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Advanced SearchViolation Tracker Individual Record
Company: J.C. Reed & Co.
Penalty: $14,910,003
Year: 2013
Date: March 14, 2013
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The SEC announced that a United States District Judge for the Middle District of Tennessee entered final judgments on February 27, 2013 against J.C. Reed & Company and Barron A. Mathis.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
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