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Violation Tracker Individual Record

Company: Bank of Tokyo-Mitsubishi UFJ, Ltd.
Current Parent Company: Mitsubishi UFJ Financial Group
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $600,000
Year: 2017
Date: August 7, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Violation Description: The Commodity Futures Trading Commission issued an Order filing and settling charges against The Bank of Tokyo-Mitsubishi UFJ, Ltd. for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago Mercantile Exchange and the Chicago Board of Trade, including futures contracts based on United States treasury notes and Eurodollars.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: Japan
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.