Violation Tracker Summary for Primary Offense Type
Offense Type:
tax violations
Penalty Total since 2000:
$10,227,287,354
Number of Penalty Records:
945
Note:
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Parent Companies | Total Penalty $ | Number of Records |
|---|
| Credit Suisse | $2,515,000,000 | 2 |
| UBS | $980,000,000 | 2 |
| Bank Hapoalim | $874,260,000 | 3 |
| Deutsche Bank | $679,659,153 | 3 |
| Julius Baer Group | $547,000,000 | 1 |
| KPMG | $456,000,000 | 1 |
| Verizon Communications | $415,317,909 | 3 |
| Bank Leumi | $400,000,000 | 2 |
| T-Mobile US | $330,000,000 | 1 |
| BSI SA | $211,000,000 | 1 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as 
or
XML (maximum 10,000; for access to larger downloads contact
Phil Mattera)
|
Company |
Parent |
Parent Major Industry |
Year |
Agency |
Penalty Amount |
|
Credit Suisse AG |
Credit Suisse |
financial services |
2014 |
DOJ_TAX |
$1,800,000,000 |
|
UBS AG |
UBS |
financial services |
2009 |
DOJ_TAX |
$780,000,000 |
|
Credit Suisse AG |
Credit Suisse |
financial services |
2014 |
NY-DFS |
$715,000,000 |
|
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd. |
Bank Hapoalim |
financial services |
2020 |
DOJ_TAX |
$616,910,000 |
|
Deutsche Bank AG |
Deutsche Bank |
financial services |
2010 |
USAO |
$553,633,153 |
|
Bank Julius Baer & Co. Ltd. |
Julius Baer Group |
financial services |
2016 |
DOJ_TAX |
$547,000,000 |
|
KPMG LLP |
KPMG |
business services |
2005 |
DOJ_TAX |
$456,000,000 |
|
Sprint |
T-Mobile US |
telecommunications |
2018 |
NY-AG |
$330,000,000 |
|
MCI |
Verizon Communications |
telecommunications |
2005 |
MULTI-AG |
$315,000,000 |
|
Bank Leumi Group |
Bank Leumi |
financial services |
2014 |
DOJ_TAX |
$270,000,000 |
|
Bank Hapoalim B.M. |
Bank Hapoalim |
financial services |
2020 |
NY-DFS |
$220,000,000 |
|
BSI SA |
BSI SA |
financial services |
2015 |
DOJ_TAX |
$211,000,000 |
|
UBS AG |
UBS |
financial services |
2009 |
SEC |
$200,000,000 |
|
Mizrahi-Tefahot Bank Ltd. |
|
|
2019 |
USAO |
$195,000,000 |
|
HSBC Private Bank (Suisse) SA |
HSBC |
financial services |
2019 |
USAO |
$192,350,000 |
|
Union Bancaire Privee |
Union Bancaire Privee |
financial services |
2016 |
DOJ_TAX |
$187,000,000 |
|
Bank Leumi |
Bank Leumi |
financial services |
2014 |
NY-DFS |
$130,000,000 |
|
Ernst & Young LLP |
Ernst & Young |
business services |
2013 |
USAO |
$123,000,000 |
|
Chevron Oil Co. |
Chevron |
oil and gas |
2004 |
LA-AG |
$102,000,000 |
|
MCI |
Verizon Communications |
telecommunications |
2005 |
MS-AG |
$100,000,000 |
|
Bank Lombard Odier & Co Ltd |
|
|
2015 |
DOJ_TAX |
$99,809,000 |
|
Credit Agricole (Suisse) SA |
Credit Agricole |
financial services |
2015 |
DOJ_TAX |
$99,211,000 |
|
Zurcher Kantonalbank |
|
|
2018 |
USAO |
$98,500,000 |
|
United Parcel Service |
United Parcel Service |
freight and logistics |
2019 |
NY-NYCCC |
$98,000,000 |
|
Deutsche Bank |
Deutsche Bank |
financial services |
2017 |
USAO |
$95,000,000 |
|
Bank J. Safra Sarasin AG |
|
|
2015 |
DOJ_TAX |
$85,809,000 |
|
Coutts & Co Ltd |
Royal Bank of Scotland |
financial services |
2015 |
DOJ_TAX |
$78,484,000 |
|
Wegelin & Co |
Wegelin & Co |
financial services |
2013 |
DOJ_TAX |
$74,000,000 |
|
Basler Kantonalbank |
|
|
2018 |
DOJ_TAX |
$60,400,000 |
|
BNP Paribas (Suisse) SA |
BNP Paribas |
financial services |
2015 |
DOJ_TAX |
$59,783,000 |
|
BDO USA, LLP |
BDO International |
business services |
2012 |
USAO |
$50,000,000 |
|
HSZH Verwaltungs AG |
|
|
2016 |
DOJ_TAX |
$49,000,000 |
|
Edmond de Rothschild (Suisse) SA and Edmond de Rothschild (Lugano) SA |
|
|
2015 |
DOJ_TAX |
$45,245,000 |
|
Hon Hai Precision Industry Company Ltd. And E-Star Inc. |
Foxconn Technology Group (Hon Hai Precision Industry Company) |
electrical and electronic equipment |
2007 |
USAO |
$42,000,000 |
|
Banque Cantonale Vaudoise |
|
|
2015 |
DOJ_TAX |
$41,677,000 |
|
Harbert Management Corporation |
Harbert Management |
diversified |
2017 |
NY-AG |
$40,000,000 |
|
G.B. Enterprises Inc. |
|
|
2004 |
USAO |
$40,000,000 |
|
Bank Hapoalim B.M, |
Bank Hapoalim |
financial services |
2020 |
FED |
$37,350,000 |
|
G.B. Enterprises Inc. |
|
|
2004 |
USAO |
$36,005,649 |
|
FedEx Ground Package System, Inc. |
FedEx |
freight and logistics |
2019 |
NY-AG |
$35,300,000 |
|
Beaulieu Group |
Engineered Floors |
building materials |
2007 |
USAO |
$33,184,364 |
|
Deutsche Bank (Suisse) SA |
Deutsche Bank |
financial services |
2015 |
DOJ_TAX |
$31,026,000 |
|
Harbinger Capital Partners Offshore Manager LLC |
|
|
2018 |
NY-AG |
$30,000,000 |
|
EFG Bank European Financial Group SA, Geneva and EFG Bank AG |
|
|
2015 |
DOJ_TAX |
$29,988,000 |
|
BAYERISCHE HYPO- UND VEREINSBANK AG |
|
|
2006 |
USAO |
$29,635,125 |
|
Coutts & Co Ltd. |
Royal Bank of Scotland |
financial services |
2019 |
DOJ_TAX |
$27,900,000 |
|
Dreyfus Sons & Co Ltd, Banquiers |
|
|
2015 |
DOJ_TAX |
$24,161,000 |
|
Maerki Baumann & Co. AG |
|
|
2015 |
DOJ_TAX |
$23,920,000 |
|
Liechtensteinische Landesbank AG |
|
|
2013 |
USAO |
$23,800,000 |
|
KBL (Switzerland) Ltd. |
|
|
2015 |
DOJ_TAX |
$18,792,000 |
|
Presbyterian Healthcare |
|
|
2017 |
NM-AG |
$18,500,000 |
|
Societe Generale Private Banking (Suisse) SA |
Societe Generale |
financial services |
2015 |
DOJ_TAX |
$17,807,000 |
|
Christie's Inc. |
|
|
2020 |
NY-MANDA |
$16,700,000 |
|
Piguet Galland & Cie SA |
|
|
2015 |
DOJ_TAX |
$15,365,000 |
|
Migros Bank AG |
|
|
2015 |
DOJ_TAX |
$15,037,000 |
|
Union Bancaire Privee, UBP SA |
Union Bancaire Privee |
financial services |
2020 |
DOJ_TAX |
$14,000,000 |
|
House of Oxford Inc. |
|
|
2014 |
USAO |
$13,600,000 |
|
Expedia, Inc. |
Expedia Group |
miscellaneous services |
2015 |
HI-AG |
$13,275,000 |
|
Orbitz LLC |
Expedia Group |
miscellaneous services |
2015 |
HI-AG |
$13,275,000 |
|
Priceline.Com, LLP |
Booking Holdings |
miscellaneous services |
2015 |
HI-AG |
$13,275,000 |
|
Travelocity.Com LLP |
Expedia Group |
miscellaneous services |
2015 |
HI-AG |
$13,275,000 |
|
Tesla Energy Solutions (fka SolarCity) and Novogradac & Company LLP |
Tesla Inc. |
motor vehicles |
2018 |
OR-AG |
$13,000,000 |
|
Rothschild Bank AG |
|
|
2015 |
DOJ_TAX |
$11,510,000 |
|
Gonet & Cie |
|
|
2015 |
DOJ_TAX |
$11,454,000 |
|
Luzerner Kantonalbank AG |
|
|
2015 |
DOJ_TAX |
$11,031,000 |
|
Porsal Equities Ltd. |
|
|
2018 |
NY-AG |
$10,750,000 |
|
LLB Verwaltung |
|
|
2019 |
DOJ_TAX |
$10,680,554 |
|
BBVA Suiza S.A. |
Banco Bilbao Vizcaya Argentaria |
financial services |
2015 |
DOJ_TAX |
$10,390,000 |
|
Schroder & Co. Bank AG |
|
|
2015 |
DOJ_TAX |
$10,354,000 |
|
Mirelis Holding S.A. |
|
|
2018 |
DOJ_TAX |
$10,245,000 |
|
Cipriani Fifth Avenue, LLC et al. |
|
|
2007 |
NY-MANDA |
$10,000,000 |
|
Harold Levinson & Associates |
|
|
2006 |
USAO |
$9,908,911 |
|
Banque Internationale a Luxembourg (Suisse) SA |
|
|
2015 |
DOJ_TAX |
$9,710,000 |
|
Chevron Oil Co. |
Chevron |
oil and gas |
2000 |
LA-AG |
$9,600,000 |
|
St. Galler Kantonalbank AG |
|
|
2015 |
DOJ_TAX |
$9,481,000 |
|
Habib Bank AG Zurich |
|
|
2015 |
DOJ_TAX |
$9,400,000 |
|
Bank La Roche & Co AG |
|
|
2015 |
DOJ_TAX |
$9,296,000 |
|
Enron Corp. |
Enron |
utilities and power generation |
2005 |
TX-AG |
$8,300,000 |
|
Bordier & Cie Switzerland |
|
|
2015 |
DOJ_TAX |
$7,827,000 |
|
Baumann & Cie, Banquiers |
|
|
2015 |
DOJ_TAX |
$7,700,000 |
|
Privatbank IHAG Zurich AG |
|
|
2015 |
DOJ_TAX |
$7,453,000 |
|
DZ Privatbank (Schweiz) AG |
|
|
2015 |
DOJ_TAX |
$7,452,000 |
|
Banque Pasche SA |
|
|
2015 |
DOJ_TAX |
$7,229,000 |
|
Standard Chartered Bank (Switzerland) SA, en liquidation |
Standard Chartered |
financial services |
2015 |
DOJ_TAX |
$6,337,000 |
|
PKB Privatbank AG |
|
|
2015 |
DOJ_TAX |
$6,328,000 |
|
Lantheus Medical Imaging Inc. |
|
|
2014 |
NY-AG |
$6,200,000 |
|
PBZ Verwaltungs AG |
|
|
2015 |
DOJ_TAX |
$5,570,000 |
|
Finter Bank Zurich AG |
|
|
2015 |
DOJ_TAX |
$5,414,000 |
|
American International Group, Inc. |
American International Group |
financial services |
2006 |
MI-AG |
$5,279,484 |
|
Zurich Life Insurance Company Ltd |
Zurich Insurance |
financial services |
2019 |
DOJ_TAX |
$5,115,000 |
|
Corner Banca SA |
|
|
2015 |
DOJ_TAX |
$5,068,000 |
|
Farmers Tobacco Co. of Cynthiana, Inc. |
|
|
2011 |
ATTTB |
$5,000,000 |
|
NPB Neue Privat Bank |
|
|
2018 |
DOJ_TAX |
$5,000,000 |
|
Prime Partners SA |
|
|
2017 |
USAO |
$5,000,000 |
|
Berner Kantonalbank AG |
|
|
2015 |
DOJ_TAX |
$4,619,000 |
|
Acme Refining Co. |
|
|
2017 |
USAO |
$4,545,243 |
|
47 East 34th Street (NY), LP |
|
|
2015 |
NY-AG |
$4,446,153 |
|
Swisspartners Investment Network AG |
|
|
2014 |
USAO |
$4,400,000 |
|
Amerada Hess |
Hess |
oil and gas |
2000 |
LA-AG |
$4,360,000 |
|
Conoco |
ConocoPhillips |
oil and gas |
2000 |
LA-AG |
$4,360,000 |
|
Energen |
|
|
2000 |
LA-AG |
$4,360,000 |
Download results as or
XML (maximum 10,000; for access to larger downloads contact
Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.
