Merrill Lynch, Pierce, Fenner & Smith, Inc. |
Bank of America |
financial services |
2009 |
SEC |
$1,000,000 |
AmSouth Bank |
Regions Financial |
financial services |
2008 |
SEC |
$11,400,000 |
Scottrade, Inc. |
Charles Schwab Corp. |
financial services |
2008 |
SEC |
$950,000 |
Banc of America Investment Services, Inc. |
Bank of America |
financial services |
2008 |
SEC |
$9,763,634 |
Federal Home Loan Mortgage Corporation (Freddie Mac) |
Freddie Mac (Federal Home Loan Mortgage Corporation) |
financial services |
2007 |
SEC |
$50,000,000 |
Evergreen Investment Management Company |
Wells Fargo |
financial services |
2007 |
SEC |
$32,500,000 |
HSBC Bank USA, N.A. |
HSBC |
financial services |
2007 |
SEC |
$10,500,000 |
Swiss Re Financial Products Corporation |
Swiss Re |
financial services |
2007 |
SEC |
$95,000 |
General American Life Insurance Company |
MetLife |
financial services |
2007 |
SEC |
$3,300,000 |
Morgan Stanley & Co. Incorporated |
Morgan Stanley |
financial services |
2007 |
SEC |
$7,957,200 |
Zurich Capital Markets Inc. |
Zurich Insurance |
financial services |
2007 |
SEC |
$16,800,000 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
financial services |
2007 |
SEC |
$3,860,000 |
Goldman Sachs Execution and Clearing L.P. |
Goldman Sachs |
financial services |
2007 |
SEC |
$2,000,000 |
Fred Alger Management, Inc. |
Alger Associates |
financial services |
2007 |
SEC |
$40,000,000 |
Hartford Financial Services Group, Inc. |
Hartford Financial Services |
financial services |
2006 |
SEC |
$55,000,000 |
Morgan Stanley & Co. |
Morgan Stanley |
financial services |
2006 |
SEC |
$10,000,000 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
financial services |
2006 |
SEC |
$125,000 |
Banc of America Securities LLC |
Bank of America |
financial services |
2006 |
SEC |
$750,000 |
Bear, Stearns & Co., Inc. |
JPMorgan Chase |
financial services |
2006 |
SEC |
$1,500,000 |
Citigroup Global Markets, Inc. |
Citigroup |
financial services |
2006 |
SEC |
$1,500,000 |
Goldman Sachs & Co. |
Goldman Sachs |
financial services |
2006 |
SEC |
$1,500,000 |
J.P. Morgan Securities, Inc. |
JPMorgan Chase |
financial services |
2006 |
SEC |
$1,500,000 |
Lehman Brothers Inc. |
Lehman Brothers |
financial services |
2006 |
SEC |
$1,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Bank of America |
financial services |
2006 |
SEC |
$1,500,000 |
Morgan Keegan & Company, Inc. |
Raymond James Financial |
financial services |
2006 |
SEC |
$125,000 |
Morgan Stanley & Co. Incorporated/ Morgan Stanley DW Inc. |
Morgan Stanley |
financial services |
2006 |
SEC |
$1,500,000 |
Piper Jaffray & Co. |
Piper Sandler |
financial services |
2006 |
SEC |
$125,000 |
RBC Dain Rauscher Inc |
Royal Bank of Canada |
financial services |
2006 |
SEC |
$1,500,000 |
SunTrust Capital Markets Inc. |
Truist Financial |
financial services |
2006 |
SEC |
$125,000 |
Wachovia Capital Markets, LLC |
Wells Fargo |
financial services |
2006 |
SEC |
$125,000 |
Bear, Stearns & Co., Inc. |
JPMorgan Chase |
financial services |
2006 |
SEC |
$250,000,000 |
American International Group, Inc. |
American International Group |
financial services |
2006 |
SEC |
$800,000,000 |
Ameriprise Financial, Inc. |
Ameriprise Financial |
financial services |
2005 |
SEC |
$15,000,000 |
Ameriprise Financial, Inc. |
Ameriprise Financial |
financial services |
2005 |
SEC |
$30,000,000 |
Federated Investors, Inc. |
Federated Hermes |
financial services |
2005 |
SEC |
$72,000,000 |
Canadian Imperial Bank of Commerce |
Canadian Imperial Bank of Commerce |
financial services |
2005 |
SEC |
$125,000,000 |
Citigroup, Inc. |
Citigroup |
financial services |
2005 |
SEC |
$208,000,000 |
New York Stock Exchange, Inc. |
IntercontinentalExchange Group |
financial services |
2005 |
SEC |
$20,000,000 |
Citigroup Global Markets, Inc. |
Citigroup |
financial services |
2005 |
SEC |
$20,000,000 |
Banc of America Capital Management LLC, BACAP Distributors LLC and Banc of America Securities LLC |
Bank of America |
financial services |
2005 |
SEC |
$375,000,000 |
Columbia Management Advisors Inc. and Columbia Funds Distributor Inc. |
Ameriprise Financial |
financial services |
2005 |
SEC |
$140,000,000 |
Goldman, Sachs & Co. |
Goldman Sachs |
financial services |
2005 |
SEC |
$40,000,000 |
Morgan Stanley & Co. |
Morgan Stanley |
financial services |
2005 |
SEC |
$40,000,000 |
Southwest Securities, Inc. |
Hilltop Holdings |
financial services |
2005 |
SEC |
$10,000,000 |
Edward D. Jones & Co., L.P. |
Jones Financial |
financial services |
2004 |
SEC |
$75,000,000 |
Knight Securities, L.P. |
Virtu Financial |
financial services |
2004 |
SEC |
$66,500,000 |
Franklin Advisers, Inc. and Franklin Templeton Distributors, Inc. |
Franklin Resources |
financial services |
2004 |
SEC |
$20,000,000 |
American International Group, Inc. |
American International Group |
financial services |
2004 |
SEC |
$46,000,000 |
Wachovia Corporation |
Wells Fargo |
financial services |
2004 |
SEC |
$37,000,000 |
AIM Advisors, Inc. and AIM Distributors, Inc. |
Invesco |
financial services |
2004 |
SEC |
$50,000,000 |
Invesco Funds Group, Inc. |
Invesco |
financial services |
2004 |
SEC |
$325,000,000 |
TD Waterhouse Investor Services, Inc. |
Toronto-Dominion Bank |
financial services |
2004 |
SEC |
$2,000,000 |
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC |
Allianz |
financial services |
2004 |
SEC |
$11,600,000 |
Charles Schwab & Co., Inc. |
Charles Schwab Corp. |
financial services |
2004 |
SEC |
$350,000 |
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC |
Allianz |
financial services |
2004 |
SEC |
$50,000,000 |
Deutsche Bank Securities Inc. |
Deutsche Bank |
financial services |
2004 |
SEC |
$87,500,000 |
Thomas Weisel Partners LLC |
Stifel Financial |
financial services |
2004 |
SEC |
$12,500,000 |
Friedman, Billings, Ramsey & Co., Inc. |
Arlington Asset Investment Corp. |
financial services |
2004 |
SEC |
$125,000 |
Janney Montgomery Scott LLC |
Penn Mutual |
financial services |
2004 |
SEC |
$875,000 |
Morgan Keegan & Co., Inc. |
Raymond James Financial |
financial services |
2004 |
SEC |
$875,000 |
Prudential Equity Group, LLC f/k/a Prudential Securities Inc. |
Prudential Financial |
financial services |
2004 |
SEC |
$375,000 |
SG Cowen & Co., LLC f/k/a SG Cowen Securities Corporation |
Cowen Inc. |
financial services |
2004 |
SEC |
$125,000 |
Janus Capital Management LLC |
Janus Henderson |
financial services |
2004 |
SEC |
$100,000,000 |
Conseco, Inc. |
CNO Financial |
financial services |
2004 |
SEC |
$15,000,000 |
Fidelity Brokerage Services, LLC |
Fidelity Investments |
financial services |
2004 |
SEC |
$1,000,000 |
Franklin Advisers, Inc. |
Franklin Resources |
financial services |
2004 |
SEC |
$50,000,000 |
Banc One Investment Advisors Corporation |
JPMorgan Chase |
financial services |
2004 |
SEC |
$50,000,000 |
Wilmington Trust Company |
M&T Bank |
financial services |
2004 |
SEC |
$125,000 |
Strong Capital Management, Inc. |
Wells Fargo |
financial services |
2004 |
SEC |
$80,000,000 |
Putnam Investment Management LLC |
Power Financial Corporation |
financial services |
2004 |
SEC |
$55,000,000 |
Massachusetts Financial Services Company |
Sun Life Financial |
financial services |
2004 |
SEC |
$50,000,000 |
Spear, Leeds & Kellogg Specialists LLC |
Goldman Sachs |
financial services |
2004 |
SEC |
$45,272,478 |
FleetBoston Financial Corporation |
Bank of America |
financial services |
2004 |
SEC |
$140,000,000 |
Banc of America Securities LLC |
Bank of America |
financial services |
2004 |
SEC |
$10,000,000 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
financial services |
2004 |
SEC |
$3,706,693 |
Legg Mason Wood Walker, Inc. |
Franklin Resources |
financial services |
2004 |
SEC |
$2,315,467 |
Raymond James Financial Services, Inc. |
Raymond James Financial |
financial services |
2004 |
SEC |
$2,595,129 |
UBS Financial Services Inc. |
UBS |
financial services |
2004 |
SEC |
$4,621,768 |
Wachovia Securities, LLC |
Wells Fargo |
financial services |
2004 |
SEC |
$4,844,465 |
Massachusetts Financial Services Co. |
Sun Life Financial |
financial services |
2004 |
SEC |
$225,000,000 |
Alliance Capital Management L.P. |
Equitable Holdings |
financial services |
2003 |
SEC |
$250,000,000 |
Morgan Stanley DW Inc. |
Morgan Stanley |
financial services |
2003 |
SEC |
$50,000,000 |
J.P. Morgan Securities Inc. |
JPMorgan Chase |
financial services |
2003 |
SEC |
$25,000,000 |
Goldman Sachs |
Goldman Sachs |
financial services |
2003 |
SEC |
$9,305,382 |
Massachusetts Financial Services Company |
Sun Life Financial |
financial services |
2003 |
SEC |
$917,858 |
UBS PaineWebber, Inc. |
UBS |
financial services |
2003 |
SEC |
$500,000 |
Deutsche Asset Management, Inc. |
Deutsche Bank |
financial services |
2003 |
SEC |
$750,000 |
Lehman Brothers, Inc. |
Lehman Brothers |
financial services |
2003 |
SEC |
$2,500,000 |
SG Cowen Securities Corporation |
Cowen Inc. |
financial services |
2003 |
SEC |
$5,000,000 |
Prudential Securities, Inc. |
Wells Fargo |
financial services |
2003 |
SEC |
$382,000 |
Bear, Stearns & Co. Inc. |
JPMorgan Chase |
financial services |
2003 |
SEC |
$80,000,000 |
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc. |
Citigroup |
financial services |
2003 |
SEC |
$400,000,000 |
Credit Suisse First Boston LLC |
Credit Suisse |
financial services |
2003 |
SEC |
$200,000,000 |
Goldman, Sachs & Co. |
Goldman Sachs |
financial services |
2003 |
SEC |
$110,000,000 |
J.P. Morgan Securities Inc. |
JPMorgan Chase |
financial services |
2003 |
SEC |
$80,000,000 |
Lehman Brothers Inc. |
Lehman Brothers |
financial services |
2003 |
SEC |
$80,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Incorporated |
Bank of America |
financial services |
2003 |
SEC |
$200,000,000 |
Morgan Stanley & Co. Incorporated |
Morgan Stanley |
financial services |
2003 |
SEC |
$125,000,000 |
U.S. Bancorp Piper Jaffray Inc. |
Piper Sandler |
financial services |
2003 |
SEC |
$32,500,000 |
UBS Warburg LLC |
UBS |
financial services |
2003 |
SEC |
$80,000,000 |
Robertson Stephens Inc. |
Bank of America |
financial services |
2003 |
SEC |
$33,000,000 |