Securities Services Network, Inc. |
Reverence Capital Partners |
private equity (including portfolio companies) |
2000 |
FL-OFR |
$10,000 |
Wall Street Financial Group, Inc. |
|
|
2001 |
FL-OFR |
$10,000 |
United Securities Alliance, Inc. |
|
|
2002 |
FL-OFR |
$10,000 |
Insurance and Financial Brokers, Inc. |
|
|
2002 |
FL-OFR |
$10,000 |
U.S. Investors Group, Inc. |
|
|
2002 |
FL-OFR |
$10,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. |
Bank of America |
financial services |
2004 |
FL-OFR |
$10,000 |
Allen Douglas Securities, Inc. |
|
|
2004 |
FL-OFR |
$10,000 |
Principia Investment Advisors, LLC |
|
|
2013 |
GA-SEC |
$10,000 |
KRM Distributors, LLC |
|
|
2012 |
HI-SEC |
$10,000 |
E-Z Roadside, LLC |
|
|
2013 |
HI-SEC |
$10,000 |
Prosapia Financial LLC and Prosapia Capital Management LLC |
|
|
2010 |
IA-INS |
$10,000 |
Fairfield Energy, Inc. |
|
|
2013 |
IA-INS |
$10,000 |
Amazon Exploration LLC |
|
|
2013 |
IA-INS |
$10,000 |
Voyager Financial Group, LLC |
|
|
2013 |
IA-INS |
$10,000 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
financial services |
2014 |
IA-INS |
$10,000 |
LinkNet, Inc. fka INFOLINK, Inc. |
|
|
2000 |
ID-SEC |
$10,000 |
Densmore Financial Group, Inc. |
|
|
2011 |
ID-SEC |
$10,000 |
Primary Enterprises, Inc. dba Low Book Auto Sales |
|
|
2014 |
ID-SEC |
$10,000 |
Garden State Securities, Inc. |
|
|
2017 |
ID-SEC |
$10,000 |
Palm Beach Investment Group, Inc. |
|
|
2003 |
IL-SEC |
$10,000 |
HJM International Trading Ltd. |
|
|
2004 |
IL-SEC |
$10,000 |
Janas Associates |
|
|
2005 |
IL-SEC |
$10,000 |
Golden Years Planning |
|
|
2005 |
IL-SEC |
$10,000 |
Bear, Stearns & Co., Inc. |
JPMorgan Chase |
financial services |
2005 |
IL-SEC |
$10,000 |
Terra Energy Investment Fund 1 L.L.C. |
|
|
2006 |
IL-SEC |
$10,000 |
Vestreon Funding, L.L.C. |
|
|
2006 |
IL-SEC |
$10,000 |
Wunderlich Securities, Inc. |
|
|
2007 |
IL-SEC |
$10,000 |
TradeRight Corp. |
|
|
2008 |
IL-SEC |
$10,000 |
Alliance Financial Services of Illinois Ltd. |
|
|
2009 |
IL-SEC |
$10,000 |
Senior Financial Strategies, Inc. |
|
|
2011 |
IL-SEC |
$10,000 |
Stewart International Consultants, Ltd. |
|
|
2011 |
IL-SEC |
$10,000 |
Mathews Logistics, LLC |
|
|
2011 |
IL-SEC |
$10,000 |
City Capital Corp. |
|
|
2011 |
IL-SEC |
$10,000 |
Clean Sweet Holdings Group, LLC |
|
|
2011 |
IL-SEC |
$10,000 |
The Matomi Group LLC |
|
|
2011 |
IL-SEC |
$10,000 |
Matthew Sapaula, Inc. |
|
|
2011 |
IL-SEC |
$10,000 |
Royal Alliance Associates, Inc. |
Reverence Capital Partners |
private equity (including portfolio companies) |
2012 |
IL-SEC |
$10,000 |
IspottedYou.com Inc. |
|
|
2012 |
IL-SEC |
$10,000 |
Dragon Fire Solutions, Inc. |
|
|
2012 |
IL-SEC |
$10,000 |
Pinnacle Investment Group, LLC |
|
|
2012 |
IL-SEC |
$10,000 |
CMG Institutional Trading, LLC |
|
|
2013 |
IL-SEC |
$10,000 |
E.C.O. Holdings, Corp. |
|
|
2014 |
IL-SEC |
$10,000 |
ECO Acquisitions, LLC |
|
|
2014 |
IL-SEC |
$10,000 |
Clayton Collateral Advisors, Inc. |
|
|
2014 |
IL-SEC |
$10,000 |
Mid America Partners, Inc. |
|
|
2014 |
IL-SEC |
$10,000 |
ReavillMed LLC |
|
|
2015 |
IL-SEC |
$10,000 |
StreamOne FS, LLC |
|
|
2015 |
IL-SEC |
$10,000 |
StreamOne LLC |
|
|
2015 |
IL-SEC |
$10,000 |
Sunny Investments Brokerage Firm |
|
|
2015 |
IL-SEC |
$10,000 |
Armared Dragon, Inc. |
|
|
2015 |
IL-SEC |
$10,000 |
C22 Capital, Inc. |
|
|
2016 |
IL-SEC |
$10,000 |
Lanier Properties, Inc. |
|
|
2016 |
IL-SEC |
$10,000 |
WealthBuilders.Name LLC |
|
|
2019 |
IL-SEC |
$10,000 |
Edward D. Jones & Co., L.P. |
Jones Financial |
financial services |
2011 |
IN-SEC |
$10,000 |
Trans World Animal Health, LLC |
|
|
2011 |
IN-SEC |
$10,000 |
First Allied Advisory Services, Inc. |
|
|
2011 |
IN-SEC |
$10,000 |
Kardia, Inc. |
|
|
2012 |
IN-SEC |
$10,000 |
Banc De Binary |
|
|
2013 |
IN-SEC |
$10,000 |
Allied Syndications, Inc. dba Allied Energy Group |
|
|
2007 |
KY-FIN |
$10,000 |
Multiple One Group, Inc. |
|
|
2008 |
KY-FIN |
$10,000 |
Voice, Video & Data Services, Inc. |
|
|
2008 |
KY-FIN |
$10,000 |
IL Bridge Fund, LLC |
|
|
2011 |
KY-FIN |
$10,000 |
Mann Capital Management, LLC |
|
|
2018 |
KY-FIN |
$10,000 |
AOV WI FI |
|
|
2004 |
MD-SEC |
$10,000 |
L.H. Ross & Company, Inc. |
|
|
2005 |
MD-SEC |
$10,000 |
Damon's Restaurants, Inc. |
|
|
2007 |
MD-SEC |
$10,000 |
Global Partners Capital |
|
|
2008 |
MD-SEC |
$10,000 |
Banc of America Investment Services, Inc. |
Bank of America |
financial services |
2008 |
MD-SEC |
$10,000 |
CMSU & Associates, LLC and Super Model Portfolio, LLP |
|
|
2009 |
MD-SEC |
$10,000 |
Cromwell Quality Tools Company, Inc. |
|
|
2010 |
MD-SEC |
$10,000 |
Tropical Smoothie Franchise Development Corp. |
|
|
2011 |
MD-SEC |
$10,000 |
Lango, LLC |
|
|
2012 |
MD-SEC |
$10,000 |
Corporate Property Associates 15, Inc. and W.P. Carey & Co., LLC and Carey Financial, LLC |
|
|
2012 |
MD-SEC |
$10,000 |
Chesapeake Financial Solutions, LLC |
|
|
2013 |
MD-SEC |
$10,000 |
Six Figure Club |
|
|
2013 |
MD-SEC |
$10,000 |
Kairos Capital LLC |
|
|
2015 |
MD-SEC |
$10,000 |
Cabildo Capital, LLC |
|
|
2019 |
MD-SEC |
$10,000 |
Beauty Supply Institute, LLC |
|
|
2020 |
MD-SEC |
$10,000 |
Garden State Securities, Inc. |
|
|
2007 |
ME-SEC |
$10,000 |
Edward D. Jones & Co., L.P. |
Jones Financial |
financial services |
2010 |
ME-SEC |
$10,000 |
H. Beck, Inc. |
|
|
2018 |
ME-SEC |
$10,000 |
Traverse Bay Investments Company, Ltd. |
|
|
2015 |
MI-SEC |
$10,000 |
Flying G Racing |
|
|
2016 |
MI-SEC |
$10,000 |
PercentPlus A Limited Liability Co. |
|
|
2016 |
MI-SEC |
$10,000 |
Agape Global Investments Corp. |
|
|
2016 |
MI-SEC |
$10,000 |
Purshe Kaplan Sterling, Inc. |
|
|
2017 |
MI-SEC |
$10,000 |
Phase 2 Investment Advisers, LLC |
|
|
2017 |
MI-SEC |
$10,000 |
University Capital Solutions, LLC |
|
|
2017 |
MI-SEC |
$10,000 |
Genesis Fund, LLC |
|
|
2017 |
MI-SEC |
$10,000 |
GenVest VI, LLC |
|
|
2017 |
MI-SEC |
$10,000 |
Scott Schultz Closed-End Funds, Inc. |
|
|
2018 |
MI-SEC |
$10,000 |
Percipience, LLC |
|
|
2018 |
MI-SEC |
$10,000 |
GenVest III, LLC |
|
|
2018 |
MI-SEC |
$10,000 |
First Nationle Solution, LLC |
|
|
2018 |
MI-SEC |
$10,000 |
GenVest VII, LLC |
|
|
2018 |
MI-SEC |
$10,000 |
Independence Capital Co., Inc. |
|
|
2019 |
MI-SEC |
$10,000 |
Antonelli Financial Advisors, LLC |
|
|
2019 |
MI-SEC |
$10,000 |
Cannas Capital, LLC |
|
|
2020 |
MI-SEC |
$10,000 |
SLB Creations, Inc. |
|
|
2020 |
MI-SEC |
$10,000 |
Mortgage Group III, LLC |
|
|
2003 |
MN-FIN |
$10,000 |
Berthel Fisher & Company |
Berthel Fisher |
financial services |
2003 |
MN-FIN |
$10,000 |