Banyan Partners, LLC |
|
|
2016 |
SEC |
$200,000 |
Prospera Financial Services, Inc. |
|
|
2016 |
SEC |
$100,000 |
Schneider Downs Wealth Management Advisors, LP |
|
|
2016 |
SEC |
$100,000 |
Shamrock Asset Management LLC |
|
|
2016 |
SEC |
$200,000 |
Delaney Equity Group LLC |
|
|
2016 |
SEC |
$20,000 |
Fortius Financial Advisors, LLC |
|
|
2016 |
SEC |
$94,070 |
Concert Global Group Limited and Concert Wealth Management, Inc. |
|
|
2016 |
SEC |
$120,000 |
Washington Wealth Management, LLC |
|
|
2016 |
SEC |
$50,000 |
Advantage Investment Management, LLC |
|
|
2016 |
SEC |
$60,000 |
Riverfront Investment Group, LLC |
|
|
2016 |
SEC |
$300,000 |
Secondmarket, Inc. |
|
|
2016 |
SEC |
$53,755 |
WFG Advisors, L.P. |
|
|
2016 |
SEC |
$100,000 |
Ross, Sinclaire & Associates, LLC |
|
|
2016 |
SEC |
$903,574 |
Simpson Hughes Financial, LLC |
|
|
2016 |
SEC |
$287,119 |
Feltl & Company, Inc. |
|
|
2016 |
SEC |
$183,128 |
Apex Fund Services (US), Inc. |
|
|
2016 |
SEC |
$171,836 |
2 West, Inc., et al. |
|
|
2016 |
SEC |
$2,025,179 |
School Business Consulting, Inc |
|
|
2016 |
SEC |
$30,000 |
Keygent LLC |
|
|
2016 |
SEC |
$100,000 |
American Life, Inc. |
|
|
2016 |
SEC |
$1,000,000 |
Blackstreet Capital Management, LLC |
|
|
2016 |
SEC |
$2,622,737 |
Federated Global Investment Management Corp. |
|
|
2016 |
SEC |
$1,500,000 |
Biscayne Capital International, LLC |
|
|
2016 |
SEC |
$158,087 |
American Registrar & Transfer Company |
|
|
2016 |
SEC |
$25,649 |
MaloneBailey, LL |
|
|
2016 |
SEC |
$100,000 |
Santos, Postal & Company, P.C. |
|
|
2016 |
SEC |
$29,076 |
Innovative Business Solutions, LLC |
|
|
2016 |
SEC |
$357,986 |
Craig Scott Capital, LLC |
|
|
2016 |
SEC |
$100,000 |
Thakkar CPA, PLLC |
|
|
2016 |
SEC |
$359,487 |
Cambridge Investment Research Advisors, Inc. |
|
|
2016 |
SEC |
$225,000 |
Canaccord Genuity Inc. |
|
|
2016 |
SEC |
$550,198 |
Central States Capital Markets, LLC |
|
|
2016 |
SEC |
$374,827 |
First Southwest Company, LLC |
|
|
2016 |
SEC |
$222,400 |
Marco Investment Management, LLC |
|
|
2016 |
SEC |
$232,345 |
Cantella & Co. |
|
|
2016 |
SEC |
$100,000 |
IBC Funds, LLC |
|
|
2016 |
SEC |
$2,482,850 |
United Bankers' Bank |
|
|
2016 |
SEC |
$160,000 |
Roosevelt & Cross, Incorporated |
|
|
2016 |
SEC |
$250,000 |
Municipal Capital Markets Group, Inc. |
|
|
2016 |
SEC |
$60,000 |
D.A. Davidson & Co. |
|
|
2016 |
SEC |
$500,000 |
Boenning & Scattergood, Inc. |
|
|
2016 |
SEC |
$250,000 |
First Midstate Incorporated |
|
|
2016 |
SEC |
$100,000 |
ARRG Corp. |
|
|
2016 |
SEC |
$410,753 |
Equinox Fund Management, LLC |
|
|
2016 |
SEC |
$400,000 |
Everhart Financial Group, Inc. |
|
|
2016 |
SEC |
$305,407 |
Canarsie Capital, LLC |
|
|
2015 |
SEC |
$3,494,938 |
DKM Certified Public Accountants, Inc. |
|
|
2015 |
SEC |
$60,043 |
Messineo & Co., CPAs, LLC |
|
|
2015 |
SEC |
$25,000 |
Bander Law Firm, PLLC |
|
|
2015 |
SEC |
$273,184 |
Azarmehr Law Group |
|
|
2015 |
SEC |
$57,965 |
Alpha Fiduciary, Inc. |
|
|
2015 |
SEC |
$250,000 |
Cranshire Capital Advisors, LLC |
|
|
2015 |
SEC |
$250,000 |
JH Partners, LLC |
|
|
2015 |
SEC |
$225,000 |
Virtus Investment Advisers, Inc. |
|
|
2015 |
SEC |
$16,500,000 |
Metis Wealth Advisors, LLC |
|
|
2015 |
SEC |
$71,489 |
Cherokee Investment Partners, LLC and Cherokee Advisers, LLC |
|
|
2015 |
SEC |
$100,000 |
Retirement Investment Advisors, Inc. and Research Holdings, LLC |
|
|
2015 |
SEC |
$219,243 |
Welhouse & Associates, Inc. |
|
|
2015 |
SEC |
$769,059 |
Latour Trading LLC |
|
|
2015 |
SEC |
$8,053,439 |
Duncan-Williams, Inc |
|
|
2015 |
SEC |
$250,000 |
Crews & Associates, Inc. |
|
|
2015 |
SEC |
$250,000 |
Country Club Bank |
|
|
2015 |
SEC |
$140,000 |
Commerce Bank Capital Markets Group |
|
|
2015 |
SEC |
$40,000 |
NW Capital Markets Inc. |
|
|
2015 |
SEC |
$100,000 |
Northland Securities, Inc. |
|
|
2015 |
SEC |
$220,000 |
Mesirow Financial, Inc. |
|
|
2015 |
SEC |
$100,000 |
Joe Jolly & Co., Inc. |
|
|
2015 |
SEC |
$100,000 |
J.J.B. Hilliard and W.L. Lyons, LLC |
|
|
2015 |
SEC |
$420,000 |
The Frazer Lanier Company, Incorporated |
|
|
2015 |
SEC |
$100,000 |
Estrada Hinojosa & Company, Inc. |
|
|
2015 |
SEC |
$40,000 |
Ross, Sinclaire & Associates, LLC |
|
|
2015 |
SEC |
$220,000 |
Prager & Co., LLC |
|
|
2015 |
SEC |
$100,000 |
Hyperdynamics Corporation |
|
|
2015 |
SEC |
$75,000 |
G Asset Management, LLC |
|
|
2015 |
SEC |
$175,000 |
R.T. Jones Capital Equities Management, Inc. |
|
|
2015 |
SEC |
$75,000 |
Ditto Holdings, Inc. |
|
|
2015 |
SEC |
$50,000 |
Mackensen & Company, Inc. |
|
|
2015 |
SEC |
$100,000 |
Success Trade, Inc. and Success Trade Securities, Inc. |
|
|
2015 |
SEC |
$26,158,214 |
Signator Investors, Inc. |
|
|
2015 |
SEC |
$450,000 |
Acadia Asset Management, LLC |
|
|
2015 |
SEC |
$354,115 |
Tri-Star Advisors, Inc. |
|
|
2015 |
SEC |
$150,000 |
Parallax Investments, LLC |
|
|
2015 |
SEC |
$200,000 |
Gold Mountain Management, LLC |
|
|
2015 |
SEC |
$200,000 |
Montgomery Street Research, LLC |
|
|
2015 |
SEC |
$342,718 |
Dion Money Management, LLC |
|
|
2015 |
SEC |
$50,000 |
Wisteria Global, Inc. |
|
|
2015 |
SEC |
$1,138,935 |
Cotterman-Wilson CPAs, Inc |
|
|
2015 |
SEC |
$36,897 |
Pekin Singer Strauss Asset Management Inc |
|
|
2015 |
SEC |
$150,000 |
Commonwealth Capital Management, LLC, et al. |
|
|
2015 |
SEC |
$50,000 |
SFX Financial Advisory Management Enterprises, Inc. |
|
|
2015 |
SEC |
$150,000 |
Trust & Investment Advisors, Inc. |
|
|
2015 |
SEC |
$50,000 |
Alpha Titans LLC |
|
|
2015 |
SEC |
$698,450 |
Houston American Energy Corp. |
|
|
2015 |
SEC |
$400,000 |
StateTrust Investments, Inc. |
|
|
2015 |
SEC |
$90,000 |
Kornitzer Capital Management, Inc. |
|
|
2015 |
SEC |
$50,000 |
Global Fixed Income, LLC, et al. |
|
|
2015 |
SEC |
$3,385,989 |
Keypoint Capital Management, LLC |
|
|
2015 |
SEC |
$77,250 |
Coral Reef Media, LLC |
|
|
2015 |
SEC |
$52,395 |
Stilwell Value LLC |
|
|
2015 |
SEC |
$250,000 |
SMP Investments I, LLC |
|
|
2015 |
SEC |
$63,750 |
Water Island Capital LLC |
|
|
2015 |
SEC |
$50,000 |