Basic Search
|
Summaries
|
Advanced SearchViolation Tracker Individual Record
Company: UBS
Current Parent Company:
UBS
Parent at the Time of the Penalty Announcement:
subscribe to see this data field
Penalty: $44,000,000
Year: 2007
Date: May 17, 2007
Offense Group: employment-related offenses
Primary Offense: wage and hour violation
Mega-Scandal:
Wage Theft
Violation Description: overtime violation
Level of Government: federal
Action Type: private litigation
Court: Northern District of California
Civil or Criminal Case: civil
Case ID: 04-cv-3525
Case Name: Bowman v. UBS Financial Services, Inc.
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: Switzerland
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking & securities
Source of Data:
(click here)
Link to PACER Case Docket (must be logged in):
(click here)
Link to Archived Court Document:
subscribe to see this data field
Source Notes: If an online information source is not working, check the Violation Tracker
Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.
