Index Analysis Pool, LP and Index Analysis Services |
|
|
2006 |
AK-DBS |
$25,000 |
Triton EP, LLC |
|
|
2006 |
AL-SEC |
$10,000 |
Divine Capital Markets, LLC |
|
|
2006 |
AL-SEC |
$5,241 |
WSK Energy, L.L.C. |
|
|
2006 |
AZ-SEC |
$5,000 |
Opulent Properties LLC et al. |
|
|
2006 |
AZ-SEC |
$600,000 |
Eagle Communications, Inc. and Eagle One Financial & Tax, LLC |
|
|
2006 |
AZ-SEC |
$895,000 |
Southwest Trust & Financial |
|
|
2006 |
AZ-SEC |
$425,000 |
National Estate Planning Service and Planning and Senior Advisory Services |
|
|
2006 |
AZ-SEC |
$635,000 |
Cornerstone Senior Planning |
|
|
2006 |
AZ-SEC |
$545,000 |
Estate Planning Protection, Inc. |
|
|
2006 |
AZ-SEC |
$1,145,000 |
Butterworth Advisory Services and Senior Advisory Services |
|
|
2006 |
AZ-SEC |
$285,000 |
Precision Model & Design, Inc. et al. |
|
|
2006 |
AZ-SEC |
$818,000 |
Parklane International Corp. |
|
|
2006 |
AZ-SEC |
$20,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
financial services |
2006 |
AZ-SEC |
$1,250,000 |
Easy Street Financial Group, Inc. |
|
|
2006 |
AZ-SEC |
$8,535,467 |
Derivium Capital, LLC |
|
|
2006 |
CA-DFPI |
$750,000 |
Whitcraft Capital Management, Inc. |
|
|
2006 |
CA-DFPI |
$45,000 |
National Investment Consultants, Inc. and Pacific Best Group Ltd. |
|
|
2006 |
CA-DFPI |
$2,021,500 |
Capstone Investments |
|
|
2006 |
CA-DFPI |
$50,000 |
Bancroft Ventures Ltd. |
|
|
2006 |
CA-DFPI |
$14,300,000 |
Graybar Electric Company, Inc. |
Graybar Electric |
wholesalers |
2006 |
CA-DFPI |
$45,000 |
Black Diamond Research, LLC |
|
|
2006 |
CT-SEC |
$10,900 |
GunnAllen Financial, Inc. |
|
|
2006 |
CT-SEC |
$10,000 |
Thomas Weisel Partners LLC |
Stifel Financial |
financial services |
2006 |
CT-SEC |
$52,480 |
Independent Securities Investors Corp. |
|
|
2006 |
CT-SEC |
$2,530,000 |
PIPS Inc. |
|
|
2006 |
CT-SEC |
$100,000 |
Candy King of America, Inc. |
|
|
2006 |
CT-SEC |
$25,000 |
Meeting Street Brokerage, LLC |
|
|
2006 |
CT-SEC |
$5,800 |
Digital Entertainment Corp. |
|
|
2006 |
CT-SEC |
$20,000 |
Pacific Rim Investment Partners |
|
|
2006 |
CT-SEC |
$100,000 |
Harbor Financial Services, LLC |
|
|
2006 |
CT-SEC |
$12,750 |
Vision Securities, Inc. |
|
|
2006 |
CT-SEC |
$15,000 |
Charter One Capital Holding, Inc. |
|
|
2006 |
CT-SEC |
$200,000 |
The Huntington Investment Co. |
|
|
2006 |
CT-SEC |
$13,150 |
Jefferies & Company, Inc. |
Jefferies Financial Group |
diversified |
2006 |
CT-SEC |
$14,450 |
Tax Recovery Group, Inc. |
|
|
2006 |
CT-SEC |
$10,000 |
International Vacations, Ltd. |
|
|
2006 |
CT-SEC |
$20,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Bank of America |
financial services |
2006 |
CT-SEC |
$3,500,000 |
PFS Investments, Inc. |
|
|
2006 |
FL-OFR |
$5,000 |
Morgan Stanley DW Inc. |
Morgan Stanley |
financial services |
2006 |
ID-SEC |
$415,000 |
First Wall Street Corp. |
|
|
2006 |
ID-SEC |
$52,221 |
Terra Energy Investment Fund 1 L.L.C. |
|
|
2006 |
IL-SEC |
$10,000 |
Vestreon Funding, L.L.C. |
|
|
2006 |
IL-SEC |
$10,000 |
Harvest Financial Corp. |
|
|
2006 |
IL-SEC |
$17,600 |
Stralem & Company, Inc. |
|
|
2006 |
IL-SEC |
$5,000 |
Hardy Asset Management |
|
|
2006 |
IL-SEC |
$25,000 |
Erudite Systems, Inc. et al. |
|
|
2006 |
IL-SEC |
$20,000 |
Allen Company of Florida, Inc. |
|
|
2006 |
IL-SEC |
$9,250 |
Edelman Financial Services LLC |
|
|
2006 |
IL-SEC |
$5,700 |
Amvest Securities, Inc. |
|
|
2006 |
IL-SEC |
$24,400 |
Western Growers Financial Services, Inc. |
|
|
2006 |
IL-SEC |
$5,250 |
Z Touch Systems, Inc. |
|
|
2006 |
IL-SEC |
$5,000 |
Flatlander Industries, Inc. |
|
|
2006 |
IL-SEC |
$9,135 |
Paez Real Estate Funding |
|
|
2006 |
IL-SEC |
$5,462 |
Banc of America Investment Services, Inc. |
Bank of America |
financial services |
2006 |
IL-SEC |
$250,000 |
Kingdom Oil, Inc. |
|
|
2006 |
KY-FIN |
$5,000 |
Intersecurities, Inc. |
|
|
2006 |
MD-SEC |
$364,811 |
Infinity Financial Investment Corp. and Wallstreet-Analysis Investments |
|
|
2006 |
MD-SEC |
$35,000 |
US Mega Corporation et al. |
|
|
2006 |
MD-SEC |
$195,000 |
Quadra Pay Land, LLC and Eavenson Family LP |
|
|
2006 |
MD-SEC |
$72,000 |
Checkmake Financial, Inc. |
|
|
2006 |
MD-SEC |
$40,000 |
Quizno's Franchising LLC and Quizno's Franchising II LLC |
|
|
2006 |
MD-SEC |
$5,000 |
Dr. eBill.com, Inc. |
|
|
2006 |
MD-SEC |
$30,000 |
GNC Franchising, LLC |
|
|
2006 |
MD-SEC |
$100,000 |
Main Street Estate Group, Inc. |
|
|
2006 |
MD-SEC |
$161,621 |
Medwell Group, Inc. |
|
|
2006 |
MD-SEC |
$25,000 |
CPFS, Inc. and Pinnacle Support Systems, Inc. |
|
|
2006 |
ME-SEC |
$7,000 |
Woso Energy Corporation |
|
|
2006 |
ME-SEC |
$6,000 |
Matrix Petroleum, Inc. |
|
|
2006 |
ME-SEC |
$24,000 |
Wireless Worldwide Connections, LLC, IX |
|
|
2006 |
MN-FIN |
$5,130 |
Waddell & Reed, Inc. |
Waddell & Reed Financial Inc. |
financial services |
2006 |
MO-SEC |
$172,161 |
Andrew Garrett, Inc. |
|
|
2006 |
MO-SEC |
$9,500 |
Emerging Technologies Development Co. and Emerging Technologies Investment Group, L.L.C. |
|
|
2006 |
MO-SEC |
$110,845 |
CoreFunds, Inc. |
|
|
2006 |
MO-SEC |
$11,040 |
Easterday Exploration, Inc. |
|
|
2006 |
MO-SEC |
$5,000 |
Porterfield Investments, Inc. et al. |
|
|
2006 |
MO-SEC |
$9,020 |
Krystal Energy Corp. |
|
|
2006 |
MO-SEC |
$18,000 |
King's Country Music Show |
|
|
2006 |
MO-SEC |
$10,000 |
Omni Media & Entertainment, Inc. |
|
|
2006 |
MO-SEC |
$5,000 |
Petro-America Producing Oil and Gas Wells, Inc. |
|
|
2006 |
MO-SEC |
$5,652 |
Son & Carter, Inc. |
|
|
2006 |
MO-SEC |
$50,000 |
Goldline International, Inc. |
|
|
2006 |
MO-SEC |
$39,370 |
The Planning Group, Inc. dba Asset Strategies, Inc. |
|
|
2006 |
MO-SEC |
$56,850 |
Paseo Biofuels, LLC |
|
|
2006 |
MO-SEC |
$23,692 |
Great River Soy Processing Cooperative |
|
|
2006 |
MO-SEC |
$15,037 |
World Group Securities, Inc. |
Aegon |
financial services |
2006 |
MO-SEC |
$228,600 |
Canady Holdings, Inc. |
|
|
2006 |
MO-SEC |
$8,267 |
Consumer Concepts Investments, Inc. |
|
|
2006 |
MS-SEC |
$15,000 |
Crossroads Media, Inc. |
|
|
2006 |
MS-SEC |
$25,000 |
MetLife Securities, Inc. |
MetLife |
financial services |
2006 |
MS-SEC |
$50,000 |
Positive News Increase, Inc. |
|
|
2006 |
MS-SEC |
$25,000 |
Mowdy Financial, LLC |
|
|
2006 |
MS-SEC |
$10,000 |
Quadra Pay Land, LLC and Eavenson Family LP |
|
|
2006 |
MS-SEC |
$25,000 |
Summit Brokerage Services, Inc. |
|
|
2006 |
MT-SEC |
$198,020 |
Ryan Beck & Co. and Ryan Beck Life Agency, Inc. |
|
|
2006 |
MT-SEC |
$150,000 |
Piper Jaffray & Co. |
Piper Sandler |
financial services |
2006 |
MT-SEC |
$345,000 |
Ameriplan USA Corp. |
|
|
2006 |
MT-SEC |
$200,000 |
UBS Financial Services, Inc. |
UBS |
financial services |
2006 |
MT-SEC |
$4,503,166 |
I2U Inc. |
|
|
2006 |
ND-SEC |
$150,000 |
Piper Jaffray & Co. |
Piper Sandler |
financial services |
2006 |
ND-SEC |
$17,204 |
Investment Centers of America Inc. |
LPL Financial |
financial services |
2006 |
ND-SEC |
$6,000 |