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Violation Tracker Individual Record

Company: BISYS Fund Services, Inc.
Penalty: $21,400,000
Year: 2006
Date: September 26, 2006
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: BISYS Fund Services, Inc., a mutual fund administrator, agreed to pay more than $21 million to settle allegations that it aided and abetted over two dozen mutual fund advisers in defrauding fund investors.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.