Violation Tracker Individual Record
Company:
Northern Trust, IBC
Current Parent Company:
Northern Trust
Penalty:
$18,027
Year:
2003
Date:
April 4, 2003
Offense Group:
financial offenses
Primary Offense:
economic sanction violation
Level of Government:
federal
Action Type:
agency action
Agency:
Office of Foreign Assets Control
Civil or Criminal Case:
civil
HQ Country of Parent:
USA
HQ State of Parent:
Illinois
Ownership Structure of Parent:
publicly traded
Major Industry of Parent:
financial services
Specific Industry of Parent:
banking
Source of Data:
https://www.treasury.gov/resource-center/sanctions/OFAC-Enforcement/Documents/04042003.pdf
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
