Fleet Specialist, Inc. |
|
|
2004 |
SEC |
$59,097,469 |
LaBranche & Co., LLC |
|
|
2004 |
SEC |
$63,518,760 |
Spear, Leeds & Kellogg Specialists LLC |
Goldman Sachs |
financial services |
2004 |
SEC |
$45,272,478 |
Van der Moolen Specialists USA, LLC |
|
|
2004 |
SEC |
$57,675,104 |
FleetBoston Financial Corporation |
Bank of America |
financial services |
2004 |
SEC |
$140,000,000 |
Banc of America Securities LLC |
Bank of America |
financial services |
2004 |
SEC |
$10,000,000 |
Ace Payday Plus, LLC |
|
|
2004 |
SEC |
$1,842,133 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
financial services |
2004 |
SEC |
$3,706,693 |
H.D. Vest Investment Securities, Inc. |
|
|
2004 |
SEC |
$725,216 |
Legg Mason Wood Walker, Inc. |
Franklin Resources |
financial services |
2004 |
SEC |
$2,315,467 |
Linsco/Private Ledger Corp. |
|
|
2004 |
SEC |
$2,232,805 |
Raymond James Financial Services, Inc. |
Raymond James Financial |
financial services |
2004 |
SEC |
$2,595,129 |
UBS Financial Services Inc. |
UBS |
financial services |
2004 |
SEC |
$4,621,768 |
Wachovia Securities, LLC |
Wells Fargo |
financial services |
2004 |
SEC |
$4,844,465 |
Massachusetts Financial Services Co. |
Sun Life Financial |
financial services |
2004 |
SEC |
$225,000,000 |
Groh Asset Management, Inc. |
|
|
2004 |
SEC |
$45,000 |
Kiely Financial Services, Inc. |
|
|
2004 |
SEC |
$154,256 |
Rudney Associates, Inc. |
|
|
2004 |
SEC |
$62,330 |
Taglich Brothers, Inc. |
|
|
2004 |
SEC |
$50,000 |
Donaldson, Lufkin & Jenrette Securities Corp. |
Credit Suisse |
financial services |
2004 |
SEC |
$1,000,000 |
JC Management, Inc. |
|
|
2004 |
SEC |
$27,991 |
Connecticut Capital Markets, L.L.C. |
|
|
2004 |
SEC |
$259,110 |
SEI Investments Distribution Company and SEI Investments Company |
|
|
2004 |
SEC |
$375,000 |
Goldman Sachs & Co. |
Goldman Sachs |
financial services |
2004 |
SEC |
$2,000,000 |
Fidelity National Capital Investors, Inc. |
|
|
2004 |
SEC |
$125,000 |
Freedom Financial, Inc. |
|
|
2004 |
SEC |
$25,000 |
David Lerner Associates, Inc. |
|
|
2004 |
SEC |
$50,000 |
Nevis Capital Management, LLC |
|
|
2004 |
SEC |
$1,700,000 |
Hard Asset Management, Inc. |
|
|
2004 |
SEC |
$62,439 |
Celebrity Resorts and Casinos, Inc. |
|
|
2004 |
SEC |
$347,250 |
Research Investment Group, Inc. |
|
|
2004 |
SEC |
$24,721 |
AIM Advisors |
Invesco |
financial services |
2004 |
MULTI-AG |
(*) $125,000,000 |
Allianz Dresdner Asset Management of America LP |
Allianz |
financial services |
2004 |
NJ-AG |
$18,000,000 |
Banc of America Capital Management LLC et al. |
Bank of America |
financial services |
2004 |
NY-AG |
(*) $375,000,000 |
Banc One Investment Advisors Corporation |
JPMorgan Chase |
financial services |
2004 |
NY-AG |
(*) $90,000,000 |
Conseco, Inc. |
CNO Financial |
financial services |
2004 |
NY-AG |
(*) $15,000,000 |
FleetBoston Financial Corp. |
Bank of America |
financial services |
2004 |
NY-AG |
(*) $300,000,000 |
Forstmann Little & Co. |
|
|
2004 |
CT-AG |
$16,200,000 |
Franklin/Templeton Distributors, Inc. |
Franklin Resources |
financial services |
2004 |
CA-AG |
$18,000,000 |
Fremont Investment Advisors, Inc. |
|
|
2004 |
NY-AG |
(*) $4,146,000 |
Invesco Funds Group |
Invesco |
financial services |
2004 |
MULTI-AG |
(*) $325,000,000 |
Inviva, Inc. |
|
|
2004 |
NY-AG |
$5,000,000 |
Janus Capital Management |
Janus Henderson |
financial services |
2004 |
MULTI-AG |
$225,000,000 |
Massachusetts Financial Services Co. |
Sun Life Financial |
financial services |
2004 |
NY-AG |
$350,000,000 |
PA Distributors |
|
|
2004 |
CA-AG |
$9,000,000 |
Pilgrim Baxter & Associates, Ltd. |
|
|
2004 |
NY-AG |
(*) $100,000,000 |
RS Investment Management L.P. |
|
|
2004 |
NY-AG |
(*) $30,000,000 |
Strong Capital Management Co. |
Wells Fargo |
financial services |
2004 |
MULTI-AG |
(*) $115,000,000 |
Healthcare Purchasing Alliance, Inc. |
|
|
2004 |
AZ-SEC |
$273,933 |
Global Trusts, L.L.C. |
|
|
2004 |
AZ-SEC |
$125,680 |
Your Living Trust |
|
|
2004 |
AZ-SEC |
$75,500 |
Corporate Architects, Inc. |
|
|
2004 |
AZ-SEC |
$20,925 |
B.B. Financial Services Group, Inc. |
|
|
2004 |
AZ-SEC |
$174,050 |
Dreos Financial Services |
|
|
2004 |
AZ-SEC |
$22,425 |
International Global Positioning, Inc. |
|
|
2004 |
AZ-SEC |
$615,951 |
Johnson Estate Planning Service, Inc. |
|
|
2004 |
AZ-SEC |
$176,500 |
Integrowth Financial Group |
|
|
2004 |
AZ-SEC |
$2,016,524 |
Unity Financial, LLC |
|
|
2004 |
AZ-SEC |
$1,642,564 |
Intersecurities, Inc. |
|
|
2004 |
AZ-SEC |
$50,000 |
HCH Enterprises, L.L.C. |
|
|
2004 |
AZ-SEC |
$371,000 |
The Social Equity Group, Inc. |
|
|
2004 |
CA-DFPI |
$9,000 |
Blackboard, Inc. |
|
|
2004 |
DC-DISB |
$5,000 |
Brookstreet Securities Corp. |
|
|
2004 |
FL-OFR |
$15,000 |
ProEquities, Inc. |
Dai-ichi Life |
financial services |
2004 |
FL-OFR |
$5,000 |
Investors Capital Corp. |
|
|
2004 |
FL-OFR |
$20,000 |
Meyers Associates, L.P. |
|
|
2004 |
FL-OFR |
$15,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. |
Bank of America |
financial services |
2004 |
FL-OFR |
$10,000 |
Allen Douglas Securities, Inc. |
|
|
2004 |
FL-OFR |
$10,000 |
World Group Securities, Inc. |
Aegon |
financial services |
2004 |
ID-SEC |
$15,000 |
Multi-Financial Securities Corp. |
|
|
2004 |
ID-SEC |
$5,000 |
Public Communication Services, Inc. aka Sprawlnet.com, Inc. |
|
|
2004 |
IL-SEC |
$20,000 |
High Tech Financial Products aka EBD Consulting, Inc. |
|
|
2004 |
IL-SEC |
$5,000 |
Rapid Technologies Group, Inc. aka Event Horizon Technologies Software, Inc. |
|
|
2004 |
IL-SEC |
$20,000 |
Janney Montgomery Scott LLC |
Penn Mutual |
financial services |
2004 |
IL-SEC |
$5,000 |
HJM International Trading Ltd. |
|
|
2004 |
IL-SEC |
$10,000 |
Octagon Financial Services, Inc. |
|
|
2004 |
IL-SEC |
$11,500 |
Rise, Inc. |
|
|
2004 |
KY-FIN |
$23,000 |
Basin Oil and Gas Corp. |
|
|
2004 |
KY-FIN |
$7,500 |
Rogpex, Inc. |
|
|
2004 |
KY-FIN |
$50,000 |
Morgan Stanley D.W., Inc. |
Morgan Stanley |
financial services |
2004 |
KY-FIN |
$100,000 |
AOV WI FI |
|
|
2004 |
MD-SEC |
$10,000 |
Windsor Asset Management |
|
|
2004 |
MD-SEC |
$48,919 |
Nations Trust First Initiatives |
|
|
2004 |
MD-SEC |
$40,000 |
eFox.net, Inc. |
|
|
2004 |
MD-SEC |
$165,000 |
Ocean International Marketing BV and Churchill Associates, Ltd. |
|
|
2004 |
MD-SEC |
$30,000 |
Euclid Systems Corp. |
|
|
2004 |
MD-SEC |
$5,000 |
Sterling Advance Marketing, Inc. |
|
|
2004 |
MD-SEC |
$30,000 |
Mid-Atlantic Estate Planning, Inc. |
|
|
2004 |
MD-SEC |
$20,000 |
Lawstar, Inc. |
|
|
2004 |
MD-SEC |
$15,000 |
National Securities Corp. |
|
|
2004 |
MO-SEC |
$13,000 |
Continental Broker-Dealer Corp. |
|
|
2004 |
MO-SEC |
$50,400 |
Tri-City Baptist Church, Inc. |
|
|
2004 |
MO-SEC |
$15,000 |
Butler, Wick & Co., Inc. |
|
|
2004 |
MO-SEC |
$11,600 |
The RWS Group, Inc. |
|
|
2004 |
MO-SEC |
$16,120 |
AmSouth Investment Services, Inc. |
Regions Financial |
financial services |
2004 |
MS-SEC |
$225,000 |
Brixon Group |
|
|
2004 |
MS-SEC |
$50,000 |
D & M Capital, LLC and Associated Financial Services, Inc. |
|
|
2004 |
ND-SEC |
$5,000 |
Principal Life Insurance Company |
Principal Financial |
financial services |
2004 |
ND-SEC |
$30,000 |
Berthel Fisher and Company Financial Services Inc. |
Berthel Fisher |
financial services |
2004 |
ND-SEC |
$20,000 |
Piper Jaffray & Co. |
Piper Sandler |
financial services |
2004 |
ND-SEC |
$20,000 |
Piper Jaffray & Co. |
Piper Sandler |
financial services |
2004 |
ND-SEC |
$17,000 |