First Securities USA, Inc. |
|
|
2000 |
MN-FIN |
$6,000 |
A&O Resource Management, Ltd. |
|
|
2007 |
MN-FIN |
$6,000 |
S3, Inc. |
|
|
2008 |
MN-FIN |
$6,000 |
Woodbury Financial Services, Inc. |
Reverence Capital Partners |
private equity (including portfolio companies) |
2009 |
MO-SEC |
$6,000 |
Cooper Financial Solutions, LLC |
|
|
2014 |
MO-SEC |
$6,000 |
Heartland Capital Advisors, L.C. |
|
|
2016 |
MO-SEC |
$6,000 |
Red Oak Compliance Solutions, LLC |
|
|
2017 |
MO-SEC |
$6,000 |
Industrial Realty Development, LLC |
|
|
2017 |
MO-SEC |
$6,000 |
Capital-E Advisors, LLC |
|
|
2019 |
MO-SEC |
$6,000 |
Investment Centers of America Inc. |
LPL Financial |
financial services |
2006 |
ND-SEC |
$6,000 |
Great Circle Financial |
|
|
2013 |
OR-FIN |
$6,000 |
Faith Based Investor LLC |
|
|
2011 |
SC-SEC |
$6,000 |
BAMC Investment Management Inc. |
|
|
2005 |
TX-SEC |
$6,000 |
Miller Equity Capital Advisors |
|
|
2007 |
TX-SEC |
$6,000 |
DIGITAL BROADCAST CORPORATION |
|
|
2006 |
VA-SEC |
$6,000 |
CHILDREN OF AMERICA, INC. |
|
|
2007 |
VA-SEC |
$6,000 |
FROOTS FRANCHISING COMPANIES |
|
|
2009 |
VA-SEC |
$6,000 |
BROOKLYN WATER BAGEL FRANCHISE |
|
|
2013 |
VA-SEC |
$6,000 |
MULLINS INVESTMENT SERVICES |
|
|
2014 |
VA-SEC |
$6,000 |
Downunder Horsemanship Franchising, LLC |
|
|
2019 |
VA-SEC |
$6,000 |
360 Tour Designs & Marketing, LLC |
|
|
2019 |
VA-SEC |
$6,000 |
Clear Sky Financial, LLC |
|
|
2019 |
VA-SEC |
$6,000 |
Reye Partners Asset Management, LLC |
|
|
2020 |
VA-SEC |
$6,000 |
Property Damage Appraisers, Inc. |
|
|
2019 |
WA-FIN |
$6,000 |
North America Real Estate Investment Group, Inc. |
|
|
2019 |
WA-FIN |
$6,000 |
Gigapix Studios, Inc. |
|
|
2012 |
WA-FIN |
$6,000 |
Clairmont Capitol, Inc. |
|
|
2002 |
WA-FIN |
$6,000 |
Woodstock Securities, Ltd. |
|
|
2001 |
WA-FIN |
$6,000 |
Solium Financial Services LLC |
Morgan Stanley |
financial services |
2020 |
MS-SEC |
$6,000 |
Tropical Racing, Inc. |
|
|
2019 |
CO-SEC |
$6,049 |
InvestIN Securities Inc. |
|
|
2004 |
TN-SEC |
$6,094 |
Pearson and Associates, LLC |
|
|
2018 |
CT-SEC |
$6,110 |
Herzog Financial Group, LLC |
|
|
2019 |
IL-SEC |
$6,150 |
Northwest Financial Advisors, Inc. |
|
|
2015 |
AK-DBS |
$6,250 |
Questar Capital Corp. |
|
|
2009 |
KY-FIN |
$6,250 |
Research Capital, LLC |
|
|
2003 |
SEC |
$6,337 |
JRS Investments and Wealth Preservation, LLC |
|
|
2015 |
WA-FIN |
$6,346 |
Vlad Investments, LLC |
|
|
2011 |
WA-FIN |
$6,350 |
St. Bernard Financial Services, Inc. |
|
|
2010 |
AR-SEC |
$6,500 |
RSC Adventures, LLC |
|
|
2013 |
AZ-SEC |
$6,500 |
Stirling Capital Management |
|
|
2014 |
CA-DFPI |
$6,500 |
Cambridge Investment Research, Inc. |
|
|
2012 |
MS-SEC |
$6,500 |
R.M. Neilio & Associates Fiscal Advisors |
|
|
2015 |
NH-BSR |
$6,500 |
BELLA BALLERINA FRANCHISING |
|
|
2018 |
VA-SEC |
$6,500 |
Moore Wealth Management, L.L.C. |
|
|
2018 |
WA-FIN |
$6,500 |
EJZ Investments, LLC |
|
|
2014 |
WA-FIN |
$6,500 |
Ra Ghala Corporation, AuJeune Corporation |
|
|
2013 |
WA-FIN |
$6,500 |
Statewide Escrow |
|
|
2003 |
WA-FIN |
$6,500 |
Solium Financial Services LLC |
Morgan Stanley |
financial services |
2020 |
NM-SEC |
$6,500 |
Solium Financial Services LLC |
Morgan Stanley |
financial services |
2020 |
RI-FIN |
$6,500 |
Kinetics Mutual Funds Inc. |
|
|
2002 |
NE-DBF |
$6,547 |
Peters Financial Planning Corp. |
|
|
2009 |
MD-SEC |
$6,700 |
Monitor Capital, LLC |
|
|
2020 |
CT-SEC |
$6,720 |
Western Realty Investments LLC |
|
|
2014 |
NH-BSR |
$6,750 |
Financial America Securities, Inc. |
|
|
2013 |
MT-SEC |
$6,769 |
Modern Investments LLC |
|
|
2012 |
TN-SEC |
$6,890 |
Solium Financial Services LLC |
Morgan Stanley |
financial services |
2020 |
VT-FIN |
$6,900 |
Caldwell Sutter Capital Inc. |
|
|
2020 |
ME-SEC |
$6,936 |
NobelTrading.com |
|
|
2010 |
MT-SEC |
$6,943 |
Newman Energy Corp. |
|
|
2008 |
AL-SEC |
$7,000 |
Bluepac Management LLC |
|
|
2012 |
AL-SEC |
$7,000 |
Lewis & Clark Outdoors, Inc. |
|
|
2011 |
AR-SEC |
$7,000 |
NSM Securities, Inc. |
|
|
2013 |
AR-SEC |
$7,000 |
Annett & Associates |
|
|
2020 |
CO-SEC |
$7,000 |
Wynn Investments LLC |
|
|
2020 |
FL-OFR |
$7,000 |
Littlefield Asset Management, Inc. |
|
|
2013 |
GA-SEC |
$7,000 |
JT Financial Advisers, LLC |
|
|
2009 |
IL-SEC |
$7,000 |
Encompass Wealth Management, LLC |
|
|
2017 |
KY-FIN |
$7,000 |
Ogan Financial Group, Inc. dba True Wealth Management |
|
|
2015 |
MD-SEC |
$7,000 |
CPFS, Inc. and Pinnacle Support Systems, Inc. |
|
|
2006 |
ME-SEC |
$7,000 |
First Montauk Securities Corporation |
|
|
2002 |
ND-SEC |
$7,000 |
Edward D. Jones & Co. LP |
Jones Financial |
financial services |
2003 |
ND-SEC |
$7,000 |
BIO-SOLUTIONS FRANCHISE CORP. |
|
|
2003 |
VA-SEC |
$7,000 |
DAILY GRIND OF WINCHESTER |
|
|
2006 |
VA-SEC |
$7,000 |
INVESTOLOGY, INC. |
|
|
2009 |
VA-SEC |
$7,000 |
SEDONA OIL & GAS CORPORATION |
|
|
2010 |
VA-SEC |
$7,000 |
911 RESTORATION FRANCHISE, INC |
|
|
2015 |
VA-SEC |
$7,000 |
Moonlighting, Inc. |
|
|
2019 |
VA-SEC |
$7,000 |
My Choice Hair, LLC |
|
|
2020 |
VA-SEC |
$7,000 |
Tradeology.com, Inc. |
|
|
2010 |
WA-FIN |
$7,000 |
Merrill Lynch Pierce Fenner & Smith Inc. |
Bank of America |
financial services |
2005 |
WI-FIN |
$7,000 |
NETTALON SECURITY SYSTEMS INC |
|
|
2009 |
VA-SEC |
$7,200 |
Tidewell DeWitt Investment Services, LLC |
|
|
2007 |
AL-SEC |
$7,262 |
Mackrow Asset Management Group and Runnstarr Asset Management Group |
|
|
2018 |
MO-SEC |
$7,372 |
Newbridge Securities Corp. |
|
|
2016 |
KY-FIN |
$7,476 |
3C Advisors & Associates, Inc. |
|
|
2016 |
SEC |
$7,500 |
Town Residential |
|
|
2015 |
NY-AG |
$7,500 |
Gulftex Operating, Inc. |
|
|
2007 |
AL-SEC |
$7,500 |
BCL, LLC and Sanctus Partners Limited Partnership |
|
|
2012 |
AL-SEC |
$7,500 |
Allied Energy, Inc. |
|
|
2015 |
AR-SEC |
$7,500 |
Chazel Capital, Inc. and OFIR Mine Project, LP |
|
|
2012 |
AZ-SEC |
$7,500 |
Denver Energy Exploration, LLC |
|
|
2014 |
AZ-SEC |
$7,500 |
Trademark INT PTT AB |
|
|
2020 |
CA-DFPI |
$7,500 |
ICG Financial, LLC |
|
|
2007 |
CT-SEC |
$7,500 |
Euro Pacific Capital, Inc. |
|
|
2009 |
CT-SEC |
$7,500 |
Laidlaw & Company (UK) Ltd. |
|
|
2012 |
CT-SEC |
$7,500 |
Obsidian Financial Group, LLC |
|
|
2013 |
CT-SEC |
$7,500 |
Fundraising Co-Op, Inc. |
|
|
2013 |
CT-SEC |
$7,500 |
Southridge Real Estate Partners L.P. and Ridgebury Partners, LLC |
|
|
2015 |
CT-SEC |
$7,500 |
Bridgewater Communications Group LLC, The Exchange, LLC |
|
|
2016 |
CT-SEC |
$7,500 |
S P Consulting, LLC |
|
|
2018 |
CT-SEC |
$7,500 |