Violation Tracker Individual Record
Company:
Commercial Express, LLC and Progressive Financial, Inc.
Penalty:
$23,032,869
Year:
2002
Date:
April 11, 2002
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Secondary Offense:
securities issuance or trading violation
Level of Government:
federal
Action Type:
agency action
Agency:
Securities and Exchange Commission
Civil or Criminal Case:
civil
Source of Data:
https://www.sec.gov/litigation/litreleases/lr17466.htm (archived copy)
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
