 |
AmeriFirst Management LLC |
|
|
2014 |
CFTC |
$35,000,000 |
Palm Beach Capital LLC |
|
|
2014 |
CFTC |
$520,960 |