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Violation Tracker Individual Record

Company: Quadrangle Group LLC
Penalty: $5,000,000
Year: 2010
Date: April 15, 2010
Offense Group: competition-related offenses
Primary Offense: kickbacks and bribery
Violation Description: A private investment firm and one of its affiliated entities agreed to pay $5 million to settle allegations of participating in a widespread kickback scheme to obtain investments from New York's largest pension fund.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.