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Violation Tracker Individual Record

Company: ESL Partners, L.P.
Penalty: $525,000
Year: 2008
Date: December 15, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: premerger notification violation
Violation Description: The Federal Trade Commission announced that two investment funds, ESL Partners, L.P. and ZAM Holdings, L.P., agreed to settle allegations that they violated federal law by failing to make timely filings with the government prior to acquiring blocks of AutoZone, Inc. shares in September and October of 2004.
Level of Government: federal
Action Type: agency action
Agency: Federal Trade Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.