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Violation Tracker Individual Record

Company: Interinvest Corporation
Penalty: $6,900,000
Year: 2016
Date: December 28, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Securities and Exchange Commission announced the resolution of an enforcement action filed by the Commission on June 16, 2015 against a Massachusetts-based investment advisory firm, Interinvest Corporation, and its owner. The Court entered default judgments against Interinvest and the owner after both failed to answer the SEC's complaint.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.