Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Aviva Life & Annuity Company
Current Parent Company: Apollo Global Management
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Recap of Ownership Changes:  subscribe to see this data field
Penalty: $4,000,000
Year: 2013
Date: November 21, 2013
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: Aviva agreed to pay $4 million to settle multistate litigation regarding its use of the Social Security Administration's Death Master File.
Level of Government: state
Action Type: agency action
Agency: Multistate Attorneys General Case
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: private equity (including portfolio companies)
Specific Industry of Current Parent: private equity (including portfolio companies)
Source of Data: State Announces A Multi-Million Dollar Settlement with Aviva, Targeted News Service, November 21, 2013 (via Nexis).
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.