Best Western International, Inc. |
|
|
2018 |
MD-SEC |
$297,000 |
Best Western International, Inc. |
|
|
2020 |
VA-SEC |
$13,000 |
Better World Materials Inc. |
|
|
2012 |
WA-FIN |
$10,000 |
Beverly Hills Wealth Management, LLC |
|
|
2018 |
SEC |
$100,000 |
BEYOND JUICE, INC. |
|
|
2008 |
VA-SEC |
$150,000 |
BFK FRANCHISE COMPANY, LLC |
|
|
2016 |
VA-SEC |
$35,500 |
BFXNA Inc. d/b/a Bitfinex |
|
|
2016 |
CFTC |
$75,000 |
BGC Financial, L.P. |
BGC Partners |
financial services |
2019 |
CFTC |
$3,000,000 |
BGC Financial, LP |
BGC Partners |
financial services |
2019 |
CFTC |
$15,000,000 |
BGC Partners, Inc. |
BGC Partners |
financial services |
2020 |
SEC |
$1,400,000 |
Biery, LLC d/b/a Madsen Donuts |
|
|
2019 |
VA-SEC |
$27,000 |
Big Country AGS, Inc. d/b/a AGS, Inc. |
|
|
2002 |
SEC |
$242,840 |
Big Sky Motion Pictures, L.L.C. et al. |
|
|
2011 |
CA-DFPI |
$185,000 |
Big Spring Gold, LLC |
|
|
2017 |
FL-OFR |
$75,000 |
Big West Telecom Corp. |
|
|
2005 |
ID-SEC |
$160,000 |
Biglari Capital LLC |
Biglari Holdings |
diversified |
2018 |
SEC |
$75,000 |
Biglari Holdings Inc. |
Biglari Holdings |
diversified |
2012 |
DOJ_ANTITRUST |
$850,000 |
Bikini Vending, Inc. |
|
|
2005 |
IL-SEC |
$40,000 |
Bill Few Associates Inc. |
|
|
2019 |
SEC |
$2,398,304 |
Bill Few Associates Inc. |
|
|
2014 |
PA-BKG |
$75,000 |
Billion Coupons, Inc. |
|
|
2010 |
CFTC |
$6,200,000 |
Billionaire Investor Group, The Toole Group Inc., and?Catalyst Traders LLC |
|
|
2017 |
CFTC |
$493,141 |
Biltmore International Corporation |
|
|
2020 |
SEC |
$125,000 |
Biltmore Wealth Advisors, LLC |
|
|
2015 |
AZ-SEC |
$5,000 |
Biltmore Wealth Management, LLC |
|
|
2018 |
SEC |
$183,043 |
Bimbo Foods Bakeries Distribution, LLC |
Bimbo Group |
food products |
2015 |
MD-SEC |
$50,000 |
Binary Banc |
|
|
2016 |
WA-FIN |
$12,000 |
Bio Defense Corp. |
|
|
2019 |
SEC |
$37,475,717 |
BIO-FUEL DEVELOPMENT COMPANY |
|
|
2014 |
VA-SEC |
$9,300 |
Bio-Heal Laboratories, Inc. |
|
|
2006 |
SEC |
$618,135 |
Bio-NRG, LLC |
|
|
2014 |
IL-SEC |
$60,000 |
BIO-SOLUTIONS FRANCHISE CORP. |
|
|
2003 |
VA-SEC |
$7,000 |
BioChemics Inc. |
|
|
2015 |
SEC |
$17,897,887 |
BioElectronics, Corp. |
|
|
2018 |
SEC |
$191,640 |
Bird Rock Management, LLC et al. |
|
|
2016 |
CA-DFPI |
$45,000 |
Birinyi Associates, Inc. |
|
|
2020 |
SEC |
$100,000 |
Birmingham Investments and Birmingham Capital Advisors, LLC |
|
|
2011 |
FL-OFR |
$117,500 |
Biscayne Capital International, LLC |
|
|
2016 |
SEC |
$158,087 |
Bison Capital Inc. |
|
|
2001 |
ND-SEC |
$5,000 |
BISYS Fund Services, Inc. |
|
|
2006 |
SEC |
$21,400,000 |
BitClave PTE Ltd |
|
|
2020 |
SEC |
$29,744,197 |
Bitqyck Inc. |
|
|
2019 |
SEC |
$8,375,617 |
BKS Advisors LLC |
|
|
2018 |
SEC |
$75,000 |
Black Diamond Capital Appreciation Fund, L.P. et al. |
|
|
2015 |
NJ-BOS |
$2,500,000 |
Black Diamond Capital Solutions LLC, Life Plus Group LLC and Black Diamond Holdings LLC |
|
|
2015 |
CFTC |
$76,000,000 |
Black Diamond Forex LP, BDF Trading LP, and Advanta FX |
|
|
2020 |
CFTC |
$1,200,000 |
Black Diamond Research, LLC |
|
|
2006 |
CT-SEC |
$10,900 |
Black Platinum Holdings, LLC and GSI Global, Inc. |
|
|
2018 |
AZ-SEC |
$230,000 |
Blackbay Capital Advisors |
|
|
2012 |
MO-SEC |
$5,000 |
Blackboard, Inc. |
|
|
2004 |
DC-DISB |
$5,000 |
Blackbook Capital, LLC |
|
|
2016 |
NH-BSR |
$5,000 |
Blackbox Pulse, LLC |
|
|
2019 |
CFTC |
$2,712,807 |
BlackRock Advisors LLC |
BlackRock |
financial services |
2015 |
SEC |
$12,000,000 |
Blackrock Fund Advisors |
BlackRock |
financial services |
2017 |
SEC |
$1,500,000 |
BlackRock Inc. |
BlackRock |
financial services |
2017 |
SEC |
$340,000 |
BlackRock Institutional Trust Company |
BlackRock |
financial services |
2014 |
SEC |
$1,675,350 |
BlackRock Institutional Trust Company NA |
BlackRock |
financial services |
2012 |
CFTC |
$250,000 |
Blackstone Group |
Blackstone |
private equity (including portfolio companies) |
2015 |
SEC |
$39,000,000 |
Blackstreet Capital Management, LLC |
|
|
2016 |
SEC |
$2,622,737 |
Blackthorn Investment Group |
|
|
2013 |
SEC |
$520,207 |
Blackwell Donaldson & Company |
|
|
2005 |
OR-FIN |
$40,000 |
Blaine Capital, LLC |
|
|
2018 |
CT-SEC |
$5,000 |
Blazefly, Inc. |
|
|
2018 |
IA-INS |
$186,968 |
Blazer Financial Advisors, Inc. |
|
|
2019 |
GA-SEC |
$5,000 |
Blazin' Enterprises, Inc. and Craft Enterprises, LLC |
|
|
2012 |
HI-SEC |
$25,000 |
Block.one |
|
|
2019 |
SEC |
$24,000,000 |
Blockchain of Things Inc. |
|
|
2019 |
SEC |
$250,000 |
Blockweather Holdings, LLC |
|
|
2018 |
MI-SEC |
$60,000 |
Bloomberg Tradebook LLC |
Bloomberg |
information technology |
2020 |
SEC |
$5,000,000 |
BLOOP FROZEN YOGURT, LLC |
|
|
2018 |
VA-SEC |
$45,000 |
Blue Bit Banc et al. |
|
|
2019 |
CFTC |
$3,346,405 |
Blue Bottle Limited |
|
|
2007 |
SEC |
$10,846,785 |
Blue Castle Films LLC et al. |
|
|
2015 |
OR-FIN |
$140,000 |
Blue Chip Focus Fund, LP et al. |
|
|
2013 |
WA-FIN |
$30,000 |
Blue Coast Financial Group, Inc. |
|
|
2010 |
CT-SEC |
$25,000 |
Blue Crab Partners, LLC |
|
|
2017 |
IN-SEC |
$5,000 |
Blue Gold co LC |
|
|
2020 |
WA-SEC |
$11,250 |
BLUE LIGHTNING ENTERPRISES INC. |
|
|
2015 |
VA-SEC |
$5,000 |
Blue River Capital LLC |
|
|
2005 |
SEC |
$150,000 |
Blue Sky Capital Management Corp. |
|
|
2012 |
CFTC |
$140,000 |
Blue Water Financial, LLC |
|
|
2020 |
PA-BKG |
$40,000 |
Bluefin Trading, LLC |
|
|
2019 |
SEC |
$303,638 |
Bluefire Renewables, Inc. |
BlueFire Renewables |
utilities and power generation |
2016 |
SEC |
$25,000 |
BlueLinx Holdings Inc. |
Cerberus Capital Management |
private equity (including portfolio companies) |
2016 |
SEC |
$265,000 |
Bluepac Management LLC |
|
|
2012 |
AL-SEC |
$7,000 |
Blueray Technologies L.L.C. and Blue Ray Technologies, Inc. |
|
|
2008 |
CA-DFPI |
$50,000 |
BlueRay Technologies, LLC et al. |
|
|
2012 |
WA-FIN |
$12,500 |
Blyth & Associates, Inc. |
|
|
2019 |
SEC |
$103,071 |
BMA Securities, LLC |
|
|
2020 |
SEC |
$333,537 |
BMO Capital Markets Corp. |
Bank of Montreal |
financial services |
2019 |
SEC |
$1,950,000 |
BMO Capital Markets Corporation |
Bank of Montreal |
financial services |
2019 |
SEC |
$3,946,000 |
BMO Capital Markets GKST Inc. |
Piper Sandler |
financial services |
2015 |
SEC |
$250,000 |
BMO Harris Financial Advisors Inc. and BMO Asset Management Corp. |
Bank of Montreal |
financial services |
2019 |
SEC |
$37,980,000 |
BNB Capital, Inc. |
|
|
2002 |
SEC |
$5,000 |
BNB Wealth Management, LLC |
|
|
2020 |
SEC |
$74,417 |
BNP Paribas Securities |
BNP Paribas |
financial services |
2015 |
CFTC |
$140,000 |
BNP Paribas Securities Corp. |
BNP Paribas |
financial services |
2020 |
SEC |
$250,000 |
BNY Mellon |
Bank of New York Mellon |
financial services |
2017 |
SEC |
$6,600,000 |
BNY Mellon Capital Markets LLC |
Bank of New York Mellon |
financial services |
2011 |
TX-SEC |
$500,000 |
BNY Mellon Capital Markets, LLC |
Bank of New York Mellon |
financial services |
2015 |
SEC |
$120,000 |
BNY Mellon Securities LLC |
Bank of New York Mellon |
financial services |
2011 |
SEC |
$24,045,447 |