Violation Tracker Individual Record
Company:Deerfield Management Company L.P.
Date:August 21, 2017
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:financial institution supervision failures
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
https://www.sec.gov/news/press-release/2017-146 (archived copy)
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.