Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
First Bancorp | First Bancorp (North Carolina) | financial services | accounting fraud or deficiencies | 2015 | SEC | $275,000 |
TBW Cattle | agribusiness violation | 2016 | GIPSA | $10,000 | ||
Mount Airy Stockyard, Inc. | agribusiness violation | 2016 | GIPSA | $15,000 | ||
Powell Livestock, Inc. | agribusiness violation | 2014 | GIPSA | $5,000 | ||
Piedmont Livestock, Inc. | agribusiness violation | 2013 | GIPSA | $14,000 | ||
Randolph Packing Company, Inc. | agribusiness violation | 2012 | GIPSA | $6,000 | ||
Randolph Packing Company, Inc. | agribusiness violation | 2009 | GIPSA | $10,000 | ||
Carolina Stock Yards Company, Inc | agribusiness violation | 2018 | GIPSA | $13,600 | ||
Night and Day Dental Inc. | Americans with Disabilities Act | 2021 | DOJ_RIGHTS | $30,000 | ||
DebMed USA LLC | aviation safety violation | 2017 | FAA | $50,000 | ||
Bank of America, National Association | Bank of America | financial services | banking violation | 2015 | OCC | $1,104,530 |
Bank of America, National Association | Bank of America | financial services | banking violation | 2015 | OCC | $30,000,000 |
Bank of America, National Association | Bank of America | financial services | banking violation | 2014 | OCC | $250,000,000 |
Bank of America, National Association | Bank of America | financial services | banking violation | 2014 | OCC | $25,000,000 |
SOUND BANKING COMPANY | banking violation | 2009 | FDIC | $5,400 | ||
FIRST GASTON BANK OF NORTH CAROLINA | banking violation | 2006 | FDIC | $6,000 | ||
FIRST BANK | First Bancorp (North Carolina) | financial services | banking violation | 2004 | FDIC | $12,000 |
RBC Centura Bank | banking violation | 2007 | FED | $106,930 | ||
The Bank of Currituck | banking violation | 2003 | FED | $16,000 | ||
Wachovia Bank, National Association | Wells Fargo | financial services | banking violation | 2008 | OCC | $168,900,000 |
High Point Bank and Trust Company | banking violation | 2012 | FDIC | $8,000 | ||
MOUNTAIN 1ST BANK & TRUST COMPANY | banking violation | 2010 | FDIC | $10,395 | ||
FIRST BANK | First Bancorp (North Carolina) | financial services | banking violation | 2004 | FDIC | $12,000 |
CIVITAS MEDIA, LLC | benefit plan administrator violation | 2016 | EBSA | $10,001 | ||
FOUR COUNTY COMMUNITY SERVICES, INC. | benefit plan administrator violation | 2016 | EBSA | $10,001 | ||
THE PORK COMPANY | benefit plan administrator violation | 2015 | EBSA | $10,001 | ||
CAPITOL BROADBAND, LLC | benefit plan administrator violation | 2014 | EBSA | $10,001 | ||
TIMEPLANNER CALENDARS, INC. | benefit plan administrator violation | 2012 | EBSA | $10,001 | ||
WISCO DIVERSIFIED OF AMERICA, INC. | benefit plan administrator violation | 2012 | EBSA | $10,001 | ||
CORNERSTONE THERAPEUTICS INC. | benefit plan administrator violation | 2012 | EBSA | $10,001 | ||
CAROLINAS HOME CARE AGENCY, INC | benefit plan administrator violation | 2011 | EBSA | $10,001 | ||
SYSTEMS DEPOT | benefit plan administrator violation | 2011 | EBSA | $10,001 | ||
WISCO DIVERSIFIED OF AMERICA, INC. | benefit plan administrator violation | 2011 | EBSA | $10,001 | ||
CAM FABRICATION, INC. | benefit plan administrator violation | 2010 | EBSA | $10,001 | ||
PREFERRED ALTERNATIVES, INC. | benefit plan administrator violation | 2009 | EBSA | $10,001 | ||
VOLEX, INC. | benefit plan administrator violation | 2009 | EBSA | $10,001 | ||
BASIC ELECTRIC COMPANY, INC. | benefit plan administrator violation | 2009 | EBSA | $10,001 | ||
TEFRON USA, INC. | benefit plan administrator violation | 2009 | EBSA | $10,001 | ||
PRODUCT MANAGEMENT, INC. | benefit plan administrator violation | 2009 | EBSA | $100,001 | ||
HOME DECOR COMPANY | benefit plan administrator violation | 2008 | EBSA | $10,001 | ||
FNB FINANCIAL SERVICES CORPORATION | benefit plan administrator violation | 2008 | EBSA | $50,001 | ||
L.C. TRANSPORTATION SERVICE, INC. | benefit plan administrator violation | 2008 | EBSA | $50,001 | ||
PRODUCT MANAGEMENT, INC. | benefit plan administrator violation | 2007 | EBSA | $10,001 | ||
UCO FABRICS, INC. | benefit plan administrator violation | 2007 | EBSA | $10,001 | ||
GOOD WILL PUBLISHERS, INC. | benefit plan administrator violation | 2007 | EBSA | $10,001 | ||
W.A. TECHNICAL SERVICES, INC. | benefit plan administrator violation | 2007 | EBSA | $10,001 | ||
Saturn of Charlotte Market Area, Inc | benefit plan administrator violation | 2007 | EBSA | $10,001 | ||
SOUTHERN STEEL COMPANY, L.L.C. | benefit plan administrator violation | 2007 | EBSA | $50,001 | ||
DYNACARE LABORATORIES, INC. | Laboratory Corp. of America | healthcare services | benefit plan administrator violation | 2006 | EBSA | $10,001 |
Dynacare Retirement Savings Plan and Trust | benefit plan administrator violation | 2006 | EBSA | $10,001 | ||
REXAM INC. | Ball Corp. | paper and packaging | benefit plan administrator violation | 2006 | EBSA | $50,001 |
REXAM INC. | Ball Corp. | paper and packaging | benefit plan administrator violation | 2006 | EBSA | $50,001 |
Collins & Aikman Products Co. | benefit plan administrator violation | 2005 | EBSA | $10,001 | ||
NASH JOHNSON & SONS FARMS, INC. | benefit plan administrator violation | 2005 | EBSA | $10,001 | ||
NASH JOHNSON & SONS FARM, INC. | benefit plan administrator violation | 2005 | EBSA | $10,001 | ||
DENTAL COMPONENTS, INC. | benefit plan administrator violation | 2005 | EBSA | $10,001 | ||
GATES CONSTRUCTION CO., INC. | benefit plan administrator violation | 2005 | EBSA | $50,001 | ||
Nash Johnson & Sons | benefit plan administrator violation | 2005 | EBSA | $50,001 | ||
LANE PUNCH CORPORATION | benefit plan administrator violation | 2004 | EBSA | $50,001 | ||
CASH CYCLE SOLUTIONS, INC. | benefit plan administrator violation | 2017 | EBSA | $50,001 | ||
NASH-EDGECOMBE ECONOMIC DEVELOPMENT, INC. | benefit plan administrator violation | 2017 | EBSA | $10,001 | ||
INDUSTRIAL OPPORTUNITIES, INC. | benefit plan administrator violation | 2017 | EBSA | $10,001 | ||
ACADEMI LLC | Constellis | miscellaneous services | benefit plan administrator violation | 2017 | EBSA | $10,001 |
BJ TRUCKING CO., INC. | benefit plan administrator violation | 2017 | EBSA | $10,001 | ||
INDUSTRIAL OPPORTUNITIES, INC. | benefit plan administrator violation | 2017 | EBSA | $10,001 | ||
ACADEMI LLC | Constellis | miscellaneous services | benefit plan administrator violation | 2018 | EBSA | $10,001 |
CONSTELLIS LLC | Constellis | miscellaneous services | benefit plan administrator violation | 2018 | EBSA | $10,001 |
S.V. INTERNATIONAL CORP. | benefit plan administrator violation | 2018 | EBSA | $10,001 | ||
MERIDIAN SENIOR LIVING, LLC | benefit plan administrator violation | 2018 | EBSA | $10,001 | ||
NCHA, INC. | benefit plan administrator violation | 2018 | EBSA | $10,001 | ||
HOL-DAV, INC. DBA JOHNSON LEXUS OF RALEIGH | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
SERMO, INC. | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
PATHGOAL EMPLOYER SERVICES LLC | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
HOL-DAV, INC. DBA JOHNSON LEXUS OF RALEIGH | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
RESEARCH SQUARE, LLC | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
SmartCore LLC | benefit plan administrator violation | 2019 | EBSA | $21,404 | ||
MERIDIAN SENIOR LIVING, LLC | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
CONSTELLIS LLC | Constellis | miscellaneous services | benefit plan administrator violation | 2020 | EBSA | $10,001 |
CONSTELLIS LLC | Constellis | miscellaneous services | benefit plan administrator violation | 2020 | EBSA | $10,001 |
INTERROLL CORPORATION | benefit plan administrator violation | 2020 | EBSA | $10,001 | ||
ELECTRIC GLASS FIBER AMERICA, LLC | benefit plan administrator violation | 2021 | EBSA | $10,000 | ||
PEACE -N- HOMINY QOLLECTIVE, INC | benefit plan administrator violation | 2021 | EBSA | $10,000 | ||
BON WORTH, INC. | benefit plan administrator violation | 2021 | EBSA | $10,001 | ||
SUNCHASE AMERICAN | benefit plan administrator violation | 2021 | EBSA | $10,001 | ||
INTERROLL CORPORATION | benefit plan administrator violation | 2021 | EBSA | $50,001 | ||
ELECTRIC GLASS FIBER AMERICA, LLC | benefit plan administrator violation | 2021 | EBSA | $50,001 | ||
BRADFORD PRODUCTS, LLC | benefit plan administrator violation | 2021 | EBSA | $10,001 | ||
RUCKUS PIZZA PASTA AND SPIRITS | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
HALIFAX REGIONAL MEDICAL CENTER | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
SUNCHASE AMERICAN | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
MEDFUSION, INC. | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
TRILLIANT NETWORKS, INC. | benefit plan administrator violation | 2022 | EBSA | $50,001 | ||
AVISTA PHARMA SOLUTIONS, INC. | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
INTERROLL CORPORATION | benefit plan administrator violation | 2022 | EBSA | $50,001 | ||
RUCKUS PIZZA PASTA AND SPIRITS | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
SUNCHASE AMERICAN | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
HEALTHSTAT, INC. | benefit plan administrator violation | 2023 | EBSA | $50,001 | ||
Stonex Group Inc. | StoneX Group | financial services | benefit plan administrator violation | 2023 | EBSA | $10,001 |
Loparex, Llc | benefit plan administrator violation | 2023 | EBSA | $10,001 | ||
HARRISS & COVINGTON HOSIERY MILLS, INC. | benefit plan administrator violation | 2023 | EBSA | $10,001 | ||
Harriss & Covington Hosiery Mills, Inc. | benefit plan administrator violation | 2023 | EBSA | $10,001 |