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Violation Tracker Individual Record

Company: F-Squared Investments
Penalty: $35,000,000
Year: 2014
Date: December 22, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: F-Squared Investments agreed to pay $35 million and admit wrongdoing to settle charges that it defrauded investors through false performance advertising about its flagship product.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.