Barclays Capital |
Barclays |
financial services |
2017 |
SEC |
$97,037,659 |
Pilgrim Baxter & Associates, Ltd. |
|
|
2004 |
SEC |
$90,000,000 |
Banc One Investment Advisors Corporation |
JPMorgan Chase |
financial services |
2004 |
NY-AG |
(*) $90,000,000 |
State Street Bank and Trust Company |
State Street Corp. |
financial services |
2019 |
SEC |
$88,780,000 |
Deutsche Bank Securities Inc. |
Deutsche Bank |
financial services |
2004 |
SEC |
$87,500,000 |
Crossfire Trading, LLC |
|
|
2011 |
CFTC |
$84,000,000 |
Strong Capital Management, Inc. |
Wells Fargo |
financial services |
2004 |
SEC |
$80,000,000 |
Bear, Stearns & Co. Inc. |
JPMorgan Chase |
financial services |
2003 |
SEC |
$80,000,000 |
J.P. Morgan Securities Inc. |
JPMorgan Chase |
financial services |
2003 |
SEC |
$80,000,000 |
Lehman Brothers Inc. |
Lehman Brothers |
financial services |
2003 |
SEC |
$80,000,000 |
UBS Warburg LLC |
UBS |
financial services |
2003 |
SEC |
$80,000,000 |
Bear Stearns & Co. LLC |
JPMorgan Chase |
financial services |
2002 |
MULTI-AG |
(*) $80,000,000 |
Deutsche Bank |
Deutsche Bank |
financial services |
2002 |
MULTI-AG |
$80,000,000 |
J.P. Morgan Chase & Co. |
JPMorgan Chase |
financial services |
2002 |
MULTI-AG |
(*) $80,000,000 |
Lehman Brothers Inc. |
Lehman Brothers |
financial services |
2002 |
MULTI-AG |
(*) $80,000,000 |
UBS Warburg LLC |
UBS |
financial services |
2002 |
MULTI-AG |
(*) $80,000,000 |
The Bank of Nova Scotia |
Scotiabank |
financial services |
2020 |
CFTC |
$77,400,000 |
OppenheimerFunds, Inc. |
Invesco |
financial services |
2009 |
IL-AG |
$77,230,000 |
Black Diamond Capital Solutions LLC, Life Plus Group LLC and Black Diamond Holdings LLC |
|
|
2015 |
CFTC |
$76,000,000 |
State Street Bank and Trust Co. |
State Street Corp. |
financial services |
2016 |
MA-AG |
(*) $75,500,000 |
Edward D. Jones & Co., L.P. |
Jones Financial |
financial services |
2004 |
SEC |
$75,000,000 |
Waddell & Reed, Inc. |
Waddell & Reed Financial Inc. |
financial services |
2006 |
NY-AG |
(*) $75,000,000 |
Credit Suisse First Boston LLC |
Credit Suisse |
financial services |
2003 |
MULTI-FIN |
(*) $75,000,000 |
Deutsche Bank Trust Co. Americas and Deutsche Bank Securities Inc. |
Deutsche Bank |
financial services |
2018 |
SEC |
$73,200,000 |
Federated Investors, Inc. |
Federated Hermes |
financial services |
2005 |
SEC |
$72,000,000 |
General Reinsurance Corporation |
Berkshire Hathaway |
diversified |
2009 |
OH-AG |
$72,000,000 |
Luca International Group, LLC |
|
|
2016 |
SEC |
$68,300,000 |
American Skandia Investment Services, Inc. |
Prudential Financial |
financial services |
2009 |
SEC |
$68,000,000 |
St. Paul Travelers Companies Inc. |
Travelers |
financial services |
2005 |
NM-AG |
$67,500,000 |
Tower Research Capital LLC |
|
|
2019 |
CFTC |
$67,493,849 |
OppenheimerFunds |
Invesco |
financial services |
2010 |
NM-AG |
$67,300,000 |
AIC Inc. |
|
|
2014 |
SEC |
$66,760,521 |
Knight Securities, L.P. |
Virtu Financial |
financial services |
2004 |
SEC |
$66,500,000 |
Wells Fargo & Company |
Wells Fargo |
financial services |
2018 |
NY-AG |
$65,000,000 |
LaBranche & Co., LLC |
|
|
2004 |
SEC |
$63,518,760 |
Wachovia Securities |
Wells Fargo |
financial services |
2008 |
MULTI-AG |
$60,000,000 |
Fleet Specialist, Inc. |
|
|
2004 |
SEC |
$59,097,469 |
Van der Moolen Specialists USA, LLC |
|
|
2004 |
SEC |
$57,675,104 |
MXBK Group S.A. de C.V. and MBFX S.A. |
|
|
2013 |
CFTC |
$57,000,000 |
Focus Media Holding Limited |
|
|
2015 |
SEC |
$55,600,000 |
Deutsche Bank AG |
Deutsche Bank |
financial services |
2015 |
SEC |
$55,000,000 |
Hartford Financial Services Group, Inc. |
Hartford Financial Services |
financial services |
2006 |
SEC |
$55,000,000 |
Putnam Investment Management LLC |
Power Financial Corporation |
financial services |
2004 |
SEC |
$55,000,000 |
Goldman Sachs Group, Inc. |
Goldman Sachs |
financial services |
2018 |
FED |
$54,750,000 |
Osiris Fund Limited Partnership and Osiris Partners, LLC |
|
|
2014 |
NJ-BOS |
$54,600,000 |
Credit Suisse Securities (USA) LLC |
Credit Suisse |
financial services |
2016 |
SEC |
$54,300,000 |
Bank of New York Mellon |
Bank of New York Mellon |
financial services |
2018 |
SEC |
$54,000,000 |
AR Capital LLC |
|
|
2019 |
SEC |
$53,000,000 |
Apollo Global Management |
Apollo Global Management |
private equity (including portfolio companies) |
2016 |
SEC |
$52,700,000 |
America Modern Green Senior (Houston) LLC, America Modern Green Community (Houston) LLC, and America Modern Green Residential (Houston) LLC |
|
|
2018 |
SEC |
$51,400,000 |
Golden California Regional Center, LLC |
|
|
2019 |
SEC |
$50,295,232 |
Federal Home Loan Mortgage Corporation (Freddie Mac) |
Freddie Mac (Federal Home Loan Mortgage Corporation) |
financial services |
2007 |
SEC |
$50,000,000 |
AIM Advisors, Inc. and AIM Distributors, Inc. |
Invesco |
financial services |
2004 |
SEC |
$50,000,000 |
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC |
Allianz |
financial services |
2004 |
SEC |
$50,000,000 |
Franklin Advisers, Inc. |
Franklin Resources |
financial services |
2004 |
SEC |
$50,000,000 |
Banc One Investment Advisors Corporation |
JPMorgan Chase |
financial services |
2004 |
SEC |
$50,000,000 |
Massachusetts Financial Services Company |
Sun Life Financial |
financial services |
2004 |
SEC |
$50,000,000 |
Morgan Stanley DW Inc. |
Morgan Stanley |
financial services |
2003 |
SEC |
$50,000,000 |
Waddell & Reed, Inc. |
Waddell & Reed Financial Inc. |
financial services |
2006 |
SEC |
$50,000,000 |
Goldman Sachs |
Goldman Sachs |
financial services |
2015 |
NY-DFS |
$50,000,000 |
Bank of America |
Bank of America |
financial services |
2008 |
MULTI-FIN |
(*) $50,000,000 |
Wachovia Securities LLC |
Wells Fargo |
financial services |
2008 |
MULTI-FIN |
(*) $50,000,000 |
The Bank of Nova Scotia |
Scotiabank |
financial services |
2020 |
CFTC |
$50,000,000 |
Centurion Asset Management, Inc. |
|
|
2011 |
CFTC |
$49,700,000 |
Forward Investment Group, LLC |
|
|
2011 |
CFTC |
$46,900,000 |
American International Group, Inc. |
American International Group |
financial services |
2004 |
SEC |
$46,000,000 |
Stratcomm Media Ltd. |
|
|
2003 |
SEC |
$45,400,000 |
Spear, Leeds & Kellogg Specialists LLC |
Goldman Sachs |
financial services |
2004 |
SEC |
$45,272,478 |
Salomon Smith Barney Inc. |
Morgan Stanley |
financial services |
2000 |
SEC |
$45,000,000 |
Fred Alger Management, Inc. |
Alger Associates |
financial services |
2007 |
NY-AG |
(*) $45,000,000 |
Merrill Lynch & Co. |
Bank of America |
financial services |
2013 |
NJ-AG |
$45,000,000 |
Winsome Investment Trust and US Ventures |
|
|
2014 |
CFTC |
$44,000,000 |
Value Line Inc. |
|
|
2009 |
SEC |
$43,705,765 |
Industrial and Commercial Bank of China Financial Services LLC |
Industrial and Commercial Bank of China |
financial services |
2019 |
SEC |
$42,700,000 |
Super Absorbent Co., Synchronized Funding, LLC |
|
|
2010 |
CA-DFPI |
$42,650,000 |
Merrill Lynch, Pierce, Fenner & Smith |
Bank of America |
financial services |
2018 |
SEC |
$42,000,000 |
Bank of America Merrill Lynch |
Bank of America |
financial services |
2018 |
NY-AG |
$42,000,000 |
Oriental New Investments, Ltd. and Orienstar Finance, Ltd. |
|
|
2008 |
SEC |
$41,774,923 |
Shreveport Wireless Cable Television Partnership, Complete Communications Corporation, Champion Communications Corporation, B.R. Cable Communications Corporation, and Wireless Cable Television of Shreveport Limited Liability Company |
|
|
2001 |
SEC |
$41,727,403 |
Trigon Group LLC |
|
|
2010 |
CFTC |
$41,200,000 |
ChinaMedia Express Holdings |
|
|
2013 |
SEC |
$41,144,082 |
Axcess Automation LLC and Axcess Fund Management LLC |
|
|
2012 |
CFTC |
$41,000,000 |
Barki LLC |
|
|
2011 |
CFTC |
$40,904,000 |
Putnam Investment Management, LLC |
Power Financial Corporation |
financial services |
2005 |
SEC |
$40,000,001 |
Evergreen Investment Management Company LLC |
Wells Fargo |
financial services |
2009 |
SEC |
$40,000,000 |
Fred Alger Management, Inc. |
Alger Associates |
financial services |
2007 |
SEC |
$40,000,000 |
Goldman, Sachs & Co. |
Goldman Sachs |
financial services |
2005 |
SEC |
$40,000,000 |
Morgan Stanley & Co. |
Morgan Stanley |
financial services |
2005 |
SEC |
$40,000,000 |
Ritchie Capital Management, L.L.C. and Ritchie Capital Global Trading, Ltd., |
|
|
2008 |
NY-AG |
$40,000,000 |
Ritchie Multi-Strategy Global Trading Ltd. and Ritchie Capital Management LLC |
|
|
2008 |
SEC |
$39,900,000 |
VALIC Financial Advisors Inc. |
American International Group |
financial services |
2020 |
SEC |
$39,900,000 |
Trade, LLC |
|
|
2013 |
CFTC |
$39,800,000 |
First Eagle Investment Management and FEF Distributors |
|
|
2015 |
SEC |
$39,748,260 |
Blackstone Group |
Blackstone |
private equity (including portfolio companies) |
2015 |
SEC |
$39,000,000 |
Citibank N.A. |
Citigroup |
financial services |
2018 |
SEC |
$38,700,000 |
Protege Financial & Insurance Service, Inc. et al. |
|
|
2014 |
CA-DFPI |
$38,200,000 |
InovaTrade, Inc. |
|
|
2013 |
CFTC |
$38,000,000 |
BMO Harris Financial Advisors Inc. and BMO Asset Management Corp. |
Bank of Montreal |
financial services |
2019 |
SEC |
$37,980,000 |
Navellier & Associates, Inc. |
|
|
2020 |
SEC |
$37,478,190 |
Bio Defense Corp. |
|
|
2019 |
SEC |
$37,475,717 |
Wachovia Corporation |
Wells Fargo |
financial services |
2004 |
SEC |
$37,000,000 |