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Violation Tracker Individual Record

Company: D-Val, LLC and D-Val Construction & Real Estate Investments
Penalty: $326,000
Year: 2008
Date: September 11, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: D-Val, LLC, D-Val Construction and Real Estate Investments, and one individual agreed to disgorge $306,000 for restitution and pay $20,000 to the Investor Protection trust in a Consent Order settling allegations they violated securities laws.
Level of Government: state
Action Type: agency action
Agency: Arkansas Securities Department
Civil or Criminal Case: civil
Facility State: Arkansas
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.