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Violation Tracker Individual Record

Company: Rosenthal Collins Group
Penalty: $25,000
Year: 2007
Date: January 12, 2007
Offense Group: miscellaneous offenses
Primary Offense: data submission deficiencies
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.